PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:16 AM ET

Sponsor Check › Sponsor group

C

Carticept

One sponsor team, 2 deal companies · Alpharetta, GA

Grouped because: 9 shared people, same business address (2 issuers) · 2 issuers also list a director who sits on many unrelated issuers (not used to group) (automatic match from the filings) · not the same sponsor?

2deal companies
$16.6Mreported sold
12investors
6Form D filings
2010–2016active
0new, last 12 mo

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Nov 18, 2016 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Carticept is a sponsor group of 2 issuers that PartnerFacts links to one sponsor (shared people, same business address; automatic match from the filings), filing 6 Form D filings between Mar 2010 and Nov 2016.

What this means One team, 2 deal companies, about 6 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $16.6M to 12 investors (latest filing per issuer). Industries as reported: Other Health Care (2). Issuers are based in GA (2).

What this means $16.6M raised across the group, about $1.38M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Barbara D. Boyan (2 issuers, director), Brian Halak (2 issuers, director), Deborah Moore (2 issuers, executive officer), Peter J. Pizzo (2 issuers, executive officer), Richard B. Knostman (2 issuers, executive officer) and 13 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Nov 18, 2016.

What this means No new raise filed in the past year.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA), property records (NYC, FL, IL and TX counties) — 32 court cases matching the name listed in Key records below.

What this means 32 records came back, including 27 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 6 public filings for Carticept and found 6 differences: Form D filed 19 days after the first sale; Richard B. Knostman's role changed at Cartiva, Inc.: director → executive officer; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Carticept has not run yet — it is joining a line of 11,539 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

32 cases: 27 open, 4 closed (disposition not in docket feed), 1 dismissed

Downey v. Cartiva, Inc. open
District Court, W.D. Kentucky · No. 3:26-cv-00765 · Filed Sep 23, 2026
Role of Cartiva, Inc.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in KY (not the issuer's state)
Collins v. Cartiva Incorporated open
District Court, E.D. Arkansas · No. 4:26-cv-00629 · Filed Jun 26, 2026
Role of Cartiva Incorporated: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in AR (not the issuer's state)
Paull v. Cartiva Inc open
District Court, E.D. Arkansas · No. 4:26-cv-00628 · Filed Jun 26, 2026
Role of Cartiva Inc: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in AR (not the issuer's state)
Luster v. Cartiva Inc open
District Court, E.D. Arkansas · No. 4:26-cv-00585 · Filed Jun 10, 2026
Role of Cartiva Inc: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in AR (not the issuer's state)
Keller v. Cartiva Inc open
District Court, E.D. Arkansas · No. 4:26-cv-00583 · Filed Jun 10, 2026
Role of Cartiva Inc: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in AR (not the issuer's state)
Valentine v. Cartiva Incorporated open
District Court, E.D. Arkansas · No. 4:26-cv-00584 · Filed Jun 10, 2026
Role of Cartiva Incorporated: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in AR (not the issuer's state)
Valentine v. Cartiva Incorporated open
District Court, D. Arizona · No. 2:26-cv-03611 · Filed May 21, 2026
Role of Cartiva Incorporated: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in AZ (not the issuer's state)
Luster v. Cartiva, Inc. open
District Court, N.D. West Virginia · No. 1:26-cv-00053 · Filed May 14, 2026
Role of Cartiva, Inc.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in WV (not the issuer's state)
Collins v. Cartiva Incorporated open
District Court, D. Arizona · No. 2:26-cv-03349 · Filed May 13, 2026
Role of Cartiva Incorporated: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in AZ (not the issuer's state)
KELLER v. CARTIVA, INC. open
District Court, E.D. Pennsylvania · No. 5:26-cv-03232 · Filed May 12, 2026
Role of CARTIVA, INC.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in PA (not the issuer's state)
Waggaman v. Cartiva, Inc. open
District Court, E.D. North Carolina · No. 7:26-cv-00206 · Filed May 8, 2026
Role of Cartiva, Inc.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in NC (not the issuer's state)
Paull v. Cartiva Inc. open
District Court, D. Idaho · No. 2:26-cv-00277 · Filed May 7, 2026
Role of Cartiva Inc.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in ID (not the issuer's state)
Bhatt v. Cartiva Inc open
District Court, E.D. Arkansas · No. 4:26-cv-00404 · Filed Apr 23, 2026
Role of Cartiva Inc: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in AR (not the issuer's state)
Bhatt v. Cartiva, Inc. open
District Court, E.D. North Carolina · No. 5:26-cv-00191 · Filed Mar 26, 2026
Role of Cartiva, Inc.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in NC (not the issuer's state)
Phillips v. Cartiva Inc open
District Court, E.D. Arkansas · No. 4:26-cv-00166 · Filed Feb 12, 2026
Role of Cartiva Inc: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in AR (not the issuer's state)
Kiel v. Cartiva Inc open
District Court, E.D. Arkansas · No. 4:26-cv-00167 · Filed Feb 12, 2026
Role of Cartiva Inc: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in AR (not the issuer's state)
Peachey v. Cartiva Inc open
District Court, E.D. Arkansas · No. 4:26-cv-00146 · Filed Feb 10, 2026
Role of Cartiva Inc: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in AR (not the issuer's state)
Snow v. Cartiva Inc open
District Court, E.D. Arkansas · No. 4:26-cv-00140 · Filed Feb 9, 2026
Role of Cartiva Inc: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in AR (not the issuer's state)
McCormick v. Cartiva Inc open
District Court, E.D. Arkansas · No. 4:26-cv-00142 · Filed Feb 9, 2026
Role of Cartiva Inc: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in AR (not the issuer's state)
Knoflicek v. Cartiva Inc open
District Court, E.D. Arkansas · No. 4:26-cv-00144 · Filed Feb 9, 2026
Role of Cartiva Inc: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in AR (not the issuer's state)
DiDonato v. Cartiva Inc open
District Court, E.D. Arkansas · No. 4:26-cv-00145 · Filed Feb 9, 2026
Role of Cartiva Inc: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in AR (not the issuer's state)
KNOFLICEK v. CARTIVA, INC. open
District Court, E.D. Pennsylvania · No. 2:25-cv-06283 · Filed Nov 5, 2025
Role of CARTIVA, INC.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in PA (not the issuer's state)
McCormick v. Cartiva, Inc. open
District Court, W.D. Kentucky · No. 1:25-cv-00157 · Filed Oct 31, 2025
Role of Cartiva, Inc.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in KY (not the issuer's state)
Phillips v. Cartiva, Inc. open
District Court, W.D. Kentucky · No. 5:25-cv-00185 · Filed Oct 30, 2025
Role of Cartiva, Inc.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in KY (not the issuer's state)
Kiel v. Cartiva, Inc. open
District Court, E.D. North Carolina · No. 5:25-cv-00572 · Filed Sep 9, 2025
Role of Cartiva, Inc.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in NC (not the issuer's state)
PEACHEY v. CARTIVA, INC. open
District Court, W.D. Pennsylvania · No. 2:25-cv-01217 · Filed Aug 8, 2025
Role of CARTIVA, INC.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in PA (not the issuer's state)
DiDonato v. Cartiva Inc. open
District Court, W.D. Pennsylvania · No. 2:25-cv-00187 · Filed Feb 7, 2025
Role of Cartiva Inc.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in PA (not the issuer's state)
PEACHY v. CARTIVA, INC. closed
District Court, W.D. Pennsylvania · No. 2:23-cv-01416 · Filed Aug 8, 2023 · Closed Nov 1, 2023
Role of CARTIVA, INC.: Defendant · Outcome: Terminated 2023-11-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in PA (not the issuer's state)
Atkinson v. Cartiva Inc. closed
District Court, W.D. Texas · No. 1:22-cv-01037 · Filed Oct 14, 2022 · Closed Jan 13, 2023
Role of Cartiva Inc.: Defendant · Outcome: Terminated 2023-01-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in TX (not the issuer's state)
Peterson v. Cartiva Inc closed
District Court, E.D. Wisconsin · No. 2:22-cv-00685 · Filed Jun 14, 2022 · Closed Sep 13, 2022
Role of Cartiva Inc: Defendant · Outcome: Terminated 2022-09-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in WI (not the issuer's state)
Gesmer v. Cartiva, Inc. closed
District Court, N.D. California · No. 4:22-cv-01609 · Filed Mar 14, 2022 · Closed Jul 25, 2022
Role of Cartiva, Inc.: Defendant · Outcome: Terminated 2022-07-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in CA (not the issuer's state)
Orthovative GmbH v. Cartiva, Inc. dismissed
District Court, N.D. Georgia · No. 1:18-cv-05870 · Filed Dec 26, 2018 · Closed Feb 11, 2019 · Nature of suit: 190 Other contract actions
Role of Cartiva, Inc.: Defendant · Outcome: Terminated 2019-02-11 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the issuer's state (GA)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Carticept..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

6 differences found between the filings for Carticept (compared 6 filings on Oct 24, 2026)

Note · Dec 29, 2011 – Jan 17, 2012

Form D filed 19 days after the first sale — Carticept Medical Inc

The filing says the first sale was Dec 29, 2011. The Form D was filed Jan 17, 2012 — 19 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 4 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Apr 17, 2015 – Nov 18, 2016

Richard B. Knostman's role changed at Cartiva, Inc.: director → executive officer

The Apr 17, 2015 filing lists Richard B. Knostman as director; the Nov 18, 2016 Form D lists executive officer.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Sources
Note · Dec 29, 2014 – Apr 17, 2015

Richard B. Knostman's role changed at Cartiva, Inc.: executive officer → director

The Dec 29, 2014 filing lists Richard B. Knostman as executive officer; the Apr 17, 2015 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Sources
Note · Mar 4, 2010 – Nov 18, 2016

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Cartiva, Inc. (latest filing Nov 18, 2016) · No amendment in the last 12 months on an offering that may still be open — Cartiva, Inc. (latest filing Apr 17, 2015) · No amendment in the last 12 months on an offering that may still be open — Cartiva, Inc. (latest filing Jul 24, 2013) · No amendment in the last 12 months on an offering that may still be open — Carticept Medical Inc (latest filing Jan 17, 2012) · No amendment in the last 12 months on an offering that may still be open — Carticept Medical Inc (latest filing Mar 12, 2010)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · Mar 12, 2010 – Apr 17, 2015

4 people are written more than one way across the filings

Peter J. Pizzo is written 3 different ways on the filings · Timothy J. Patrick is written 2 different ways on the filings · Deborah Moore is written 2 different ways on the filings · Robert More is written 2 different ways on the filings

What this means Middle names and suffixes come and go on these forms. Check full legal names against your documents.

Sources
Note · Mar 12, 2010 – Jan 17, 2012

Issuer used a different name before — Carticept Medical Inc

SEC records list prior names for this filer: Windward Medical Inc. The current name on file is "Carticept Medical Inc".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 6 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Nov 18, 2016 D
Cartiva, Inc.
File 021-274816
$0$0$0None listed on this filingEDGAR ↗
Apr 17, 2015 D
Cartiva, Inc.
File 021-238181
$0$0$0None listed on this filingEDGAR ↗
Dec 29, 2014 D
Cartiva, Inc.
File 021-230975
$0$0$0None listed on this filingEDGAR ↗
Jul 24, 2013 D
Cartiva, Inc.
File 021-200199
$0$0$0None listed on this filingEDGAR ↗
Jan 17, 2012 D
Carticept Medical Inc
File 021-171945
$0$0$0None listed on this filingEDGAR ↗
Mar 12, 2010 D
Carticept Medical Inc
File 021-82434
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 2 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 23, 2026, 8:59 PM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Carticept in the sources searched.

Not found in sources searched as of Oct 23, 2026, 8:59 PM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Florida DOR NAL roll (Hillsborough 39) roll year 2026 — loaded Oct 23, 2026, 8:54 PM ET; Florida DOR NAL roll (Dade 23) roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Hillsborough County FL (recorded documents from Oct 14, 2026 forward; ownership from FL DOR roll 2026); Cook County IL (assessor ownership and deed/sale records, looked up per issuer when its page is viewed); Harris County TX and Dallas County TX (assessor ownership rolls only, 2026 roll; no deed, mortgage or sale records); Miami-Dade County FL (ownership from FL DOR roll only; Clerk recorded documents not covered). Recorder indexes for TX, AZ, IL and WA counties, mortgages and liens outside NYC and FL, lis pendens and foreclosure notices everywhere, Miami-Dade County FL recorded documents, Maricopa County AZ, King County WA, Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Dade 23) Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Hillsborough 39) Oct 23, 2026, 8:54 PM ET. NYC and Cook County are looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗CM Carticept Medical Incshared people, same business address, director listed on many unrelated issuers (not used to group)ALPHARETTA, GAOther Health Care2$10,000,0013No minimum reported2010–2012
EDGAR ↗C Cartiva, Inc.shared people, same business address, director listed on many unrelated issuers (not used to group)ALPHARETTA, GAOther Health Care4$7,000,000
offering $8,500,000 · similar: $829,831–$9,999,998
9
similar: 2–15
No minimum reported
similar: $10,000–$54,310
2013–2016

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Nov 18, 2016Cartiva, Inc.DOther Health Care$8,500,000$7,000,000
EDGAR ↗Apr 17, 2015Cartiva, Inc.DOther Health Care$8,500,001$6,000,001
EDGAR ↗Dec 29, 2014Cartiva, Inc.DOther Health Care$1,500,000$1,500,000
EDGAR ↗Jul 24, 2013Cartiva, Inc.DOther Health Care$4,482,240$4,312,712
EDGAR ↗Jan 17, 2012Carticept Medical IncDOther Health Care$10,000,000$9,566,312
EDGAR ↗Mar 12, 2010Carticept Medical IncDOther Health Care$20,000,002$10,000,001

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Nov 18, 2016. Industry history, as reported on each offering's latest filing: All 6 offerings reported: Other Health Care (2010–2016).

People across the group

NameRolesIssuers hereFirst → last listed
RD Ryan DrantDirector2Mar 12, 2010 → Nov 18, 2016
RM Robert MoreDirector2Mar 12, 2010 → Nov 18, 2016
DM Deborah MooreExecutive Officer2Mar 12, 2010 → Nov 18, 2016
BB Barbara D. BoyanDirector2Mar 12, 2010 → Nov 18, 2016
RS Robert R. SingerExecutive Officer2Mar 12, 2010 → Nov 18, 2016
PP Peter J. PizzoExecutive Officer2Mar 12, 2010 → Nov 18, 2016
RK Richard B. KnostmanExecutive Officer2Mar 12, 2010 → Nov 18, 2016
TP Timothy J. PatrickExecutive Officer, Director2Mar 12, 2010 → Nov 18, 2016
BH Brian HalakDirector2Mar 12, 2010 → Jul 24, 2013
JK Justin KleinDirector1Dec 29, 2014 → Nov 18, 2016
CR Carribeth RameyExecutive Officer1Dec 29, 2014 → Nov 18, 2016
ES Eric A. StookeyDirector1Apr 17, 2015 → Nov 18, 2016
RM Robert J. MooreDirector1Dec 29, 2014 → Dec 29, 2014
BH Barry HassettExecutive Officer1Mar 12, 2010 → Jan 17, 2012
BD Brian K. Halak, Ph.D.Director1Jan 17, 2012 → Jan 17, 2012
KG Kevin GoodwinDirector1Jan 17, 2012 → Jan 17, 2012
BD Barbara D. Boyan, Ph.D.Director1Jan 17, 2012 → Jan 17, 2012
SW Steven P. WalshExecutive Officer1Mar 12, 2010 → Mar 12, 2010

Adviser registration (Form ADV)

Searched SEC Form ADV bulk data (registered + exempt reporting advisers) (24,962 records as of Oct 2, 2026, 8:00 AM ET) — nothing matched Carticept.

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Carticept as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Carticept's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #346,083 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

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