Bala is a sponsor group of 2 issuers that PartnerFacts links to one sponsor (shared management entity, similar issuer names; automatic match from the filings), filing 11 Form D filings between May 2012 and Jun 2021.
What this means One team, 2 deal companies, about 9 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.
Combined reported sold: $99.2M to 44 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (2). Issuers are based in PA (2).
What this means $99.2M raised across the group, about $2.25M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.
Principal people: Bala Capital Group LLC (2 issuers, executive officer and promoter, entity), D Bala Capital Group Advisors, LLC (1 issuer, director, entity), D Bala Capital Group, LLC (1 issuer, director and promoter, entity) and William D Luterman (1 issuer, executive officer, director, and promoter).
What this means The person on the most companies is usually the one running the show; their page lists every deal.
Activity: 0 new offerings in the last 12 months; latest filing Jun 25, 2021.
What this means No new raise filed in the past year.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — none found.
What this means Nothing turned up where we looked (4 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 11 public filings for Bala and found 11 differences, 4 worth asking the sponsor about: Form D filed 129 days after the first sale; D Bala Capital Group Advisors, LLC is no longer listed on the Jun 26, 2017 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.