Edge is a sponsor group of 7 issuers that PartnerFacts links to one sponsor (shared people, similar issuer names, same business address; automatic match from the filings), filing 7 Form D filings between Jan 2011 and Dec 2015.
What this means One team, 7 deal companies, about 4 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.
Combined reported sold: $11.5M to 117 investors (latest filing per issuer). Industries as reported: Biotechnology (2), "Other" (2), Other Health Care (1), Commercial (1) and 1 more. Issuers are based in CT (6), CO (1).
What this means $11.5M raised across the group, about $98K per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.
Principal people: John Sfondrini (7 issuers, executive officer, director, and promoter), Joseph Kainz (2 issuers, director), Timothy Ganey (2 issuers, director), David Hack (1 issuer, executive officer, director, and promoter), David Meyers (1 issuer, executive officer and director) and 6 more.
What this means The person on the most companies is usually the one running the show; their page lists every deal.
Activity: 0 new offerings in the last 12 months; latest filing Dec 31, 2015.
What this means No new raise filed in the past year.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA), property records (NYC, FL, IL and TX counties) — 9 court cases matching the name, 3 bankruptcy cases matching the name listed in Key records below.
What this means 12 records came back, including 2 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 7 public filings for Edge and found 9 differences, 3 worth asking the sponsor about: Paid seller listed without a CRD number: James, Brenda, Jeffrey & Andrew Mackie; Paid seller listed without a CRD number: Emily Radtke, Kent Racz; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.