Sponsor Check › Sponsor group
One sponsor team, 2 deal companies · Aurora, CO
Grouped because: 6 shared people, same business address (2 issuers), similar issuer names (2) (automatic match from the filings) · not the same sponsor?
Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Jun 16, 2023 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
Carrick is a sponsor group of 2 issuers that PartnerFacts links to one sponsor (shared people, same business address, similar issuer names; automatic match from the filings), filing 6 Form D filings between Feb 2022 and Jun 2023.
What this means One team, 2 deal companies, about 1 year of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.
Combined reported sold: $1.35M to 4 investors (latest filing per issuer). Industries as reported: Commercial (1), Agriculture (1). Issuers are based in CO (2).
What this means $1.35M raised across the group, about $338K per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.
Principal people: Andrew Mahon (2 issuers, director), Jonathan Spadafora (2 issuers, executive officer and director), Michael Leibowitz (2 issuers, executive officer and director), Richard Katechis (2 issuers, director), Scott Burg (2 issuers, director) and 1 more.
What this means The person on the most companies is usually the one running the show; their page lists every deal.
Activity: 0 new offerings in the last 12 months; latest filing Jun 16, 2023.
What this means No new raise filed in the past year.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 2 court cases matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 6 public filings for Carrick and found 4 differences, 2 worth asking the sponsor about: Regulator action naming a team member: Deer Park Road Management Company, LP and Scott E. Burg (Jun 4, 2019); 6 Form Ds were filed more than 15 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for Carrick has not run yet — it is joining a line of 27,695 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.
Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).
Five things investors ask first. Items still in human review are counted, not shown.
2 cases: 2 closed (disposition not in docket feed)
850 Securities, Commodities, Exchange
850 Securities, Commodities, Exchange
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Carrick..
State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).
None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
No comparisons published
No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.
4 differences found between the filings for Carrick — 2 worth asking about (compared 6 filings on Oct 24, 2026)
A ap release dated Jun 4, 2019 names Scott Burg (listed on the same filings). The release is the source; we do not summarize its outcome here.
What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.
Form D filed 320 days after the first sale — Carrick-Harvest, LLC · Form D filed 320 days after the first sale — Carrick Properties, LLC · Form D filed 17 days after the first sale — Carrick-Harvest, LLC · Form D filed 17 days after the first sale — Carrick Properties, LLC · Form D filed 47 days after the first sale — Carrick-Harvest, LLC · and 1 more
What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.
The Feb 16, 2022 filing lists Jonathan Spadafora as director; the Jun 16, 2023 Form D lists executive officer, director.
What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.
The Feb 16, 2022 filing lists Jonathan Spadafora as director; the Jun 16, 2023 Form D lists executive officer, director.
What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
0 of 6 offerings report sales commissions; 6 report finder's fees totalling $783,499; 0 report proceeds to related persons.
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Jun 16, 2023 D Carrick Properties, LLC File 021-484467 | $0 | $5,633 | $0 | Wavecrest Securities LLC BrokerCheck CRD 160135 ↗ via Charles Womack (CRD 2936838 ↗) | EDGAR ↗ |
| Jun 16, 2023 D Carrick-Harvest, LLC File 021-484468 | $0 | $59,867 | $0 | Wavecrest Securities LLC BrokerCheck CRD 160135 ↗ via Charles Womack (CRD 2936838 ↗) | EDGAR ↗ |
| Feb 16, 2022 D Carrick Properties, LLC File 021-433900 | $0 | $41,998 | $0 | Wavecrest Securities LLC BrokerCheck CRD 160135 ↗ via Charles Womack (CRD 2936838 ↗) | EDGAR ↗ |
| Feb 16, 2022 D Carrick Properties, LLC File 021-433905 | $0 | $19,541 | $0 | Wavecrest Securities LLC BrokerCheck CRD 160135 ↗ via Charles Womack (CRD 2936838 ↗) | EDGAR ↗ |
| Feb 16, 2022 D Carrick-Harvest, LLC File 021-433910 | $0 | $448,002 | $0 | Wavecrest Securities LLC BrokerCheck CRD 160135 ↗ via Charles Womack (CRD 2936838 ↗) | EDGAR ↗ |
| Feb 16, 2022 D Carrick-Harvest, LLC File 021-433911 | $0 | $208,458 | $0 | Wavecrest Securities LLC BrokerCheck CRD 160135 ↗ via Charles Womack (CRD 2936838 ↗) | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across all 2 issuers in this group — every filing in our index, latest filing per offering (SEC file number).
0 recorded documents and 0 ownership records matched to Carrick in the sources searched.
Not found in sources searched as of Oct 24, 2026, 7:46 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2009–2026) — 902,796 records, loaded Oct 24, 2026, 7:46 AM ET; Dallas County TX (DCAD ownership roll 2026) — 173,688 records, loaded Oct 23, 2026, 8:58 PM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll) — 294,950 records, loaded Oct 23, 2026, 8:58 PM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.
Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2009–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership roll 2026); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll); Cook County IL (assessor ownership and deed/sale records, looked up per issuer when its page is viewed). Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, King County WA (loader ready; first load not finished), Cook County IL bulk pass (not finished; per-issuer lookups only so far), New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Harris County Appraisal District real_acct.txt Oct 24, 2026, 7:46 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Dade 23) Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Hillsborough 39) Oct 23, 2026, 8:54 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.
Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.
| Source | Issuer | Linked by | Location | Industry | Filings | Sold (max) | Investors | Min. investment (latest filing) | Active |
|---|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | CP Carrick Properties, LLC | shared people, same business address, similar issuer names | AURORA, CO | Commercial | 3 | $600,000 offering $116,100 · similar: $1,815,000–$10,000,000 | 2 similar: 7–33 | No minimum reported similar: $20,000–$50,000 | 2022–2023 |
| EDGAR ↗ | CH Carrick-Harvest, LLC | shared people, same business address, similar issuer names | AURORA, CO | Agriculture | 3 | $6,900,000 offering $1,233,900 · similar: $675,000–$10,000,000 | 2 similar: 1–12 | No minimum reported similar: $10,000–$50,000 | 2022–2023 |
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); Agriculture / 506(b) (448 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
| Source | Filed | Issuer | Form | Industry | Offered | Sold |
|---|---|---|---|---|---|---|
| EDGAR ↗ | Jun 16, 2023 | Carrick-Harvest, LLC | D | Agriculture | $1,233,900 | $1,233,900 |
| EDGAR ↗ | Jun 16, 2023 | Carrick Properties, LLC | D | Commercial | $116,100 | $116,100 |
| EDGAR ↗ | Feb 16, 2022 | Carrick-Harvest, LLC | D | Agriculture | $5,484,000 | $5,484,000 |
| EDGAR ↗ | Feb 16, 2022 | Carrick-Harvest, LLC | D | Agriculture | $6,900,000 | $6,900,000 |
| EDGAR ↗ | Feb 16, 2022 | Carrick Properties, LLC | D | Commercial | $516,000 | $516,000 |
| EDGAR ↗ | Feb 16, 2022 | Carrick Properties, LLC | D | Commercial | $600,000 | $600,000 |
Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Jun 16, 2023. Industry history, as reported on each offering's latest filing: Previous offerings: Commercial (2022), Agriculture (2022), Commercial (2023). Latest offering: Agriculture (Jun 16, 2023).
| Name | Roles | Issuers here | First → last listed |
|---|---|---|---|
| SB Scott Burg | Director | 2 | Feb 16, 2022 → Jun 16, 2023 |
| AM Andrew Mahon | Director | 2 | Feb 16, 2022 → Jun 16, 2023 |
| RK Richard Katechis | Director | 2 | Feb 16, 2022 → Jun 16, 2023 |
| JS Jonathan Spadafora | Executive Officer, Director | 2 | Feb 16, 2022 → Jun 16, 2023 |
| TR Tobias Ripsom | Director | 2 | Jun 16, 2023 → Jun 16, 2023 |
| ML Michael Leibowitz | Executive Officer, Director | 2 | Feb 16, 2022 → Feb 16, 2022 |
Searched SEC Form ADV bulk data (registered + exempt reporting advisers) (24,962 records as of Oct 2, 2026, 8:00 AM ET) — nothing matched Carrick.
No Meta Pixel ids or Facebook / Instagram page links on file for Carrick as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
No website or social profile named in Carrick's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #123,152 of 374,652 in line (1,341 issuers searched so far). One-tap searches: Look further ↓
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