Dca Esg is a sponsor group of 4 issuers that PartnerFacts links to one sponsor (shared people, same business address, shared management entity, similar issuer names; automatic match from the filings), filing 10 Form D filings between Oct 2017 and Feb 2024.
What this means One team, 4 deal companies, about 7 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.
Combined reported sold: $10.1M to 28 investors (latest filing per issuer). Industries as reported: Investing (3), Pooled Investment Fund (1). Issuers are based in AZ (4).
What this means $10.1M raised across the group, about $362K per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.
Principal people: Anthony J Iarocci (4 issuers, executive officer, director, and promoter), Michael Schnaus (3 issuers, executive officer and director), Molly Iarocci (3 issuers, executive officer), David Ford (2 issuers, promoter), MIT Associates LLC J. MIT Associates LLC (2 issuers, promoter, entity) and 4 more.
What this means The person on the most companies is usually the one running the show; their page lists every deal.
Activity: 0 new offerings in the last 12 months; latest filing Feb 9, 2024.
What this means No new raise filed in the past year.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 2 SEC releases listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 10 public filings for Dca Esg and found 12 differences, 3 worth asking the sponsor about: Regulator action naming a team member: DCA Asset Management, Inc. (Sep 14, 2022); Regulator action naming a team member: DCA Asset Management, Inc. (Aug 17, 2022); and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.