PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:52 AM ET

Sponsor Check › Sponsor group

U

Union

One sponsor team, 4 deal companies · St. Helier, Jersey (as filed: Y9)

Grouped because: 7 shared people, same business address (3 issuers), similar issuer names (2) · 2 issuers also list a director who sits on many unrelated issuers (not used to group) (automatic match from the filings) · not the same sponsor?

4deal companies
$402.4Mreported sold
17investors
7Form D filings
2013–2016active
0new, last 12 mo

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Nov 10, 2016 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Union is a sponsor group of 4 issuers that PartnerFacts links to one sponsor (shared people, same business address, similar issuer names; automatic match from the filings), filing 7 Form D filings between Sep 2013 and Nov 2016.

What this means One team, 4 deal companies, about 3 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $402.4M to 17 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (3), "Other" (1). Issuers are based in Jersey (as filed: Y9) (3), CT (1).

What this means $402.4M raised across the group, about $23.7M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Anthony J. Marraccino (2 issuers, executive officer and promoter), Craig Stewart (2 issuers, director), Franklin J. Rudd (2 issuers, executive officer and promoter), John-Paul Meagher (2 issuers, executive officer and director), Stephen M. Waters (2 issuers, executive officer and promoter) and 13 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Nov 10, 2016.

What this means No new raise filed in the past year.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 26 court cases matching the name, 5 bankruptcy cases matching the name listed in Key records below.

What this means 31 records came back, including 2 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 7 public filings for Union and found 10 differences, 2 worth asking the sponsor about: Form D filed 127 days after the first sale; RICHARD N. FOSTER is no longer listed on the Sep 3, 2015 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Union has not run yet — it is joining a line of 62,682 names; searches run around the clock at the hosts' allowed rate. Searched so far: 738 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

26 cases: 2 open, 5 closed (disposition not in docket feed), 12 dismissed, 7 judgment

Union LLC v. ASR Group International Incorporated open matched at sponsor-group level (Union)
District Court, D. Minnesota · No. 0:24-cv-02338 · Filed Jun 25, 2024 · Nature of suit: 410 Anti-Trust · Cause: 15:15 Antitrust Litigation
Role of Union LLC: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in MN (not the issuer's state)
Union LLC v. ASR Group International Incorporated closed matched at sponsor-group level (Union)
District Court, D. Arizona · No. 4:24-cv-00233 · Filed May 3, 2024 · Closed Jun 20, 2024 · Nature of suit: 410 Other Statutes: Anti-Trust · Cause: 15:1 Antitrust Litigation
Role of Union LLC: Plaintiff · Outcome: Terminated 2024-06-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in AZ (not the issuer's state)
In Re: Union Corporation open matched at sponsor-group level (Union)
District Court, Northern Mariana Islands · No. 1:06-mc-00072 · Filed Jul 25, 2006
Role of Union Corporation: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; filed 2006, issuer incorporated 2013
Badillo v. Union Corp dismissed matched at sponsor-group level (Union)
District Court, N.D. Illinois · No. 1:97-cv-00815 · Filed Feb 5, 1997 · Closed Apr 1, 1997 · Nature of suit: 890 Other statutory actions
Role of Union Corp: Defendant · Outcome: Terminated 1997-04-01 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
exact company name; name has one distinctive word; court in IL (not the issuer's state); filed 1997, issuer incorporated 2013
Sarue v. Union Corporation dismissed matched at sponsor-group level (Union)
District Court, E.D. New York · No. 1:96-cv-03455 · Filed Jul 12, 1996 · Closed Jan 15, 1997 · Nature of suit: 890 Other statutory actions
Role of Union Corporation: Defendant · Outcome: Terminated 1997-01-15 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
exact company name; name has one distinctive word; court in NY (not the issuer's state); filed 1996, issuer incorporated 2013
Jenkins v. Union Corp judgment matched at sponsor-group level (Union)
District Court, N.D. Illinois · No. 1:96-cv-03440 · Filed Jun 7, 1996 · Closed Apr 24, 1998 · Nature of suit: 890 Other statutory actions
Role of Union Corp: Defendant · Outcome: Terminated 1998-04-24 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗
exact company name; name has one distinctive word; court in IL (not the issuer's state); filed 1996, issuer incorporated 2013
United States v. The Union Corp. closed matched at sponsor-group level (Union)
District Court, M.D. Pennsylvania · No. 1:96-cr-00141 · Filed Jun 7, 1996 · Closed Aug 8, 1996
Role of The Union Corp.: Defendant · Outcome: Terminated 1996-08-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in PA (not the issuer's state); filed 1996, issuer incorporated 2013; criminal docket
United States v. The Union Corp. closed matched at sponsor-group level (Union)
District Court, M.D. Pennsylvania · No. 1:96-cr-00141 · Filed Jun 7, 1996 · Closed Aug 8, 1996
Role of The Union Corp.: Defendant · Outcome: Terminated 1996-08-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in PA (not the issuer's state); filed 1996, issuer incorporated 2013; criminal docket
Woodend v. Union Corp., The judgment matched at sponsor-group level (Union)
District Court, M.D. Pennsylvania · No. 1:95-cv-01928 · Filed Nov 17, 1995 · Closed Jun 10, 1997 · Nature of suit: 190 Other contract actions
Role of Union Corp., The: Defendant · Outcome: Terminated 1997-06-10 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
exact company name; name has one distinctive word; court in PA (not the issuer's state); filed 1995, issuer incorporated 2013
Hunter v. Union Corporation judgment matched at sponsor-group level (Union)
District Court, N.D. California · No. 4:93-cv-02987 · Filed Aug 16, 1993 · Closed Dec 23, 1994 · Nature of suit: 890 Other statutory actions
Role of Union Corporation: Defendant · Outcome: Terminated 1994-12-23 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗
exact company name; name has one distinctive word; court in CA (not the issuer's state); filed 1993, issuer incorporated 2013
THE UNION CORP. v. FAIRFAX FINANCIAL dismissed matched at sponsor-group level (Union)
District Court, E.D. Pennsylvania · No. 2:92-cv-01340 · Filed Mar 4, 1992 · Closed Jun 22, 1992 · Nature of suit: 410 Other Statutes: Anti-Trust · Cause: 15:1 Antitrust Litigation
Role of THE UNION CORP.: Plaintiff · Outcome: Terminated 1992-06-22 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
exact company name; name has one distinctive word; court in PA (not the issuer's state); filed 1992, issuer incorporated 2013
THE UNION CORP. v. BROWN dismissed matched at sponsor-group level (Union)
District Court, E.D. Pennsylvania · No. 2:87-cv-05525 · Filed Dec 16, 1991 · Closed Dec 16, 1991 · Nature of suit: 893 Environmental matters
Role of THE UNION CORP.: Plaintiff · Outcome: Terminated 1991-12-16 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; name has one distinctive word; court in PA (not the issuer's state); filed 1991, issuer incorporated 2013
Union Corporation v. Jacobson judgment matched at sponsor-group level (Union)
District Court, E.D. Virginia · No. 2:91-cv-00630 · Filed Oct 2, 1991 · Closed Nov 12, 1992 · Nature of suit: 190 Other contract actions
Role of Union Corporation: Plaintiff · Outcome: Terminated 1992-11-12 — FJC Integrated Database disposition: Other; judgment for plaintiff Docket on CourtListener ↗
exact company name; name has one distinctive word; court in VA (not the issuer's state); filed 1991, issuer incorporated 2013
Money Point Diamond v. Union Corporation judgment matched at sponsor-group level (Union)
District Court, E.D. Virginia · No. 2:91-cv-00586 · Filed Sep 18, 1991 · Closed Nov 13, 1992 · Nature of suit: 190 Other contract actions
Role of Union Corporation: Defendant · Outcome: Terminated 1992-11-13 — FJC Integrated Database disposition: Other; judgment for defendant Docket on CourtListener ↗
exact company name; name has one distinctive word; court in VA (not the issuer's state); filed 1991, issuer incorporated 2013
THE UNION CORP v. FRIEDLANDER dismissed matched at sponsor-group level (Union)
District Court, E.D. Pennsylvania · No. 2:91-cv-04287 · Filed Jul 5, 1991 · Closed Jun 15, 1992 · Nature of suit: 190 Other contract actions
Role of THE UNION CORP: Plaintiff · Outcome: Terminated 1992-06-15 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; name has one distinctive word; court in PA (not the issuer's state); filed 1991, issuer incorporated 2013
ROSENFELD v. THE UNION CORP. closed matched at sponsor-group level (Union)
District Court, D. New Jersey · No. 2:91-cv-02866 · Filed Jun 28, 1991 · Closed Apr 30, 1993 · Nature of suit: 160 Stockholder's suits
Role of THE UNION CORP.: Defendant · Outcome: Terminated 1993-04-30 — FJC Integrated Database disposition: Statistical closing Docket on CourtListener ↗
exact company name; name has one distinctive word; court in NJ (not the issuer's state); filed 1991, issuer incorporated 2013
VERSATILE METALS, INC. v. UNION CORPORATION dismissed matched at sponsor-group level (Union)
District Court, E.D. Pennsylvania · No. · Filed Aug 1, 1990 · Closed Aug 13, 1990 · Nature of suit: 190 Other contract actions
Role of UNION CORPORATION: Defendant · Outcome: Terminated 1990-08-13 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; name has one distinctive word; court in PA (not the issuer's state); filed 1990, issuer incorporated 2013
Watkins v. Union Corp. dismissed matched at sponsor-group level (Union)
District Court, S.D. Florida · No. 1:90-cv-00785 · Filed Mar 26, 1990 · Closed Jul 11, 1990 · Nature of suit: 140 Negotiable instruments
Role of Union Corp.: Defendant · Outcome: Terminated 1990-07-11 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
exact company name; name has one distinctive word; court in FL (not the issuer's state); filed 1990, issuer incorporated 2013
UNION INCORPORATED v. ROPAK dismissed matched at sponsor-group level (Union)
District Court, C.D. California · No. · Filed Nov 21, 1989 · Closed Apr 15, 1991 · Nature of suit: 190 Other contract actions
Role of UNION INCORPORATED: Plaintiff · Outcome: Terminated 1991-04-15 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; name has one distinctive word; court in CA (not the issuer's state); filed 1989, issuer incorporated 2013
FDIC v. UNION CORPORATION judgment matched at sponsor-group level (Union)
District Court, D. Kansas · No. · Filed Aug 1, 1989 · Closed Jun 8, 1990 · Nature of suit: 190 Other contract actions
Role of UNION CORPORATION: Defendant · Outcome: Terminated 1990-06-08 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
exact company name; name has one distinctive word; court in KS (not the issuer's state); filed 1989, issuer incorporated 2013
UNION INC v. ELI COHEN ETAL dismissed matched at sponsor-group level (Union)
District Court, D. Rhode Island · No. · Filed Apr 21, 1988 · Closed Mar 13, 1989 · Nature of suit: 190 Other contract actions
Role of UNION INC: Plaintiff · Outcome: Terminated 1989-03-13 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; name has one distinctive word; court in RI (not the issuer's state); filed 1988, issuer incorporated 2013
THE UNION CORP v. VERSATILE METALS dismissed matched at sponsor-group level (Union)
District Court, N.D. Illinois · No. · Filed Jan 20, 1987 · Closed Sep 14, 1987 · Nature of suit: 190 Other contract actions
Role of THE UNION CORP: Plaintiff · Outcome: Terminated 1987-09-14 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗
exact company name; name has one distinctive word; court in IL (not the issuer's state); filed 1987, issuer incorporated 2013
UNION CORP v. DEKALB FORGE CO dismissed matched at sponsor-group level (Union)
District Court, N.D. Illinois · No. · Filed Aug 7, 1986 · Closed Oct 22, 1987 · Nature of suit: 190 Other contract actions
Role of UNION CORP: Plaintiff · Outcome: Terminated 1987-10-22 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗
exact company name; name has one distinctive word; court in IL (not the issuer's state); filed 1986, issuer incorporated 2013
UNION CORP v. AMER COMPRESSOR CO INC dismissed matched at sponsor-group level (Union)
District Court, D. Connecticut · No. · Filed Mar 24, 1986 · Closed Jul 21, 1987 · Nature of suit: 890 Other statutory actions
Role of UNION CORP: Plaintiff · Outcome: Terminated 1987-07-21 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the group's state (CT); filed 1986, issuer incorporated 2013
UNITED STATES v. UNION CORPORATION, ET AL closed matched at sponsor-group level (Union)
District Court, E.D. Pennsylvania · No. · Filed Apr 23, 1980 · Closed Apr 28, 1998 · Nature of suit: 893 Environmental matters
Role of UNION CORPORATION: Defendant · Outcome: Terminated 1998-04-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in PA (not the issuer's state); filed 1980, issuer incorporated 2013
UNITED STATES v. UNION CORPORATION judgment matched at sponsor-group level (Union)
District Court, E.D. Pennsylvania · No. 2:80-cv-01589 · Filed Apr 23, 1980 · Closed Mar 13, 2006 · Nature of suit: 893 Other Statutes: Environmental Matters · Cause: 42:6901 Resource & Recovery Act
Role of UNION CORPORATION: Defendant · Outcome: Terminated 2006-03-13 — FJC Integrated Database disposition: Judgment on consent Docket on CourtListener ↗
exact company name; name has one distinctive word; court in PA (not the issuer's state); filed 1980, issuer incorporated 2013
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Union..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

5 cases: 5 closed (disposition not in docket feed)

UFI LIQUIDATING TRUST v. Union Inc. closed matched at sponsor-group level (Union)
United States Bankruptcy Court, D. Delaware · No. 06-50749 · Filed Jun 22, 2006 · Closed Sep 18, 2006
Role of Union Inc.: Defendant · Outcome: Case closed 2006-09-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in DE (not the issuer's state); filed 2006, issuer incorporated 2013
The Union Corporation closed matched at sponsor-group level (Union)
United States Bankruptcy Court, E.D. Missouri · No. 03-46324 · Filed May 12, 2003 · Closed Jun 30, 2005
Role of The Union Corporation: Debtor · Outcome: Case closed 2005-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in MO (not the issuer's state); filed 2003, issuer incorporated 2013
Union, LLC closed matched at sponsor-group level (Union)
United States Bankruptcy Court, W.D. Tennessee · No. 00-28564 · Filed Jul 18, 2000 · Closed Mar 21, 2001
Role of Union, LLC: Debtor · Outcome: Case closed 2001-03-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in TN (not the issuer's state); filed 2000, issuer incorporated 2013
Whitaker v. Union Incorporated closed matched at sponsor-group level (Union)
United States Bankruptcy Court, M.D. Florida · No. 3:92-ap-08031 · Filed Jun 18, 1992 · Closed Apr 15, 1993
Role of Union Incorporated: Defendant · Outcome: Case closed 1993-04-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in FL (not the issuer's state); filed 1992, issuer incorporated 2013
Craddock-Terry Shoe Corporation v. The Union Company closed matched at sponsor-group level (Union)
United States Bankruptcy Court, W.D. Virginia · No. 90-00153 · Filed Aug 10, 1990 · Closed Feb 4, 1991
Role of The Union Company: Defendant · Outcome: Case closed 1991-02-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in VA (not the issuer's state); filed 1990, issuer incorporated 2013
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

10 differences found between the filings for Union — 2 worth asking about (compared 7 filings on Oct 24, 2026)

Note · Sep 2, 2011 – Mar 1, 2012

Bankruptcy case: Gasparini v. Ocwen Loan Servicing LLC — filed Sep 2, 2011

United States Bankruptcy Court, E.D. New York docket "Gasparini v. Ocwen Loan Servicing LLC" filed Sep 2, 2011, closed Mar 1, 2012. ROBERTO LINCOLN GASPARINI (listed on the same filings) is listed as Plaintiff ("Gasparini"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Note · Jun 27, 2014 – Nov 10, 2016

Union includes 2 deals that stopped filing before reaching their target

UNION Real Estate II LP (last filing Nov 10, 2016; $0 sold of $292,000,000); UNION Real Estate B LP (last filing Jun 27, 2014; $0 sold of $300,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Worth asking · Nov 12, 2015 – Mar 18, 2016

Form D filed 127 days after the first sale — COMPASS PARTNERS INVESTMENTS MASTER FUND LP

The filing says the first sale was Nov 12, 2015. The Form D was filed Mar 18, 2016 — 127 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 112 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Aug 30, 2013 – Aug 29, 2016

No amendment in the last 12 months on an offering that may still be open — COMPASS PARTNERS INVESTMENTS LLP (latest filing Aug 29, 2016)

The latest filing for this offering is dated Aug 29, 2016 (first sale Aug 30, 2013). It reports $875,811 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Worth asking · Sep 3, 2014 – Sep 3, 2015

RICHARD N. FOSTER is no longer listed on the Sep 3, 2015 amendment — COMPASS PARTNERS INVESTMENTS LLP

RICHARD N. FOSTER appears on the Sep 3, 2014 Form D/A (executive officer) but not on the Sep 3, 2015 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Sources
Note · Sep 11, 2013 – Nov 10, 2016

4 people are written more than one way across the filings

John-Paul Meagher is written 2 different ways on the filings · STEPHEN M. WATERS is written 2 different ways on the filings · ANTHONY J. MARRACCINO is written 2 different ways on the filings · TIMOTHY WRIGHT is written 2 different ways on the filings

What this means Middle names and suffixes come and go on these forms. Check full legal names against your documents.

Sources
Note · Sep 3, 2014 – Sep 3, 2015

Address moved from Boston, MA to Stamford, CT — COMPASS PARTNERS INVESTMENTS LLP

The people listed on the Sep 3, 2014 filing give Boston, MA; on the Sep 3, 2015 filing they give Stamford, CT.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
Note · Sep 11, 2013 – Sep 3, 2014

Address moved from Stamford, CT to Boston, MA — COMPASS PARTNERS INVESTMENTS LLP

The people listed on the Sep 11, 2013 filing give Stamford, CT; on the Sep 3, 2014 filing they give Boston, MA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
Note · Jun 27, 2014 – Nov 10, 2016

Member companies were formed in 3 different states

United Kingdom (2), Delaware (1), Jersey (1) — out of 4 member issuers. The odd ones out: COMPASS PARTNERS INVESTMENTS LLP (Delaware); COMPASS PARTNERS INVESTMENTS MASTER FUND LP (Jersey).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 4 offerings report sales commissions totalling $10,188,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Nov 10, 2016 D
UNION Real Estate II LP
File 021-274212
$4,000,000 (est.)$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗
via Credit Suisse Securities (USA) LLC (CRD 816 ↗)
EDGAR ↗
Aug 29, 2016 D/A
COMPASS PARTNERS INVESTMENTS LLP
File 021-202721
$0$0$0None listed on this filingEDGAR ↗
Mar 18, 2016 D
COMPASS PARTNERS INVESTMENTS MASTER FUND LP
File 021-259556
$0$0$0None listed on this filingEDGAR ↗
Jun 27, 2014 D
UNION Real Estate B LP
File 021-219953
$6,188,000 (est.)$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗
via Credit Suisse Securities (USA) LLC (CRD 816 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 4 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 10:16 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Union in the sources searched.

Not found in sources searched as of Oct 24, 2026, 10:16 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026) — 1,263,035 records, loaded Oct 24, 2026, 9:34 AM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗CP COMPASS PARTNERS INVESTMENTS LLPshared people, director listed on many unrelated issuers (not used to group)STAMFORD, CTOther4$875,811
offering Indefinite · similar: $500,000–$7,000,000
4
similar: 2–14
No minimum reported
similar: $5,000–$50,000
2013–2016
EDGAR ↗UR UNION Real Estate B LPshared people, same business address, similar issuer namesST. HELIER, Jersey (as filed: Y9)Pooled Investment Fund1$0
offering $300,000,000 · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2014–2014
EDGAR ↗CP COMPASS PARTNERS INVESTMENTS MASTER FUND LPshared people, same business address, director listed on many unrelated issuers (not used to group)ST. HELIER, Jersey (as filed: Y9)Pooled Investment Fund1$401,490,885
offering $401,490,885 · similar: $155,000–$5,250,000
13
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2016–2016
EDGAR ↗UR UNION Real Estate II LPshared people, same business address, similar issuer namesST. HELIER, Jersey (as filed: Y9)Pooled Investment Fund1$0
offering $292,000,000 · similar: $155,000–$5,250,000
0
similar: 4–27
$5,800,000
similar: $1,000–$100,000
2016–2016

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Nov 10, 2016UNION Real Estate II LPDPooled Investment Fund$292,000,000$0
EDGAR ↗Aug 29, 2016COMPASS PARTNERS INVESTMENTS LLPD/AOtherIndefinite$875,811
EDGAR ↗Mar 18, 2016COMPASS PARTNERS INVESTMENTS MASTER FUND LPDPooled Investment Fund$401,490,885$401,490,885
EDGAR ↗Sep 3, 2015COMPASS PARTNERS INVESTMENTS LLPD/AOtherIndefinite$875,811
EDGAR ↗Sep 3, 2014COMPASS PARTNERS INVESTMENTS LLPD/AOtherIndefinite$875,811
EDGAR ↗Jun 27, 2014UNION Real Estate B LPDPooled Investment Fund$300,000,000$0
EDGAR ↗Sep 11, 2013COMPASS PARTNERS INVESTMENTS LLPDOtherIndefinite$720,000

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Nov 10, 2016. Industry history, as reported on each offering's latest filing: Previous offerings: Other (2013). Latest offering: Pooled Investment Fund (2014–2016; most recent Nov 10, 2016).

People across the group

NameRolesIssuers hereFirst → last listed
SA Siv Blanca Borge-AskDirector2Jun 27, 2014 → Nov 10, 2016
CS Craig StewartDirector2Jun 27, 2014 → Nov 10, 2016
JM John-Paul MeagherExecutive Officer, Director2Mar 18, 2016 → Nov 10, 2016
FR FRANKLIN J. RUDDExecutive Officer, Promoter2Sep 11, 2013 → Aug 29, 2016
SW STEPHEN M. WATERSExecutive Officer, Promoter2Sep 11, 2013 → Aug 29, 2016
AM ANTHONY J. MARRACCINOExecutive Officer, Promoter2Sep 11, 2013 → Aug 29, 2016
TW TIMOTHY WRIGHTExecutive Officer, Promoter2Sep 11, 2013 → Aug 29, 2016
RU Richard UrbanDirector1Nov 10, 2016 → Nov 10, 2016
HJ HILARY JONESExecutive Officer1Mar 18, 2016 → Mar 18, 2016
AW ALISTER GERARD WORMSLEYPromoter1Mar 18, 2016 → Mar 18, 2016
RG ROBERTO LINCOLN GASPARINIPromoter1Mar 18, 2016 → Mar 18, 2016
PH PETER MICHAEL HOROSZKOPromoter1Mar 18, 2016 → Mar 18, 2016
JC JAMES COMPASS PARTNERS INTERNATIONAL JERSEY LP entityPromoter1Mar 18, 2016 → Mar 18, 2016
CP COMPASS PARTNERS INVESTMENTS MASTER GP LIMITED entityExecutive Officer1Mar 18, 2016 → Mar 18, 2016
JC JAMES COMPASS PARTNERS INTERNATIONAL II LLP entityPromoter1Mar 18, 2016 → Mar 18, 2016
DB DAVID MARTIN BRALSFORDExecutive Officer1Mar 18, 2016 → Mar 18, 2016
RF RICHARD N. FOSTERExecutive Officer1Sep 3, 2014 → Sep 3, 2014
GR Graeme RossDirector1Jun 27, 2014 → Jun 27, 2014

Business registration (state registry / Secretary of State)

None of the 4 issuers has a record in the registries searched.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

Searched SEC Form ADV bulk data (registered + exempt reporting advisers) (24,962 records as of Oct 2, 2026, 8:00 AM ET) — nothing matched Union.

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Union as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Union's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #289,704 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Export this report as PDF · Premium

Request diligence pack (Premium) PartnerFacts asks the sponsor for the standard information pack and delivers it to you labelled "provided by the sponsor".

Change history

No corrections have been requested for this page.

Request a correction

Free. Covers the grouping itself or any record shown here. Logged with status: received → under review → fixed / confirmed with source.

Sponsor response

Add a sourced explanation next to any fact. Reviewed before publishing.

Grouping is PartnerFacts' inference from public filings (shared related persons, management entities, business address). Everything else on this page is drawn from the filings themselves. Not the same sponsor? Request a correction.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (outside the US (as filed: ST. HELIER), Y9). Each opens in a new tab; what you find there is not verified by PartnerFacts.