Sponsor Check › Sponsor group
14 issuers linked to one sponsor · LOS ANGELES, CA
Grouped because: 13 shared people, 1 shared management entity, same business address (14 issuers), similar issuer names (11) (automatic match from the filings) ·Not the same sponsor? Request a correction
Data last updated: Oct 23, 2026, 5:45 PM ET · Latest filing in this group: May 12, 2025 · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet
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SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
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State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known only from an approved profile claim or the Form ADV of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.
2 of 14 offerings report sales commissions totalling $200,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | May 12, 2025 D File 021-545771 | $0 (est.) | $0 (est.) | $0 (est.) The management company will receive management fees in an amount based off of the amount of securities sold. | None listed on this filing |
| EDGAR ↗ | Sep 1, 2022 D/A File 021-412026 | $0 | $0 | $0 (est.) The general partner is entitled to a performance allocation and a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials. | None listed on this filing |
| EDGAR ↗ | Sep 1, 2022 D/A File 021-412027 | $0 | $0 | $0 (est.) The general partner is entitled to a carried interest. The investment manager is entitled to a management fee. The carried interest and management fee are discussed in the Issuer's confidential offering materials. | None listed on this filing |
| EDGAR ↗ | Feb 16, 2022 D File 021-433827 | $0 | $0 | $0 (est.) The general partner is entitled to a performance allocation and a management fee. The performance allocation and management fee are discussed in the Issuer's confidential offering materials. | None listed on this filing |
| EDGAR ↗ | Dec 2, 2021 D File 021-423219 | $0 (est.) | $0 (est.) | $0 (est.) The management company will receive management fees in an amount based off of the amount of securities sold. | None listed on this filing |
| EDGAR ↗ | Apr 18, 2018 D File 021-310414 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 7, 2016 D File 021-260857 | $0 (est.) | $0 (est.) | $0 (est.) The general partner is entitled to a performance allocation and a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials. | FBR Capital Markets & Co. BrokerCheck CRD 25027 ↗ |
| EDGAR ↗ | Nov 20, 2015 D/A File 021-228881 | $0 (est.) | $0 (est.) | $0 (est.) The general partner is entitled to a performance allocation and a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials. | FBR Capital Markets & Co. BrokerCheck CRD 25027 ↗ |
| EDGAR ↗ | Nov 20, 2015 D/A File 021-228883 | $0 (est.) | $0 (est.) | $0 (est.) The general partner is entitled to a performance allocation and a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials. | FBR Capital Markets & Co. BrokerCheck CRD 25027 ↗ |
| EDGAR ↗ | Nov 20, 2015 D/A File 021-228887 | $0 | $0 | $0 (est.) The general partner is entitled to a performance allocation and a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials. | None listed on this filing |
| EDGAR ↗ | Jan 30, 2015 D/A File 021-203304 | $100,000 (est.) | $0 | $0 (est.) The general partner is entitled to a performance allocation and a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials. | M2O Private Fund Advisors LLC BrokerCheck CRD 158741 ↗ |
| EDGAR ↗ | Jan 30, 2015 D/A File 021-203306 | $100,000 (est.) | $0 | $0 (est.) The general partner is entitled to a management fee. The management fee is fully discussed in the Issuer's confidential offering materials. | M2O Private Fund Advisors LLC BrokerCheck CRD 158741 ↗ |
| EDGAR ↗ | Nov 19, 2010 D File 021-150793 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 19, 2010 D File 021-150804 | $0 | $0 | $0 | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across all 14 issuers in this group — every filing in our index, latest filing per offering (SEC file number).
0 recorded documents and 0 ownership records matched to Caltius in the sources searched.
Not found in sources searched as of Oct 23, 2026, 8:59 PM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Florida DOR NAL roll (Hillsborough 39) roll year 2026 — loaded Oct 23, 2026, 8:54 PM ET; Florida DOR NAL roll (Dade 23) roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET. Not yet searched for this group (queued): NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.
Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Hillsborough County FL (recorded documents from Oct 14, 2026 forward; ownership from FL DOR roll 2026); Cook County IL (assessor ownership and deed/sale records, looked up per issuer when its page is viewed); Harris County TX and Dallas County TX (assessor ownership rolls only, 2026 roll; no deed, mortgage or sale records); Miami-Dade County FL (ownership from FL DOR roll only; Clerk recorded documents not yet searched). Recorder indexes for TX, AZ, IL and WA counties, mortgages and liens outside NYC and FL, lis pendens and foreclosure notices everywhere, Miami-Dade County FL recorded documents, Maricopa County AZ, King County WA, Salt Lake County UT, and all other counties are not yet searched. Last refresh: Oct 23, 2026, 11:30 PM ET; last subject check: Oct 23, 2026, 11:49 PM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.
Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.
| Source | Issuer | Linked by | Location | Industry | Filings | Sold (max) | Investors | Min. investment (latest filing) | Active |
|---|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | National Industrial Coatings, Inc. | shared people, same business address | ITASCA, IL | Other | 1 | $6,493,505 offering $6,493,505 · similar: $500,000–$7,000,000 | 5 similar: 2–14 | No minimum reported similar: $5,000–$50,000 | 2010–2010 |
| EDGAR ↗ | Nicoat Acquisitions, LLC | shared people, same person name on both filings, same business address | ITASCA, IL | Other | 1 | $13,506,495 offering $13,506,495 · similar: $500,000–$7,000,000 | 13 similar: 2–14 | No minimum reported similar: $5,000–$50,000 | 2010–2010 |
| EDGAR ↗ | Caltius Equity Partners III, LP | shared people, same person name on both filings, same business address, similar issuer names | LOS ANGELES, CA | Pooled Investment Fund | 3 | $67,841,667 offering $207,500,000 · similar: $155,000–$5,250,000 | 23 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2013–2015 |
| EDGAR ↗ | Caltius Equity Partners Executive III, LP | shared people, same person name on both filings, same business address, similar issuer names | LOS ANGELES, CA | Pooled Investment Fund | 3 | $67,841,667 offering $207,500,000 · similar: $155,000–$5,250,000 | 39 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2013–2015 |
| EDGAR ↗ | Caltius Partners V, LP | shared people, same person name on both filings, same business address, similar issuer names | Los Angeles, CA | Pooled Investment Fund | 2 | $112,017,000 offering $500,000,000 · similar: $155,000–$5,250,000 | 7 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2014–2015 |
| EDGAR ↗ | Caltius Partners V-A, LP | shared people, same person name on both filings, same business address, similar issuer names | Los Angeles, CA | Pooled Investment Fund | 2 | $112,017,000 offering $500,000,000 · similar: $155,000–$5,250,000 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2014–2015 |
| EDGAR ↗ | Caltius Partners Executive V, LP | shared people, same person name on both filings, same business address, similar issuer names | Los Angeles, CA | Pooled Investment Fund | 2 | $3,975,000 offering $10,000,000 · similar: $155,000–$5,250,000 | 25 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2014–2015 |
| EDGAR ↗ | Caltius Partners V (SBIC), LP | shared people, same person name on both filings, same business address, similar issuer names | LOS ANGELES, CA | Pooled Investment Fund | 1 | $0 offering $75,000,000 · similar: $155,000–$5,250,000 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2016–2016 |
| EDGAR ↗ | Health Payment Holdings, LLC | shared people, same person name on both filings, same business address | LOS ANGELES, CA | Other | 1 | $2,000,000 | 58 | No minimum reported | 2018–2018 |
| EDGAR ↗ | CALTIUS EQUITY PARTNERS IV, LP | shared people, same person name on both filings, same business address, similar issuer names | LOS ANGELES, CA | Pooled Investment Fund | 2 | $34,000,000 offering Indefinite · similar: $155,000–$5,250,000 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2021–2022 |
| EDGAR ↗ | CALTIUS EQUITY PARTNERS EXECUTIVE IV, LP | shared people, same person name on both filings, same business address, similar issuer names | LOS ANGELES, CA | Pooled Investment Fund | 2 | $18,875,000 offering Indefinite · similar: $155,000–$5,250,000 | 45 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2021–2022 |
| EDGAR ↗ | CALTIUS PARTNERS VI (SBIC), LP | shared people, same person name on both filings, shared management entity, same business address, similar issuer names | LOS ANGELES, CA | Pooled Investment Fund | 1 | $102,600,000 offering Indefinite · similar: $155,000–$5,250,000 | 43 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2021–2021 |
| EDGAR ↗ | CALTIUS PARTNERS VI, LP | shared people, same person name on both filings, same business address, similar issuer names | LOS ANGELES, CA | Pooled Investment Fund | 1 | $0 offering Indefinite · similar: $155,000–$5,250,000 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2022–2022 |
| EDGAR ↗ | Caltius Equity Partners V, LP | shared people, same person name on both filings, shared management entity, same business address, similar issuer names | LOS ANGELES, CA | Pooled Investment Fund | 1 | $52,925,000 offering Indefinite · similar: $155,000–$5,250,000 | 35 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2025–2025 |
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
| Source | Filed | Issuer | Form | Industry | Offered | Sold |
|---|---|---|---|---|---|---|
| EDGAR ↗ | May 12, 2025 | Caltius Equity Partners V, LP | D | Pooled Investment Fund | Indefinite | $52,925,000 |
| EDGAR ↗ | Sep 1, 2022 | CALTIUS EQUITY PARTNERS EXECUTIVE IV, LP | D/A | Pooled Investment Fund | Indefinite | $18,875,000 |
| EDGAR ↗ | Sep 1, 2022 | CALTIUS EQUITY PARTNERS IV, LP | D/A | Pooled Investment Fund | Indefinite | $34,000,000 |
| EDGAR ↗ | Feb 16, 2022 | CALTIUS PARTNERS VI, LP | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Dec 2, 2021 | CALTIUS PARTNERS VI (SBIC), LP | D | Pooled Investment Fund | Indefinite | $102,600,000 |
| EDGAR ↗ | Sep 1, 2021 | CALTIUS EQUITY PARTNERS EXECUTIVE IV, LP | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Sep 1, 2021 | CALTIUS EQUITY PARTNERS IV, LP | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Apr 18, 2018 | Health Payment Holdings, LLC | D | Other | $2,000,000 | $2,000,000 |
| EDGAR ↗ | Apr 7, 2016 | Caltius Partners V (SBIC), LP | D | Pooled Investment Fund | $75,000,000 | $0 |
| EDGAR ↗ | Nov 20, 2015 | Caltius Partners V-A, LP | D/A | Pooled Investment Fund | $500,000,000 | $112,017,000 |
| EDGAR ↗ | Nov 20, 2015 | Caltius Partners V, LP | D/A | Pooled Investment Fund | $500,000,000 | $112,017,000 |
| EDGAR ↗ | Nov 20, 2015 | Caltius Partners Executive V, LP | D/A | Pooled Investment Fund | $10,000,000 | $3,975,000 |
| EDGAR ↗ | Jan 30, 2015 | Caltius Equity Partners III, LP | D/A | Pooled Investment Fund | $207,500,000 | $67,841,667 |
| EDGAR ↗ | Jan 30, 2015 | Caltius Equity Partners Executive III, LP | D/A | Pooled Investment Fund | $207,500,000 | $67,841,667 |
| EDGAR ↗ | Nov 21, 2014 | Caltius Partners Executive V, LP | D | Pooled Investment Fund | $10,000,000 | $0 |
| EDGAR ↗ | Nov 21, 2014 | Caltius Partners V, LP | D | Pooled Investment Fund | $500,000,000 | $0 |
| EDGAR ↗ | Nov 21, 2014 | Caltius Partners V-A, LP | D | Pooled Investment Fund | $500,000,000 | $0 |
| EDGAR ↗ | Sep 19, 2014 | Caltius Equity Partners Executive III, LP | D/A | Pooled Investment Fund | $207,500,000 | $67,841,667 |
| EDGAR ↗ | Sep 19, 2014 | Caltius Equity Partners III, LP | D/A | Pooled Investment Fund | $207,500,000 | $67,841,667 |
| EDGAR ↗ | Sep 20, 2013 | Caltius Equity Partners Executive III, LP | D | Pooled Investment Fund | $7,500,000 | $0 |
| EDGAR ↗ | Sep 20, 2013 | Caltius Equity Partners III, LP | D | Pooled Investment Fund | $200,000,000 | $0 |
| EDGAR ↗ | Nov 19, 2010 | National Industrial Coatings, Inc. | D | Other | $6,493,505 | $6,493,505 |
| EDGAR ↗ | Nov 19, 2010 | Nicoat Acquisitions, LLC | D | Other | $13,506,495 | $13,506,495 |
Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing May 12, 2025. Industry history, as reported on each offering's latest filing: Previous offerings: Other (2010), Pooled Investment Fund (2013–2016), Other (2018). Latest offering: Pooled Investment Fund (2021–2025; most recent May 12, 2025).
| Name | Roles | Issuers here | First → last listed |
|---|---|---|---|
| James B. Upchurch | Director, Executive Officer, Promoter | 14 | Nov 19, 2010 → May 12, 2025 |
| Jeffrey Holdsberg | Director, Executive Officer, Promoter | 8 | Nov 19, 2010 → May 12, 2025 |
| Garrick Ahn | Director, Executive Officer, Promoter | 8 | Nov 19, 2010 → May 12, 2025 |
| Alisa G. Frederick | Executive Officer | 6 | Nov 21, 2014 → Feb 16, 2022 |
| Michael A. Kane | Executive Officer | 6 | Nov 21, 2014 → Feb 16, 2022 |
| Michael J. Morgan | Executive Officer, Promoter | 5 | Sep 20, 2013 → May 12, 2025 |
| Gregory J. Howorth | Executive Officer | 4 | Nov 21, 2014 → Apr 7, 2016 |
| Eric Wauthy | Executive Officer | 3 | Dec 2, 2021 → May 12, 2025 |
| Caltius Capital Management, LP entity | Executive Officer | 2 | Dec 2, 2021 → May 12, 2025 |
| Gavin Bates | Executive Officer | 2 | Dec 2, 2021 → Feb 16, 2022 |
| GREG J. HOWORTH | Executive Officer | 2 | Dec 2, 2021 → Feb 16, 2022 |
| FREDERICK H. SHUART | Executive Officer | 2 | Dec 2, 2021 → Feb 16, 2022 |
| Michael J. Lauesen | Director | 2 | Nov 19, 2010 → Nov 19, 2010 |
| Charles Turnbull | Executive Officer, Director | 2 | Nov 19, 2010 → Nov 19, 2010 |
| GPE V, LP entity | Executive Officer | 1 | May 12, 2025 → May 12, 2025 |
| UGPE V, LLC entity | Executive Officer | 1 | May 12, 2025 → May 12, 2025 |
| UGPM VI (SBIC), LLC entity | Executive Officer | 1 | Dec 2, 2021 → Dec 2, 2021 |
| GPM VI (SBIC), LP entity | Executive Officer | 1 | Dec 2, 2021 → Dec 2, 2021 |
| Justin Benshoof | Director | 1 | Apr 18, 2018 → Apr 18, 2018 |
| Terrance Rowinski | Executive Officer, Director | 1 | Apr 18, 2018 → Apr 18, 2018 |
| Andrew Schatz | Executive Officer | 1 | Apr 18, 2018 → Apr 18, 2018 |
| David Lorey | Executive Officer | 1 | Nov 19, 2010 → Nov 19, 2010 |
Not yet searched. Sources to be searched: SEC Investment Adviser Information Reports — Form ADV data for SEC-registered advisers and exempt reporting advisers (file dated 2026-10-02); SEC Investment Adviser Public Disclosure (IAPD) firm search — registered and exempt reporting advisers · Search queued. Results are added automatically; check back later.
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Sources to be searched: the sponsor's own website (known only from an approved profile claim or the matched adviser's Form ADV) for Meta Pixel ids and Facebook / Instagram page links; Meta Ad Library API: not yet searched (API access pending). We never read facebook.com or instagram.com; readers get a link to Meta's public Ad Library instead.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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