PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:49 AM ET

Sponsor Check › Sponsor group

C

Castlerock

One sponsor team, 6 deal companies · New York, NY

Grouped because: 8 shared people, similar issuer names (6) (automatic match from the filings) · not the same sponsor?

6deal companies
$450.5Mreported sold
551investors
21Form D filings
2010–2014active
0new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Mar 26, 2014 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Castlerock is a sponsor group of 6 issuers that PartnerFacts links to one sponsor (shared people, similar issuer names, shared principal (person on 60+ issuers) at the same address or management entity; automatic match from the filings), filing 21 Form D filings between Mar 2010 and Mar 2014.

What this means One team, 6 deal companies, about 4 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $450.5M to 551 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (6). Issuers are based in NY (3), Virgin Islands, British (as filed: D8) (2), CT (1).

What this means $450.5M raised across the group, about $818K per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Ellen H. Adams (5 issuers, executive officer and promoter), Paul P. Tanico (5 issuers, executive officer and promoter), Colin Riegels (3 issuers, director), Daniel Sheridan (3 issuers, executive officer), David Bree (3 issuers, director) and 3 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Mar 26, 2014.

What this means No new raise filed in the past year.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — none found.

What this means Nothing turned up where we looked (4 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 21 public filings for Castlerock and found 15 differences, 6 worth asking the sponsor about: Paid seller listed without a CRD number: Barbara Doran; Form D filed 143 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Castlerock has not run yet — it is joining a line of 61,567 names; searches run around the clock at the hosts' allowed rate. Searched so far: 718 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Castlerock..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

15 differences found between the filings for Castlerock — 6 worth asking about (compared 21 filings on Oct 24, 2026)

Note · Mar 26, 2014 – Dec 29, 2015

NY lists CASTLEROCK PARTNERS, L. P. as withdrawn as of Dec 29, 2015 — a Form D was filed Mar 26, 2014

The NY business registry lists CASTLEROCK PARTNERS, L. P. (entity no. 1725132) as "Not listed in the registry's Active Corporations dataset" / "SURRENDER OF AUTHORITY" as of Dec 29, 2015, but CASTLEROCK PARTNERS L P (member issuer) was still raising money on Mar 26, 2014, when a Form D/A was filed within 24 months of that status date. Ask why.

What this means The state lists this company as not in existence or not in good standing as of the date shown, but a Form D was filed near or after that date. Registries lag, companies get reinstated, and some funds wind down right after their last filing — ask the sponsor whether the entity is in good standing today.

NY business registry — CASTLEROCK PARTNERS, L. P. (entity no. 1725132) ↗Dataset row we read (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations)) ↗Form D/A · Mar 26, 2014 ↗CASTLEROCK PARTNERS L P — PartnerFacts page ↗
Sources
Worth asking · Mar 25, 2010 – Mar 26, 2014

Paid seller listed without a CRD number: Barbara Doran — CASTLEROCK PARTNERS L P

Barbara Doran is listed as receiving sales compensation on 5 filings (Mar 25, 2010 to Mar 26, 2014) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Mar 26, 2014 ↗BrokerCheck search: Barbara Doran ↗CASTLEROCK PARTNERS L P — PartnerFacts page ↗
Sources
Worth asking · Mar 25, 2010 – Mar 26, 2014

Paid seller listed without a CRD number: Barbara Doran — CASTLEROCK PARTNERS II L P

Barbara Doran is listed as receiving sales compensation on 5 filings (Mar 25, 2010 to Mar 26, 2014) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Mar 26, 2014 ↗BrokerCheck search: Barbara Doran ↗CASTLEROCK PARTNERS II L P — PartnerFacts page ↗
Sources
Worth asking · Mar 25, 2010 – Mar 26, 2014

Paid seller listed without a CRD number: Barbara Doran — CASTLEROCK FUND LTD

Barbara Doran is listed as receiving sales compensation on 5 filings (Mar 25, 2010 to Mar 26, 2014) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Mar 26, 2014 ↗BrokerCheck search: Barbara Doran ↗CASTLEROCK FUND LTD — PartnerFacts page ↗
Sources
Note · Mar 24, 2011 – Mar 26, 2014

41 other issuers file from the same address — 3 member issuers (CASTLEROCK PARTNERS II L P; CASTLEROCK FOCUS FUND LP; CASTLEROCK PARTNERS L P)

The address on file, 101 Park Avenue, 23rd Floor, New York, NY, is used by 44 issuers in our index across 2 sponsor groups; 41 are outside this group. It is on our registered-agent / shared-office list (44 issuers in 42 unrelated clusters).

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

CASTLEROCK PARTNERS II L P — PartnerFacts page ↗CASTLEROCK FOCUS FUND LP — PartnerFacts page ↗CASTLEROCK PARTNERS L P — PartnerFacts page ↗EDGAR filer page · CASTLEROCK PARTNERS II L P ↗
Sources
Worth asking · Nov 1, 2009 – Mar 24, 2010

Form D filed 143 days after the first sale — CastleRock Fund II SPC Ltd.

The filing says the first sale was Nov 1, 2009. The Form D was filed Mar 24, 2010 — 143 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 128 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Mar 24, 2010 ↗CastleRock Fund II SPC Ltd. — PartnerFacts page ↗
Sources
Note · Jun 1, 1993 – Mar 26, 2014

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — CASTLEROCK FUND LTD (latest filing Mar 26, 2014) · No amendment in the last 12 months on an offering that may still be open — CASTLEROCK PARTNERS II L P (latest filing Mar 26, 2014) · No amendment in the last 12 months on an offering that may still be open — CASTLEROCK PARTNERS L P (latest filing Mar 26, 2014) · No amendment in the last 12 months on an offering that may still be open — CastleRock Fund II SPC Ltd. (latest filing Mar 26, 2012) · No amendment in the last 12 months on an offering that may still be open — CASTLEROCK FOCUS FUND LP (latest filing Mar 24, 2011)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Mar 26, 2014 ↗CASTLEROCK FUND LTD — PartnerFacts page ↗Form D/A · Mar 26, 2014 ↗CASTLEROCK PARTNERS II L P — PartnerFacts page ↗
Sources
Worth asking · Mar 24, 2011 – Mar 26, 2012

8 people are no longer listed on a later amendment

Daniel Sheridan is no longer listed on the Mar 26, 2012 amendment — CASTLEROCK PARTNERS II L P · Daniel Sheridan is no longer listed on the Mar 26, 2012 amendment — CASTLEROCK PARTNERS L P · Ellen H. Adams is no longer listed on the Mar 26, 2012 amendment — CASTLEROCK PARTNERS II L P · Ellen H. Adams is no longer listed on the Mar 26, 2012 amendment — CASTLEROCK PARTNERS L P · Ellen H. Adams is no longer listed on the Mar 26, 2012 amendment — CastleRock Fund II SPC Ltd. · and 3 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Mar 24, 2011 ↗Form D/A · Mar 26, 2012 ↗Daniel Sheridan — PartnerFacts page ↗CASTLEROCK PARTNERS II L P — PartnerFacts page ↗
Sources
Note · Mar 25, 2010 – Mar 26, 2014

Reported net asset value range changed between filings — CASTLEROCK PARTNERS II L P

"$5,000,001 - $25,000,000" (Mar 25, 2010); then "$25,000,001 - $50,000,000" (Mar 24, 2011); then "$5,000,001 - $25,000,000" (Mar 26, 2012); then "$1 - $5,000,000" (Mar 26, 2014).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D/A · Mar 25, 2010 ↗Form D/A · Mar 24, 2011 ↗Form D/A · Mar 26, 2012 ↗Form D/A · Mar 26, 2014 ↗
Sources
Note · Mar 25, 2010 – Mar 26, 2014

Reported net asset value range changed between filings — CASTLEROCK PARTNERS L P

"Over $100,000,000" (Mar 25, 2010); then "$50,000,001 - $100,000,000" (Mar 26, 2013); then "$25,000,001 - $50,000,000" (Mar 26, 2014).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D/A · Mar 25, 2010 ↗Form D/A · Mar 26, 2013 ↗Form D/A · Mar 26, 2014 ↗CASTLEROCK PARTNERS L P — PartnerFacts page ↗
Sources
Note · Mar 25, 2010 – Mar 26, 2013

Reported net asset value range changed between filings — CASTLEROCK FUND LTD

"Over $100,000,000" (Mar 25, 2010); then "$25,000,001 - $50,000,000" (Mar 26, 2012); then "$5,000,001 - $25,000,000" (Mar 26, 2013).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D/A · Mar 25, 2010 ↗Form D/A · Mar 26, 2012 ↗Form D/A · Mar 26, 2013 ↗CASTLEROCK FUND LTD — PartnerFacts page ↗
Sources
Worth asking · Mar 24, 2010

2 separate companies in this group use the same name: "CASTLEROCK FOCUS FUND LTD"

CIK 1460962 (first filed Mar 24, 2010, Road Town, Tortola, Virgin Islands, British (as filed: D8)); CIK 1398166 (first filed Mar 24, 2010, New York, NY).

What this means Two legal entities with one name can make it unclear which one you invested in. Match the CIK and the SEC file number on your documents, not just the name.

CASTLEROCK FOCUS FUND LTD — PartnerFacts page ↗CASTLEROCK FOCUS FUND LP — PartnerFacts page ↗EDGAR filer page · CIK 1460962 ↗EDGAR filer page · CIK 1398166 ↗
Sources
Note · Mar 24, 2010 – Mar 26, 2014

4 issuers use a registered-agent or shared-office address

Address on file is a registered agent / shared office — CASTLEROCK PARTNERS II L P · Address on file is a registered agent / shared office — CASTLEROCK PARTNERS L P · Address on file is a registered agent / shared office — CASTLEROCK FOCUS FUND LP · Address on file is a registered agent / shared office — CASTLEROCK FOCUS FUND LTD

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business operates.

Form D/A · Mar 26, 2014 ↗CASTLEROCK PARTNERS II L P — PartnerFacts page ↗Form D/A · Mar 26, 2014 ↗CASTLEROCK PARTNERS L P — PartnerFacts page ↗
Sources
Note · Mar 24, 2010 – Mar 26, 2014

Member companies were formed in 2 different states

Delaware (3), Virgin Islands, British (3) — out of 6 member issuers. The odd ones out: CASTLEROCK FOCUS FUND LTD (Virgin Islands, British); CASTLEROCK FUND LTD (Virgin Islands, British); CastleRock Fund II SPC Ltd. (Virgin Islands, British).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Castlerock — sponsor group page ↗CASTLEROCK FOCUS FUND LTD — PartnerFacts page ↗CASTLEROCK FUND LTD — PartnerFacts page ↗CastleRock Fund II SPC Ltd. — PartnerFacts page ↗
Sources
Note · Mar 24, 2010 – Mar 26, 2014

Member companies list addresses in 3 different states

NY (3), Virgin Islands, British (as filed: D8) (2), CT (1). 4 members use a registered-agent or shared-office address: CASTLEROCK PARTNERS II L P (101 Park Avenue, 23rd Floor, New York, NY); CASTLEROCK FOCUS FUND LP (101 Park Avenue, 23rd Floor, New York, NY); CASTLEROCK FOCUS FUND LTD (Craigmuir Chambers, Box 71, Road Town, Tortola, Virgin Islands, British (as filed: D8)); CASTLEROCK PARTNERS L P (101 Park Avenue, 23rd Floor, New York, NY).

What this means A registered agent's address is a mailbox, not where the team works. The other address is more likely the real office — ask which one is.

Castlerock — sponsor group page ↗CASTLEROCK PARTNERS II L P — PartnerFacts page ↗CASTLEROCK FOCUS FUND LP — PartnerFacts page ↗CASTLEROCK FOCUS FUND LTD — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

3 of 6 offerings report sales commissions totalling $853,143; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 26, 2014 D/A
CASTLEROCK PARTNERS L P
File 021-90657-6N
$737,668 (est.)$0$0Agecroft Partners, LLC BrokerCheck CRD 139227 ↗
Barbara Doran no CRD number reported
via Doran Capital Advisors, Inc.

Merrill Lynch, Pierce, Fenner & Smith, Inc. BrokerCheck CRD 7691 ↗		EDGAR ↗
Mar 26, 2014 D/A
CASTLEROCK PARTNERS II L P
File 021-129831
$28,200 (est.)$0$0Barbara Doran no CRD number reported
via Doran Capital Advisors, Inc.
EDGAR ↗
Mar 26, 2014 D/A
CASTLEROCK FUND LTD
File 021-129729
$87,275 (est.)$0$0Agecroft Partners, LLC BrokerCheck CRD 139227 ↗
Merrill Lynch, Pierce, Fenner & Smith Inc. BrokerCheck CRD 7691 ↗
Barbara Doran no CRD number reported
via Doran Capital Advisors, Inc.
EDGAR ↗
Mar 26, 2012 D/A
CastleRock Fund II SPC Ltd.
File 021-139894
$0$0$0None listed on this filingEDGAR ↗
Mar 24, 2011 D/A
CASTLEROCK FOCUS FUND LP
File 021-102852
$0$0$0None listed on this filingEDGAR ↗
Mar 24, 2010 D/A
CASTLEROCK FOCUS FUND LTD
File 021-129768
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 6 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 10:16 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Castlerock in the sources searched.

Not found in sources searched as of Oct 24, 2026, 10:16 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026) — 1,263,035 records, loaded Oct 24, 2026, 9:34 AM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗CF CASTLEROCK FOCUS FUND LPshared people, similar issuer namesNEW YORK, NYPooled Investment Fund2$2,000,0003No minimum reported2010–2011
EDGAR ↗CF CASTLEROCK FOCUS FUND LTDshared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer namesROAD TOWN, TORTOLA, Virgin Islands, British (as filed: D8)Pooled Investment Fund1$00$100,0002010–2010
EDGAR ↗CF CastleRock Fund II SPC Ltd.shared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer namesROAD TOWN, TORTOLA, Virgin Islands, British (as filed: D8)Pooled Investment Fund3$2,424,0002$100,0002010–2012
EDGAR ↗CP CASTLEROCK PARTNERS L Pshared people, similar issuer namesNEW YORK, NYPooled Investment Fund5$282,134,000
offering Indefinite · similar: $155,000–$5,250,000
300
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2010–2014
EDGAR ↗CP CASTLEROCK PARTNERS II L Pshared people, similar issuer namesNEW YORK, NYPooled Investment Fund5$20,949,000
offering Indefinite · similar: $155,000–$5,250,000
58
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2010–2014
EDGAR ↗CF CASTLEROCK FUND LTDshared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer namesWindsor, CTPooled Investment Fund5$142,968,011
offering Indefinite · similar: $155,000–$5,250,000
188
similar: 4–27
$100,000
similar: $1,000–$100,000
2010–2014

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Mar 26, 2014CASTLEROCK FUND LTDD/APooled Investment FundIndefinite$142,968,011
EDGAR ↗Mar 26, 2014CASTLEROCK PARTNERS II L PD/APooled Investment FundIndefinite$20,949,000
EDGAR ↗Mar 26, 2014CASTLEROCK PARTNERS L PD/APooled Investment FundIndefinite$282,134,000
EDGAR ↗Mar 26, 2013CASTLEROCK FUND LTDD/APooled Investment FundIndefinite$140,557,937
EDGAR ↗Mar 26, 2013CASTLEROCK PARTNERS II L PD/APooled Investment FundIndefinite$20,949,000
EDGAR ↗Mar 26, 2013CASTLEROCK PARTNERS L PD/APooled Investment FundIndefinite$281,434,000
EDGAR ↗Mar 26, 2012CastleRock Fund II SPC Ltd.D/APooled Investment FundIndefinite$2,424,000
EDGAR ↗Mar 26, 2012CASTLEROCK FUND LTDD/APooled Investment FundIndefinite$140,557,937
EDGAR ↗Mar 26, 2012CASTLEROCK PARTNERS II L PD/APooled Investment FundIndefinite$20,949,000
EDGAR ↗Mar 26, 2012CASTLEROCK PARTNERS L PD/APooled Investment FundIndefinite$279,034,000
EDGAR ↗Mar 24, 2011CastleRock Fund II SPC Ltd.D/APooled Investment FundIndefinite$2,424,000
EDGAR ↗Mar 24, 2011CASTLEROCK FUND LTDD/APooled Investment FundIndefinite$131,639,532
EDGAR ↗Mar 24, 2011CASTLEROCK FOCUS FUND LPD/APooled Investment FundIndefinite$2,000,000
EDGAR ↗Mar 24, 2011CASTLEROCK PARTNERS II L PD/APooled Investment FundIndefinite$20,949,000
EDGAR ↗Mar 24, 2011CASTLEROCK PARTNERS L PD/APooled Investment FundIndefinite$275,047,000
EDGAR ↗Mar 25, 2010CASTLEROCK FUND LTDD/APooled Investment FundIndefinite$121,993,232
EDGAR ↗Mar 25, 2010CASTLEROCK PARTNERS II L PD/APooled Investment FundIndefinite$20,324,000
EDGAR ↗Mar 25, 2010CASTLEROCK PARTNERS L PD/APooled Investment FundIndefinite$262,022,000
EDGAR ↗Mar 24, 2010CastleRock Fund II SPC Ltd.DPooled Investment FundIndefinite$2,424,000
EDGAR ↗Mar 24, 2010CASTLEROCK FOCUS FUND LTDD/APooled Investment FundIndefinite$0
EDGAR ↗Mar 24, 2010CASTLEROCK FOCUS FUND LPD/APooled Investment FundIndefinite$2,000,000

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Mar 26, 2014. Industry history, as reported on each offering's latest filing: All 6 offerings reported: Pooled Investment Fund (2010).

People across the group

NameRolesIssuers hereFirst → last listed
PT Paul P. TanicoExecutive Officer, Promoter5Mar 24, 2010 → Mar 26, 2014
EA Ellen H. AdamsExecutive Officer, Promoter5Mar 24, 2010 → Mar 24, 2011
DB David BreeDirector3Mar 24, 2010 → Mar 26, 2014
GC Graham Hedley CookDirector3Mar 24, 2010 → Mar 26, 2014
CR Colin RiegelsDirector3Mar 24, 2010 → Mar 26, 2014
DS Daniel SheridanExecutive Officer3Mar 24, 2010 → Mar 24, 2011
MB Maria Lamari BurdenExecutive Officer3Mar 24, 2010 → Mar 24, 2011
AF Anthony FedericiExecutive Officer2Mar 26, 2012 → Mar 26, 2014

Business registration (state registry / Secretary of State)

2 of 6 issuers have a matched state registry record — records by status: active 1 · withdrawn 1.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

Searched SEC Form ADV bulk data (registered + exempt reporting advisers) (24,962 records as of Oct 2, 2026, 8:00 AM ET) — nothing matched Castlerock.

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Castlerock as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Castlerock's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #319,217 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

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Grouping is PartnerFacts' inference from public filings (shared related persons, management entities, business address). Everything else on this page is drawn from the filings themselves. Not the same sponsor? Request a correction.

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Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗Connecticut Judicial Branch case look-up ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗Connecticut Secretary of State business search ↗OpenCorporates ↗