PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:31 AM ET

Sponsor Check › Sponsor group

CC

Corriente China

One sponsor team, 18 deal companies · Fort Worth, TX

Grouped because: 15 shared people, 8 shared management entities, same business address (11 issuers), similar issuer names (18) (automatic match from the filings) · not the same sponsor?

18deal companies
$1.84Breported sold
1,113investors
71Form D filings
2009–2026active
1new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Sep 10, 2026 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Corriente China is a sponsor group of 18 issuers that PartnerFacts links to one sponsor (shared people, shared management entity, similar issuer names, same business address; automatic match from the filings), filing 71 Form D filings between Apr 2009 and Sep 2026.

What this means One team, 18 deal companies, about 17 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $1.84B to 1,113 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (18). Issuers are based in TX (11), Cayman Islands (as filed: E9) (7).

What this means $1.84B raised across the group, about $1.65M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Corriente Advisors, L.L.C. (18 issuers, executive officer and promoter, entity), Mark L Hart, III (17 issuers, executive officer, director, and promoter), J. Blake Lipscomb, II (10 issuers, executive officer), James E. Haddaway (9 issuers, executive officer), Joshua D Ayers (9 issuers, executive officer) and 21 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 1 new offering in the last 12 months; latest filing Sep 10, 2026.

What this means still raising money this year.

Adviser registration (Form ADV) on record: CORRIENTE ADVISORS, LLC.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA), property records (NYC, FL, IL and TX counties) — none found.

What this means Nothing turned up where we looked (4 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared the newest 50 of 71 public filings for Corriente China and found 18 differences, 4 worth asking the sponsor about: Amount sold went down between filings; 4 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Corriente China has not run yet — it is joining a line of 17,948 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Corriente China..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

18 differences found between the filings for Corriente China — 4 worth asking about (compared the newest 50 of 71 filings on Oct 24, 2026; older filings not covered)

Worth asking · Oct 28, 2013 – Oct 28, 2014

Amount sold went down between filings — Corriente China Opportunity Partners II, LP

The Oct 28, 2013 filing says $104,109,294 sold; the Oct 28, 2014 Form D/A says $95,039,587 sold — $9,069,707 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Oct 28, 2013 ↗Form D/A (later) · Oct 28, 2014 ↗Corriente China Opportunity Partners II, LP — PartnerFacts page ↗
Sources
Worth asking · Oct 28, 2013 – Oct 28, 2014

Amount sold went down between filings — Corriente China Opportunity Offshore Partners II, LP

The Oct 28, 2013 filing says $28,390,000 sold; the Oct 28, 2014 Form D/A says $25,800,994 sold — $2,589,006 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Oct 28, 2013 ↗Form D/A (later) · Oct 28, 2014 ↗Corriente China Opportunity Offshore Partners II, LP — PartnerFacts page ↗
Sources
Worth asking · Sep 1, 2015 – Sep 10, 2026

4 Form Ds were filed more than 15 days after the first sale

Form D filed 807 days after the first sale — Corriente Special Opportunity Fund, LP · Form D filed 30 days after the first sale — Corriente-Phantom Space Fund, LP · Form D filed 50 days after the first sale — Corriente China Opportunity Offshore Partners III, LP · Form D filed 50 days after the first sale — Corriente China Opportunity Partners III, LP

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Mar 21, 2025 ↗Corriente Special Opportunity Fund, LP — PartnerFacts page ↗Form D · Sep 10, 2026 ↗Corriente-Phantom Space Fund, LP — PartnerFacts page ↗
Sources
Worth asking · Jun 28, 2010 – Sep 4, 2020

17 people are no longer listed on a later amendment

Janet Evans is no longer listed on the Sep 4, 2020 amendment — Corriente Offshore Partners II, Ltd · Corriente Equity LLC is no longer listed on the Sep 6, 2019 amendment — Corriente Offshore Partners II, Ltd · Yatrik Munshi is no longer listed on the Oct 21, 2016 amendment — Corriente China Opportunity Offshore Partners III, LP · Yatrik Munshi is no longer listed on the Oct 21, 2016 amendment — Corriente China Opportunity Partners III, LP · Joshua D Ayers is no longer listed on the Aug 23, 2013 amendment — Corriente China Opportunity Partners II, LP · and 12 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Sep 6, 2019 ↗Form D/A · Sep 4, 2020 ↗Janet Evans — PartnerFacts page ↗Corriente Offshore Partners II, Ltd — PartnerFacts page ↗
Sources
Note · Jul 16, 2009 – Sep 4, 2020

13 role changes for the same people across filings

Mark L Hart, III's role changed at Corriente Offshore Partners II, Ltd: executive officer, director → executive officer · Mark L Hart, III's role changed at Corriente Offshore Partners II, Ltd: executive officer → executive officer, director · EDF Management, LLC's role changed at European Divergence Fund II, L.P.: promoter → executive officer · Corriente Advisors, L.L.C.'s role changed at EDF MI ONSHORE LP: promoter → executive officer · Corriente Offshore Capital Management, Inc.'s role changed at CORRIENTE OFFSHORE PARTNERS L P: promoter → executive officer · and 8 more

What this means Roles on Form D are self-reported. Ask who runs the company today.

Form D/A · Sep 6, 2019 ↗Form D/A · Sep 4, 2020 ↗Mark L Hart, III — PartnerFacts page ↗Corriente Offshore Partners II, Ltd — PartnerFacts page ↗
Sources
Note · Aug 1, 2001 – Sep 6, 2024

15 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Corriente Offshore Partners II, Ltd (latest filing Sep 6, 2024) · No amendment in the last 12 months on an offering that may still be open — Corriente Partners II, LP (latest filing Sep 6, 2024) · No amendment in the last 12 months on an offering that may still be open — Corriente China Opportunity Offshore Partners III, LP (latest filing Oct 21, 2016) · No amendment in the last 12 months on an offering that may still be open — Corriente China Opportunity Partners III, LP (latest filing Oct 21, 2016) · No amendment in the last 12 months on an offering that may still be open — Corriente China Opportunity Partners II, LP (latest filing Oct 28, 2014) · and 10 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Sep 6, 2024 ↗Corriente Offshore Partners II, Ltd — PartnerFacts page ↗Form D/A · Sep 6, 2024 ↗Corriente Partners II, LP — PartnerFacts page ↗
Sources
Note · Apr 7, 2009 – Sep 6, 2019

4 people are written more than one way across the filings

Janet Evans is written 2 different ways on the filings · Mark L Hart, III is written 2 different ways on the filings · Joshua D Ayers is written 2 different ways on the filings · J. Blake Lipscomb, II is written 2 different ways on the filings

What this means Middle names and suffixes come and go on these forms. Check full legal names against your documents.

Form D/A · Oct 21, 2016 ↗Form D/A · Sep 6, 2019 ↗Janet Evans — PartnerFacts page ↗Form D/A · Apr 7, 2009 ↗
Sources
Note · Apr 16, 2018 – Sep 6, 2019

Address moved from Fort Worth, TX to Forth Worth, TX — Corriente Offshore Partners II, Ltd

The people listed on the Apr 16, 2018 filing give Fort Worth, TX; on the Sep 6, 2019 filing they give Forth Worth, TX.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Apr 16, 2018 ↗Form D/A · Sep 6, 2019 ↗Corriente Offshore Partners II, Ltd — PartnerFacts page ↗
Sources
Note · Mar 15, 2011 – Mar 15, 2012

Minimum investment changed between filings — Corriente China Opportunity Offshore Partners, LP

The Mar 15, 2011 filing lists a minimum of $1,000,000; the Mar 15, 2012 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 15, 2011 ↗Form D/A (later) · Mar 15, 2012 ↗Corriente China Opportunity Offshore Partners, LP — PartnerFacts page ↗
Sources
Note · Jul 13, 2010 – Aug 9, 2011

Minimum investment changed between filings — Corriente China Opportunity Partners II, LP

The Jul 13, 2010 filing lists a minimum of $250,000; the Aug 9, 2011 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jul 13, 2010 ↗Form D/A (later) · Aug 9, 2011 ↗Corriente China Opportunity Partners II, LP — PartnerFacts page ↗
Sources
Note · Jul 13, 2010 – Aug 9, 2011

Minimum investment changed between filings — Corriente China Opportunity Offshore Partners II, LP

The Jul 13, 2010 filing lists a minimum of $250,000; the Aug 9, 2011 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jul 13, 2010 ↗Form D/A (later) · Aug 9, 2011 ↗Corriente China Opportunity Offshore Partners II, LP — PartnerFacts page ↗
Sources
Note · Apr 7, 2010 – Apr 20, 2011

Minimum investment changed between filings — CORRIENTE OFFSHORE PARTNERS L P

The Apr 7, 2010 filing lists a minimum of $1,000,000; the Apr 20, 2011 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 7, 2010 ↗Form D/A (later) · Apr 20, 2011 ↗CORRIENTE OFFSHORE PARTNERS L P — PartnerFacts page ↗
Sources
Note · Apr 7, 2010 – Apr 20, 2011

Minimum investment changed between filings — Corriente Partners L.P.

The Apr 7, 2010 filing lists a minimum of $1,000,000; the Apr 20, 2011 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 7, 2010 ↗Form D/A (later) · Apr 20, 2011 ↗Corriente Partners L.P. — PartnerFacts page ↗
Sources
Note · Apr 7, 2010 – Apr 20, 2011

Minimum investment changed between filings — EUROPEAN DIVERGENCE OFFSHORE PARTNERS LP

The Apr 7, 2010 filing lists a minimum of $500,000; the Apr 20, 2011 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 7, 2010 ↗Form D/A (later) · Apr 20, 2011 ↗EUROPEAN DIVERGENCE OFFSHORE PARTNERS LP — PartnerFacts page ↗
Sources
Note · Apr 7, 2010 – Apr 20, 2011

Minimum investment changed between filings — EUROPEAN DIVERGENCE FUND LP

The Apr 7, 2010 filing lists a minimum of $500,000; the Apr 20, 2011 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 7, 2010 ↗Form D/A (later) · Apr 20, 2011 ↗EUROPEAN DIVERGENCE FUND LP — PartnerFacts page ↗
Sources
Note · Apr 20, 2011 – Oct 21, 2016

7 issuers use a registered-agent or shared-office address

Address on file is a registered agent / shared office — Corriente China Opportunity Offshore Partners III, LP · Address on file is a registered agent / shared office — Corriente China Opportunity Offshore Partners II, LP · Address on file is a registered agent / shared office — European Divergence Offshore Partners II, L.P. · Address on file is a registered agent / shared office — EDF-M1 Offshore, L.P. · Address on file is a registered agent / shared office — CORRIENTE OFFSHORE PARTNERS L P · and 2 more

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business operates.

Form D/A · Oct 21, 2016 ↗Corriente China Opportunity Offshore Partners III, LP — PartnerFacts page ↗Form D/A · Oct 28, 2014 ↗Corriente China Opportunity Offshore Partners II, LP — PartnerFacts page ↗
Sources
Note · Mar 4, 2011 – Sep 10, 2026

Member companies were formed in 2 different states

Delaware (10), Cayman Islands (8) — out of 18 member issuers. The odd ones out: CORRIENTE OFFSHORE PARTNERS L P (Cayman Islands); EUROPEAN DIVERGENCE OFFSHORE PARTNERS LP (Cayman Islands); European Divergence Offshore Partners II, L.P. (Cayman Islands); Corriente China Opportunity Offshore Partners, LP (Cayman Islands); Corriente China Opportunity Offshore Partners II, LP (Cayman Islands); EDF-M1 Offshore, L.P. (Cayman Islands).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Corriente China — sponsor group page ↗CORRIENTE OFFSHORE PARTNERS L P — PartnerFacts page ↗EUROPEAN DIVERGENCE OFFSHORE PARTNERS LP — PartnerFacts page ↗European Divergence Offshore Partners II, L.P. — PartnerFacts page ↗
Sources
Note · Mar 4, 2011 – Sep 10, 2026

Member companies list addresses in 2 different states

TX (11), Cayman Islands (as filed: E9) (7). 7 members use a registered-agent or shared-office address: CORRIENTE OFFSHORE PARTNERS L P (Maples Corporate Services Limited, Ugland House, South Church Street, Grand Cayman, Cayman Islands (as filed: E9)); EUROPEAN DIVERGENCE OFFSHORE PARTNERS LP (Maples Corporate Services Limited, Ugland House, South Church Street, Grand Cayman, Cayman Islands (as filed: E9)); European Divergence Offshore Partners II, L.P. (Maples Corporate Services Limited, Ugland House, South Church Street, Grand Cayman, Cayman Islands (as filed: E9)); Corriente China Opportunity Offshore Partners, LP (Maples Corporate Services Limited, Ugland House, South Church Street, Grand Cayman, Cayman Islands (as filed: E9)).

What this means A registered agent's address is a mailbox, not where the team works. The other address is more likely the real office — ask which one is.

Corriente China — sponsor group page ↗CORRIENTE OFFSHORE PARTNERS L P — PartnerFacts page ↗EUROPEAN DIVERGENCE OFFSHORE PARTNERS LP — PartnerFacts page ↗European Divergence Offshore Partners II, L.P. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 71 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

None reported on 18 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 10, 2026 D
Corriente-Phantom Space Fund, LP
File 021-597039
$0$0$0None listed on this filingEDGAR ↗
Mar 21, 2025 D
Corriente Special Opportunity Fund, LP
File 021-541858
$0$0$0None listed on this filingEDGAR ↗
Sep 6, 2024 D/A
Corriente Partners II, LP
File 021-284923
$0$0$0None listed on this filingEDGAR ↗
Sep 6, 2024 D/A
Corriente Offshore Partners II, Ltd
File 021-284925
$0$0$0None listed on this filingEDGAR ↗
Oct 21, 2016 D/A
Corriente China Opportunity Partners III, LP
File 021-249827
$0$0$0None listed on this filingEDGAR ↗
Oct 21, 2016 D/A
Corriente China Opportunity Offshore Partners III, LP
File 021-249825
$0$0$0None listed on this filingEDGAR ↗
Oct 28, 2014 D/A
Corriente China Opportunity Offshore Partners II, LP
File 021-144821
$0$0$0None listed on this filingEDGAR ↗
Oct 28, 2014 D/A
Corriente China Opportunity Partners II, LP
File 021-144824
$0$0$0None listed on this filingEDGAR ↗
Oct 29, 2013 D/A
European Divergence Fund II, L.P.
File 021-133016
$0$0$0None listed on this filingEDGAR ↗
Oct 11, 2013 D/A
European Divergence Offshore Partners II, L.P.
File 021-132842
$0$0$0None listed on this filingEDGAR ↗
Oct 12, 2012 D/A
EDF MI ONSHORE LP
File 021-115944
$0$0$0None listed on this filingEDGAR ↗
Oct 12, 2012 D/A
EDF-M1 Offshore, L.P.
File 021-148514
$0$0$0None listed on this filingEDGAR ↗
Apr 25, 2012 D/A
Corriente Partners L.P.
File 021-91575
$0$0$0None listed on this filingEDGAR ↗
Apr 25, 2012 D/A
CORRIENTE OFFSHORE PARTNERS L P
File 021-96226
$0$0$0None listed on this filingEDGAR ↗
Mar 15, 2012 D/A
Corriente China Opportunity Offshore Partners, LP
File 021-138958
$0$0$0None listed on this filingEDGAR ↗
Apr 20, 2011 D/A
EUROPEAN DIVERGENCE OFFSHORE PARTNERS LP
File 021-112042
$0$0$0None listed on this filingEDGAR ↗
Apr 20, 2011 D/A
EUROPEAN DIVERGENCE FUND LP
File 021-112041
$0$0$0None listed on this filingEDGAR ↗
Mar 4, 2011 D/A
Corriente China Opportunity Partners, LP
File 021-137495
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 18 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 23, 2026, 8:59 PM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Corriente China in the sources searched.

Not found in sources searched as of Oct 23, 2026, 8:59 PM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Florida DOR NAL roll (Hillsborough 39) roll year 2026 — loaded Oct 23, 2026, 8:54 PM ET; Florida DOR NAL roll (Dade 23) roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Hillsborough County FL (recorded documents from Oct 14, 2026 forward; ownership from FL DOR roll 2026); Cook County IL (assessor ownership and deed/sale records, looked up per issuer when its page is viewed); Harris County TX and Dallas County TX (assessor ownership rolls only, 2026 roll; no deed, mortgage or sale records); Miami-Dade County FL (ownership from FL DOR roll only; Clerk recorded documents not covered). Recorder indexes for TX, AZ, IL and WA counties, mortgages and liens outside NYC and FL, lis pendens and foreclosure notices everywhere, Miami-Dade County FL recorded documents, Maricopa County AZ, King County WA, Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Dade 23) Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Hillsborough 39) Oct 23, 2026, 8:54 PM ET. NYC and Cook County are looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗ED EUROPEAN DIVERGENCE OFFSHORE PARTNERS LPshared people, shared management entity, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund3$133,425,57564$100,0002009–2011
EDGAR ↗CP Corriente Partners L.P.shared people, shared management entity, same business address, similar issuer namesFort Worth, TXPooled Investment Fund4$504,099,794214No minimum reported2009–2012
EDGAR ↗CO CORRIENTE OFFSHORE PARTNERS L Pshared people, shared management entity, similar issuer namesGrand Cayman, Cayman Islands (as filed: E9)Pooled Investment Fund4$234,782,75963$100,0002009–2012
EDGAR ↗ED EUROPEAN DIVERGENCE FUND LPshared people, shared management entity, same business address, similar issuer namesFORT WORTH, TXPooled Investment Fund3$299,041,000230No minimum reported2009–2011
EDGAR ↗ED European Divergence Offshore Partners II, L.P.shared people, shared management entity, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund5$16,237,556
offering Indefinite · similar: $155,000–$5,250,000
16
similar: 4–27
$100,000
similar: $1,000–$100,000
2009–2013
EDGAR ↗ED European Divergence Fund II, L.P.shared people, shared management entity, same business address, similar issuer namesFORT WORTH, TXPooled Investment Fund6$34,118,798
offering Indefinite · similar: $155,000–$5,250,000
78
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2009–2013
EDGAR ↗CC Corriente China Opportunity Partners, LPshared people, shared management entity, same business address, similar issuer namesFORT WORTH, TXPooled Investment Fund2$58,972,09191$1,000,0002010–2011
EDGAR ↗EM EDF MI ONSHORE LPshared people, shared management entity, same business address, similar issuer namesFORT WORTH, TXPooled Investment Fund4$124,924,5073$25,000,0002010–2012
EDGAR ↗CC Corriente China Opportunity Offshore Partners, LPshared people, shared management entity, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund3$24,003,88513$100,0002010–2012
EDGAR ↗CC Corriente China Opportunity Offshore Partners II, LPshared people, shared management entity, similar issuer namesGrand Cayman, Cayman Islands (as filed: E9)Pooled Investment Fund6$28,390,000
offering Indefinite · similar: $155,000–$5,250,000
24
similar: 4–27
$100,000
similar: $1,000–$100,000
2010–2014
EDGAR ↗CC Corriente China Opportunity Partners II, LPshared people, shared management entity, same business address, similar issuer namesFort Worth, TXPooled Investment Fund6$104,109,294
offering Indefinite · similar: $155,000–$5,250,000
103
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2010–2014
EDGAR ↗EM EDF-M1 Offshore, L.P.shared people, shared management entity, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund3$4,500,0002$100,0002010–2012
EDGAR ↗CC Corriente China Opportunity Partners III, LPshared people, shared management entity, same business address, similar issuer namesFort Worth, TXPooled Investment Fund2$40,130,980
offering Indefinite · similar: $155,000–$5,250,000
88
similar: 4–27
$100,000
similar: $1,000–$100,000
2015–2016
EDGAR ↗CC Corriente China Opportunity Offshore Partners III, LPshared people, shared management entity, similar issuer namesGrand Cayman, Cayman Islands (as filed: E9)Pooled Investment Fund2$5,347,500
offering Indefinite · similar: $155,000–$5,250,000
11
similar: 4–27
$100,000
similar: $1,000–$100,000
2015–2016
EDGAR ↗CP Corriente Partners II, LPshared people, shared management entity, same business address, similar issuer namesFORT WORTH, TXPooled Investment Fund8$162,504,259
offering Indefinite · similar: $155,000–$5,250,000
47
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2024
EDGAR ↗CO Corriente Offshore Partners II, Ltdshared people, shared management entity, same business address, similar issuer namesFORT WORTH, TXPooled Investment Fund8$64,750,000
offering Indefinite · similar: $155,000–$5,250,000
13
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2024
EDGAR ↗CS Corriente Special Opportunity Fund, LPshared people, shared management entity, same business address, similar issuer namesFORT WORTH, TXPooled Investment Fund1$7,018,750
offering $7,018,750 · similar: $155,000–$5,250,000
52
similar: 4–27
$10,000
similar: $1,000–$100,000
2025–2025
EDGAR ↗CP Corriente-Phantom Space Fund, LPshared management entity, same business address, similar issuer namesFort Worth, TXPooled Investment Fund1$1,000,000
offering $1,000,000 · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Sep 10, 2026Corriente-Phantom Space Fund, LPDPooled Investment Fund$1,000,000$1,000,000
EDGAR ↗Mar 21, 2025Corriente Special Opportunity Fund, LPDPooled Investment Fund$7,018,750$7,018,750
EDGAR ↗Sep 6, 2024Corriente Offshore Partners II, LtdD/APooled Investment FundIndefinite$64,750,000
EDGAR ↗Sep 6, 2024Corriente Partners II, LPD/APooled Investment FundIndefinite$162,504,259
EDGAR ↗Sep 6, 2023Corriente Offshore Partners II, LtdD/APooled Investment FundIndefinite$64,750,000
EDGAR ↗Sep 6, 2023Corriente Partners II, LPD/APooled Investment FundIndefinite$155,404,259
EDGAR ↗Sep 6, 2022Corriente Offshore Partners II, LtdD/APooled Investment FundIndefinite$64,750,000
EDGAR ↗Sep 6, 2022Corriente Partners II, LPD/APooled Investment FundIndefinite$155,404,259
EDGAR ↗Sep 3, 2021Corriente Offshore Partners II, LtdD/APooled Investment FundIndefinite$64,750,000
EDGAR ↗Sep 3, 2021Corriente Partners II, LPD/APooled Investment FundIndefinite$148,879,259
EDGAR ↗Sep 4, 2020Corriente Offshore Partners II, LtdD/APooled Investment FundIndefinite$59,100,000
EDGAR ↗Sep 4, 2020Corriente Partners II, LPD/APooled Investment FundIndefinite$86,233,349
EDGAR ↗Sep 6, 2019Corriente Partners II, LPD/APooled Investment FundIndefinite$81,875,663
EDGAR ↗Sep 6, 2019Corriente Offshore Partners II, LtdD/APooled Investment FundIndefinite$59,100,000
EDGAR ↗Apr 16, 2018Corriente Offshore Partners II, LtdD/APooled Investment FundIndefinite$12,400,000
EDGAR ↗Apr 16, 2018Corriente Partners II, LPD/APooled Investment FundIndefinite$44,775,663
EDGAR ↗Apr 17, 2017Corriente Offshore Partners II, LtdDPooled Investment FundIndefinite$2,500,000
EDGAR ↗Apr 17, 2017Corriente Partners II, LPDPooled Investment FundIndefinite$28,100,650
EDGAR ↗Oct 21, 2016Corriente China Opportunity Offshore Partners III, LPD/APooled Investment FundIndefinite$5,347,500
EDGAR ↗Oct 21, 2016Corriente China Opportunity Partners III, LPD/APooled Investment FundIndefinite$40,130,980
EDGAR ↗Oct 21, 2015Corriente China Opportunity Offshore Partners III, LPDPooled Investment FundIndefinite$4,870,000
EDGAR ↗Oct 21, 2015Corriente China Opportunity Partners III, LPDPooled Investment FundIndefinite$24,355,990
EDGAR ↗Oct 28, 2014Corriente China Opportunity Partners II, LPD/APooled Investment FundIndefinite$95,039,587
EDGAR ↗Oct 28, 2014Corriente China Opportunity Offshore Partners II, LPD/APooled Investment FundIndefinite$25,800,994
EDGAR ↗Oct 29, 2013European Divergence Fund II, L.P.D/APooled Investment FundIndefinite$34,118,798
EDGAR ↗Oct 28, 2013Corriente China Opportunity Partners II, LPD/APooled Investment FundIndefinite$104,109,294
EDGAR ↗Oct 28, 2013Corriente China Opportunity Offshore Partners II, LPD/APooled Investment FundIndefinite$28,390,000
EDGAR ↗Oct 11, 2013European Divergence Offshore Partners II, L.P.D/APooled Investment FundIndefinite$16,237,556
EDGAR ↗Aug 23, 2013Corriente China Opportunity Partners II, LPD/APooled Investment FundIndefinite$104,109,294
EDGAR ↗Aug 23, 2013Corriente China Opportunity Offshore Partners II, LPD/APooled Investment FundIndefinite$28,390,000
EDGAR ↗Apr 25, 2013European Divergence Fund II, L.P.D/APooled Investment FundIndefinite$34,118,798
EDGAR ↗Oct 12, 2012EDF-M1 Offshore, L.P.D/APooled Investment FundIndefinite$4,500,000
EDGAR ↗Oct 12, 2012EDF MI ONSHORE LPD/APooled Investment FundIndefinite$124,924,507
EDGAR ↗Oct 12, 2012EDF MI ONSHORE LPD/APooled Investment FundIndefinite$124,924,507
EDGAR ↗Oct 11, 2012European Divergence Offshore Partners II, L.P.D/APooled Investment FundIndefinite$16,237,556
EDGAR ↗Aug 24, 2012Corriente China Opportunity Offshore Partners II, LPD/APooled Investment FundIndefinite$27,190,000
EDGAR ↗Aug 23, 2012Corriente China Opportunity Partners II, LPD/APooled Investment FundIndefinite$103,689,294
EDGAR ↗Apr 25, 2012CORRIENTE OFFSHORE PARTNERS L PD/APooled Investment FundIndefinite$234,782,759
EDGAR ↗Apr 25, 2012European Divergence Fund II, L.P.D/APooled Investment FundIndefinite$33,431,961
EDGAR ↗Apr 25, 2012Corriente Partners L.P.D/APooled Investment FundIndefinite$504,099,794
EDGAR ↗Mar 15, 2012Corriente China Opportunity Offshore Partners, LPD/APooled Investment FundIndefinite$24,003,885
EDGAR ↗Oct 11, 2011EDF-M1 Offshore, L.P.D/APooled Investment FundIndefinite$4,500,000
EDGAR ↗Sep 20, 2011European Divergence Offshore Partners II, L.P.D/APooled Investment FundIndefinite$15,122,556
EDGAR ↗Aug 9, 2011Corriente China Opportunity Partners II, LPD/APooled Investment FundIndefinite$78,189,294
EDGAR ↗Aug 9, 2011Corriente China Opportunity Offshore Partners II, LPD/APooled Investment FundIndefinite$16,200,000
EDGAR ↗Apr 20, 2011EUROPEAN DIVERGENCE OFFSHORE PARTNERS LPD/APooled Investment FundIndefinite$133,425,575
EDGAR ↗Apr 20, 2011Corriente Partners L.P.D/APooled Investment FundIndefinite$500,262,009
EDGAR ↗Apr 20, 2011CORRIENTE OFFSHORE PARTNERS L PD/APooled Investment FundIndefinite$224,766,426
EDGAR ↗Apr 20, 2011EUROPEAN DIVERGENCE FUND LPD/APooled Investment FundIndefinite$299,041,000
EDGAR ↗Apr 20, 2011European Divergence Fund II, L.P.D/APooled Investment FundIndefinite$27,481,961
EDGAR ↗Mar 15, 2011Corriente China Opportunity Offshore Partners, LPD/APooled Investment FundIndefinite$24,003,885
EDGAR ↗Mar 4, 2011Corriente China Opportunity Partners, LPD/APooled Investment FundIndefinite$58,972,091
EDGAR ↗Oct 5, 2010EDF-M1 Offshore, L.P.DPooled Investment FundIndefinite$4,500,000
EDGAR ↗Sep 9, 2010European Divergence Fund II, L.P.D/APooled Investment FundIndefinite$20,491,951
EDGAR ↗Sep 9, 2010European Divergence Offshore Partners II, L.P.D/APooled Investment FundIndefinite$14,236,942
EDGAR ↗Jul 13, 2010Corriente China Opportunity Partners II, LPDPooled Investment FundIndefinite$44,095,000
EDGAR ↗Jul 13, 2010Corriente China Opportunity Offshore Partners II, LPDPooled Investment FundIndefinite$4,450,000
EDGAR ↗Jun 28, 2010EDF MI ONSHORE LPD/APooled Investment FundIndefinite$26,000,000
EDGAR ↗Apr 7, 2010EUROPEAN DIVERGENCE OFFSHORE PARTNERS LPD/APooled Investment FundIndefinite$133,425,575
EDGAR ↗Apr 7, 2010EUROPEAN DIVERGENCE FUND LPD/APooled Investment FundIndefinite$299,041,000
EDGAR ↗Apr 7, 2010CORRIENTE OFFSHORE PARTNERS L PD/APooled Investment FundIndefinite$201,772,026
EDGAR ↗Apr 7, 2010Corriente Partners L.P.D/APooled Investment FundIndefinite$479,128,294
EDGAR ↗Feb 23, 2010Corriente China Opportunity Offshore Partners, LPDPooled Investment FundIndefinite$1,500,000
EDGAR ↗Feb 4, 2010EDF MI ONSHORE LPD/APooled Investment FundIndefinite$25,000,000
EDGAR ↗Jan 6, 2010Corriente China Opportunity Partners, LPDPooled Investment FundIndefinite$5,750,000
EDGAR ↗Jul 22, 2009European Divergence Fund II, L.P.DPooled Investment FundIndefinite$1,850,000
EDGAR ↗Jul 16, 2009European Divergence Offshore Partners II, L.P.DPooled Investment FundIndefinite$6,360,000
EDGAR ↗Apr 7, 2009EUROPEAN DIVERGENCE FUND LPD/APooled Investment FundIndefinite$295,317,653
EDGAR ↗Apr 7, 2009EUROPEAN DIVERGENCE OFFSHORE PARTNERS LPD/APooled Investment FundIndefinite$130,656,400
EDGAR ↗Apr 7, 2009CORRIENTE OFFSHORE PARTNERS L PD/APooled Investment FundIndefinite$179,762,242
EDGAR ↗Apr 7, 2009Corriente Partners L.P.D/APooled Investment FundIndefinite$427,050,339

Activity: 1 new offering in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Sep 10, 2026. Industry history, as reported on each offering's latest filing: All 18 offerings reported: Pooled Investment Fund (2009–2026).

People across the group

NameRolesIssuers hereFirst → last listed
CA Corriente Advisors, L.L.C. entityExecutive Officer, Promoter18Apr 7, 2009 → Sep 10, 2026
MH Mark L Hart, IIIExecutive Officer, Director, Promoter17Apr 7, 2009 → Mar 21, 2025
JL J. Blake Lipscomb, IIExecutive Officer10Jul 16, 2009 → Oct 28, 2014
YM Yatrik MunshiExecutive Officer9Apr 20, 2011 → Oct 21, 2015
JA Joshua D AyersExecutive Officer9Jul 16, 2009 → Oct 11, 2013
JH James E. HaddawayExecutive Officer9Apr 7, 2009 → Mar 4, 2011
CC Corriente China Opportunity Management, LLC entityPromoter6Jan 6, 2010 → Oct 21, 2016
EM EDF Management, LLC entityExecutive Officer, Promoter5Apr 7, 2009 → Oct 29, 2013
GC GaveKal Capital Management Limited entityExecutive Officer5Apr 7, 2009 → Oct 29, 2013
CG Charles GaveExecutive Officer5Apr 7, 2009 → Oct 11, 2013
LG Louis-Vincent GaveExecutive Officer, Director5Apr 7, 2009 → Oct 11, 2013
AK Anatole KaletskyExecutive Officer5Apr 7, 2009 → Oct 11, 2013
JA Josh AyersExecutive Officer5Apr 20, 2011 → Apr 25, 2012
BL Blake LipscombExecutive Officer5Apr 20, 2011 → Apr 20, 2011
JE Janet EvansExecutive Officer, Director3Oct 21, 2016 → Sep 6, 2019
EO EDF Offshore Advisors, Inc. entityPromoter3Apr 7, 2009 → Oct 11, 2013
MG Matthew GilmanDirector, Executive Officer, Promoter2Sep 4, 2020 → Mar 21, 2025
CE Corriente Equity LLC entityExecutive Officer2Apr 17, 2017 → Sep 6, 2024
AK Amol KasarExecutive Officer2Oct 21, 2016 → Oct 21, 2016
EM EDF-M1 Management, LLC entityPromoter2Oct 11, 2011 → Oct 12, 2012
RL Robert W. LydickExecutive Officer2Oct 12, 2012 → Oct 12, 2012
CO Corriente Offshore Capital Management, Inc. entityExecutive Officer, Promoter2Apr 7, 2009 → Apr 25, 2012
HH Harvey M.C. HolmanExecutive Officer2Apr 7, 2009 → Apr 7, 2009
CS Corriente Special GP, LLC entityDirector, Promoter1Mar 21, 2025 → Mar 21, 2025
BB Brian BurkholderDirector1Sep 4, 2020 → Sep 6, 2024
CC Corriente Capital Management, L.P. entityExecutive Officer1Apr 7, 2009 → Apr 25, 2012

Adviser registration (Form ADV)

CORRIENTE ADVISORS, LLC — Exempt reporting adviser · SEC registration status as reported: “ERA - Active” since Mar 29, 2023 · SEC file 802-127785 · Main office: FORT WORTH, TX · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: Not reported — exempt reporting advisers do not complete Form ADV Item 5.

Websites listed on Form ADV (Item 1.I): WWW.CORRIENTECAPITAL.COM ↗

Item 11 disclosure questions as answered on Form ADV filed Mar 31, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, business address on Form ADV = address on Form D · Form ADV data: SEC Investment Adviser Information Report (exempt reporting advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

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Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Corriente China's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #342,712 of 374,652 in line (16 issuers searched so far). One-tap searches: Look further ↓

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