PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:32 AM ET

Sponsor Check › Sponsor group

BW

Bbh Wealth

One sponsor team, 127 deal companies · New York, NY

Grouped because: 32 shared people, 8 shared management entities, same business address (110 issuers), similar issuer names (60) (automatic match from the filings) · not the same sponsor?

127deal companies
$29.03Breported sold
36,712investors
351Form D filings
2009–2026active
16new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Aug 13, 2026 · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Bbh Wealth is a sponsor group of 127 issuers that PartnerFacts links to one sponsor (shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names, shared management entity, same person name on both filings; automatic match from the filings), filing 351 Form D filings between Mar 2009 and Aug 2026.

What this means One team, 127 deal companies, about 17 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $29.03B to 36,712 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (111), REITS and Finance (5), "Other" (5), Other Banking and Financial Services (4) and 2 more. Issuers are based in NY (94), Cayman Islands (as filed: E9) (31), Bermuda (as filed: D0) (1), TN (1).

What this means $29.03B raised across the group, about $791K per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Brown Brothers Harriman & Co. (91 issuers, executive officer, director, and promoter, entity), William S. Grant (28 issuers, executive officer), Christian Brunet (24 issuers, executive officer), Amy Kirkpatrick (23 issuers, executive officer), Brown Brothers Harriman Trust Company (Cayman) Limited (19 issuers, executive officer, entity) and 63 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 16 new offerings in the last 12 months; latest filing Aug 13, 2026.

What this means Busy — still raising money this year.

Adviser registration (Form ADV) on record: BROWN BROTHERS HARRIMAN CREDIT PARTNERS, LLC; BROWN BROTHERS HARRIMAN MUTUAL FUND ADVISORY DEPARTMENT.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 24 court cases matching the name, 25 bankruptcy cases matching the name listed in Key records below.

What this means 49 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 351 public filings for Bbh Wealth and found 19 differences, 3 worth asking the sponsor about: Bbh Wealth includes 13 deals that stopped filing before reaching their target; 6 people are no longer listed on a later amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Bbh Wealth has not run yet — it is #39,029 of 55,891 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

24 cases: 1 open, 9 closed (disposition not in docket feed), 11 dismissed, 3 judgment

CURRY v. BROWN BROTHERS PRODUCE COMPANY open
District Court, S.D. Indiana · No. 1:26-cv-00530 · Filed Mar 19, 2026
Role of CURRY v. BROWN BROTHERS PRODUCE COMPANY: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in IN (not the issuer's state)
Pennsylvania National Mutual Casualty Insurance Company v. Brown Brothers Roofing, Inc. closed
District Court, E.D. Virginia · No. 3:22-cv-00346 · Filed Apr 28, 2022 · Closed Dec 15, 2022
Role of Pennsylvania National Mutual Casualty Insurance Company v. Brown Brothers Roofing, Inc.: Party · Outcome: Terminated 2022-12-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in VA (not the issuer's state)
O'Malley v. Brown Brothers Harriman & Co. dismissed
District Court, W.D. Texas · No. 5:19-cv-00010 · Filed Jan 4, 2019 · Closed Nov 20, 2020 · Nature of suit: Other Fraud · Cause: 28:1332 Diversity-Breach of Fiduciary Duty
Role of O'Malley v. Brown Brothers Harriman & Co.: Party · Outcome: Terminated 2020-11-20 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in TX (not the issuer's state)
Brown Brothers Asphalt & Concrete, Inc. v. DDR MCH East LLC closed
District Court, D. Colorado · No. 1:13-cv-02630 · Filed Sep 25, 2013 · Closed Apr 11, 2014 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Breach of Contract
Role of Brown Brothers Asphalt & Concrete, Inc. v. DDR MCH East LLC: Party · Outcome: Terminated 2014-04-11 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
company name words appear in the caption; court in CO (not the issuer's state)
Irving H. Picard v. Brown Brothers Harriman & Co. closed
District Court, S.D. New York · No. 1:12-cv-04723 · Filed Jun 15, 2012 · Closed Aug 4, 2014 · Nature of suit: 423 Bankruptcy withdrawal 28 USC 157
Role of Irving H. Picard v. Brown Brothers Harriman & Co.: Party · Outcome: Terminated 2014-08-04 — FJC Integrated Database disposition: Appeal denied (magistrate judge) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
Fairfield Sentry Limited v. Brown Brothers Harriman & Co. dismissed
District Court, S.D. New York · No. 1:10-cv-07629 · Filed Oct 5, 2010 · Closed Nov 22, 2010 · Nature of suit: 423 Bankruptcy withdrawal 28 USC 157
Role of Fairfield Sentry Limited v. Brown Brothers Harriman & Co.: Party · Outcome: Terminated 2010-11-22 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
Fairfield Sentry Limited v. Brown Brothers Harriman & Co. closed
District Court, S.D. New York · No. 1:10-cv-06568 · Filed Sep 3, 2010 · Closed Sep 14, 2010 · Nature of suit: 190 Contract: Other · Cause: 28:1441 Notice of Removal
Role of Fairfield Sentry Limited v. Brown Brothers Harriman & Co.: Party · Outcome: Terminated 2010-09-14 — FJC Integrated Database disposition: Transfer to another district Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
Brown Brothers, LLP v. Gruner & Hjar AG & Co dismissed
District Court, M.D. Pennsylvania · No. 3:10-cv-01704 · Filed Aug 13, 2010 · Closed Jan 31, 2011 · Nature of suit: 380 Other personal property damage
Role of Brown Brothers, LLP v. Gruner & Hjar AG & Co: Party · Outcome: Terminated 2011-01-31 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in PA (not the issuer's state)
Brown Brothers Harriman & Co. v. Banca MB S.p.A. dismissed
District Court, S.D. New York · No. 1:10-cv-01002 · Filed Feb 8, 2010 · Closed May 25, 2010 · Nature of suit: 190 Other contract actions
Role of Brown Brothers Harriman & Co. v. Banca MB S.p.A.: Party · Outcome: Terminated 2010-05-25 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
In Re ANY & ALL FUNDS & ASSETS IN BROWN BROTHERS HARRIMAN & CO. ACCT 8870792 IN NAME OF TIGER EYE INVESTMENTS LTD. closed
District Court, District of Columbia · No. 1:08-mc-00807 · Filed Dec 23, 2008 · Closed Apr 1, 2011 · Nature of suit: Other Statutory Actions · Cause: Civil Miscellaneous Case
Role of In Re ANY & ALL FUNDS & ASSETS IN BROWN BROTHERS HARRIMAN & CO. ACCT 8870792 IN NAME OF TIGER EYE INVESTMENTS LTD.: Party · Outcome: Terminated 2011-04-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in DC (not the issuer's state)
Wachovia Bank, National Association v. Brown Brothers Construction, L.L.C. judgment
District Court, S.D. Alabama · No. 1:07-cv-00781 · Filed Nov 2, 2007 · Closed Mar 10, 2008 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Contract Dispute
Role of Wachovia Bank, National Association v. Brown Brothers Construction, L.L.C.: Party · Outcome: Terminated 2008-03-10 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in AL (not the issuer's state)
Carpenters' District Council Of Greater St. Louis and Vicinity v. Brown Brothers Roofing and Siding, Inc. dismissed
District Court, E.D. Missouri · No. 4:06-cv-01676 · Filed Nov 17, 2006 · Closed Apr 13, 2007 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Carpenters' District Council Of Greater St. Louis and Vicinity v. Brown Brothers Roofing and Siding, Inc.: Party · Outcome: Terminated 2007-04-13 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in MO (not the issuer's state)
Brown Brothers Grading Co., Inc. v. Ironhorse, LTD dismissed
District Court, N.D. Alabama · No. 1:05-cv-02444 · Filed Nov 25, 2005 · Closed Apr 11, 2007 · Nature of suit: 190 Other contract actions
Role of Brown Brothers Grading Co., Inc. v. Ironhorse, LTD: Party · Outcome: Terminated 2007-04-11 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in AL (not the issuer's state)
CARPENTERS HEALTH AND WELFARE FUND OF PHILADELPHIA AND VICINITY v. BROWN BROTHERS CONSTRUCTION dismissed
District Court, E.D. Pennsylvania · No. 2:05-cv-02948 · Filed Jun 21, 2005 · Closed Aug 4, 2005 · Nature of suit: 791 Employee Retirement Income Security Act
Role of CARPENTERS HEALTH AND WELFARE FUND OF PHILADELPHIA AND VICINITY v. BROWN BROTHERS CONSTRUCTION: Party · Outcome: Terminated 2005-08-04 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in PA (not the issuer's state)
CGI Desserts Inc v. Brown Brothers dismissed
District Court, S.D. Texas · No. 4:03-cv-02417 · Filed Jul 7, 2003 · Closed Jan 20, 2004 · Nature of suit: 190 Other contract actions
Role of CGI Desserts Inc v. Brown Brothers: Party · Outcome: Terminated 2004-01-20 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in TX (not the issuer's state)
Nairobi Holdings v. Brown Brothers dismissed
District Court, S.D. New York · No. 1:02-cv-01230 · Filed Feb 15, 2002 · Closed Jan 5, 2007 · Nature of suit: Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of Nairobi Holdings v. Brown Brothers: Party · Outcome: Terminated 2007-01-05 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
GMAC Commercial v. Jared Brown Brothers dismissed
District Court, S.D. New York · No. 1:99-cv-10883 · Filed Oct 28, 1999 · Closed Jun 12, 2000 · Nature of suit: 190 Other contract actions
Role of GMAC Commercial v. Jared Brown Brothers: Party · Outcome: Terminated 2000-06-12 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
JJH, INC. v. Jered Brown Brothers judgment
District Court, E.D. Virginia · No. 1:95-cv-00206 · Filed Feb 14, 1995 · Closed Oct 19, 1995 · Nature of suit: 890 Other statutory actions
Role of JJH, INC. v. Jered Brown Brothers: Party · Outcome: Terminated 1995-10-19 — FJC Integrated Database disposition: Judgment on consent; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in VA (not the issuer's state)
United States v. Brown Brothers, Inc. closed
District Court, E.D. North Carolina · No. 7:91-cv-00072 · Filed Jul 15, 1991 · Closed Sep 4, 1992
Role of United States v. Brown Brothers, Inc.: Party · Outcome: Terminated 1992-09-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NC (not the issuer's state)
United States v. Brown Brothers, Inc. closed
District Court, E.D. North Carolina · No. 7:91-cv-00071 · Filed Jul 15, 1991 · Closed Sep 4, 1992
Role of United States v. Brown Brothers, Inc.: Party · Outcome: Terminated 1992-09-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NC (not the issuer's state)
Brown Brothers, Inc v. Comerica Bank-Dtroit judgment
District Court, W.D. Michigan · No. 1:90-cv-00433 · Filed May 17, 1990 · Closed Mar 13, 1991 · Nature of suit: 422 Bankruptcy appeals rule 28 USC 158
Role of Brown Brothers, Inc v. Comerica Bank-Dtroit: Party · Outcome: Terminated 1991-03-13 — FJC Integrated Database disposition: Other; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in MI (not the issuer's state)
Bass v. Brown Brothers, Inc. closed
District Court, N.D. Georgia · No. 3:88-cv-00059 · Filed Jun 9, 1988 · Closed Jul 7, 1989
Role of Bass v. Brown Brothers, Inc.: Party · Outcome: Terminated 1989-07-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in GA (not the issuer's state)
THE WELLSVILLE BANK v. BROWN BROTHERS EXC. INC. dismissed
District Court, W.D. Missouri · No. · Filed Aug 28, 1986 · Closed Jul 22, 1987 · Nature of suit: 190 Other contract actions
Role of THE WELLSVILLE BANK v. BROWN BROTHERS EXC. INC.: Party · Outcome: Terminated 1987-07-22 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in MO (not the issuer's state)
Brown Brothers Inc v. Edwards closed
District Court, W.D. Louisiana · No. 1:85-cv-02710 · Filed Sep 18, 1985 · Closed Aug 20, 1986
Role of Brown Brothers Inc v. Edwards: Party · Outcome: Terminated 1986-08-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in LA (not the issuer's state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Bbh Wealth..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

25 cases: 24 closed (disposition not in docket feed), 1 open

Areya Holder Aurzada v. Brown Brothers Investment Company, LLC closed
United States Bankruptcy Court, W.D. Missouri · No. 18-04055 · Filed Feb 3, 2018 · Closed Jul 10, 2019
Role of Areya Holder Aurzada v. Brown Brothers Investment Company, LLC: Party · Outcome: Case closed 2019-07-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MO (not the issuer's state)
Edwards v. Brown Brothers Asphalt & Concrete, Inc. closed
United States Bankruptcy Court, D. New Jersey · No. 15-01207 · Filed Feb 23, 2015 · Closed Jul 1, 2015
Role of Edwards v. Brown Brothers Asphalt & Concrete, Inc.: Party · Outcome: Case closed 2015-07-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NJ (not the issuer's state)
Brown Brothers Driver Outsource Services, LLC closed
United States Bankruptcy Court, E.D. Arkansas · No. 4:14-bk-14394 · Filed Aug 15, 2014 · Closed Oct 24, 2014
Role of Brown Brothers Driver Outsource Services, LLC: Party · Outcome: Case closed 2014-10-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in AR (not the issuer's state)
Irving H. Picard, Trustee for the Liquidation of B v. Brown Brothers Harriman & Co. closed
United States Bankruptcy Court, S.D. New York · No. 12-01217 · Filed Mar 29, 2012 · Closed Apr 1, 2015
Role of Irving H. Picard, Trustee for the Liquidation of B v. Brown Brothers Harriman & Co.: Party · Outcome: Case closed 2015-04-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
Fairfield Sentry Limited (In Liquidation) v. Brown Brothers Harriman & Co. open
United States Bankruptcy Court, S.D. New York · No. 10-03752 · Filed Sep 24, 2010
Role of Fairfield Sentry Limited (In Liquidation) v. Brown Brothers Harriman & Co.: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
Neuberger Berman LLC v. Brown Brothers Harriman & Co. closed
United States Bankruptcy Court, S.D. New York · No. 10-03610 · Filed Sep 16, 2010 · Closed Jun 26, 2013
Role of Neuberger Berman LLC v. Brown Brothers Harriman & Co.: Party · Outcome: Case closed 2013-06-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
Brown Brothers Paving and Concrete, Inc. closed
United States Bankruptcy Court, D. Colorado · No. 09-37760 · Filed Dec 30, 2009 · Closed Aug 15, 2012
Role of Brown Brothers Paving and Concrete, Inc.: Party · Outcome: Case closed 2012-08-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in CO (not the issuer's state)
R.J. Tower Corporation v. Brown Brothers Harriman and Company closed
United States Bankruptcy Court, S.D. New York · No. 07-01308 · Filed Jan 25, 2007 · Closed Mar 23, 2007
Role of R.J. Tower Corporation v. Brown Brothers Harriman and Company: Party · Outcome: Case closed 2007-03-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
BROWN BROTHERS HARRIMAN & COMPANY v. ENERGY SAVING PARODUCTS, INC closed
United States Bankruptcy Court, M.D. Tennessee · No. 3:03-ap-00192 · Filed Apr 7, 2003 · Closed Apr 28, 2005
Role of BROWN BROTHERS HARRIMAN & COMPANY v. ENERGY SAVING PARODUCTS, INC: Party · Outcome: Case closed 2005-04-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in TN (not the issuer's state)
Giuliano v. Brown Brothers Harriman & Co. closed
United States Bankruptcy Court, D. Delaware · No. 01-09262 · Filed Dec 21, 2001 · Closed Apr 24, 2003
Role of Giuliano v. Brown Brothers Harriman & Co.: Party · Outcome: Case closed 2003-04-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in DE (not the issuer's state)
Brown Brothers Roofing, Inc. v. Brodie, Inc. closed
United States Bankruptcy Court, D. Massachusetts · No. 99-01608 · Filed Nov 19, 1999 · Closed Aug 10, 2000
Role of Brown Brothers Roofing, Inc. v. Brodie, Inc.: Party · Outcome: Case closed 2000-08-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Brown Brothers Roofing, Inc. closed
United States Bankruptcy Court, D. Massachusetts · No. 99-16466 · Filed Aug 2, 1999 · Closed Nov 28, 2000
Role of Brown Brothers Roofing, Inc.: Party · Outcome: Case closed 2000-11-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Brown Brothers, Inc. closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 97-28942 · Filed Dec 10, 1997 · Closed Aug 24, 1999
Role of Brown Brothers, Inc.: Party · Outcome: Case closed 1999-08-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in PA (not the issuer's state)
Brown Brothers Plumbing and Heating Co. v. Wells closed
United States Bankruptcy Court, E.D. North Carolina · No. 95-00039 · Filed Apr 18, 1995 · Closed Oct 13, 1995
Role of Brown Brothers Plumbing and Heating Co. v. Wells: Party · Outcome: Case closed 1995-10-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NC (not the issuer's state)
John A. Northen, Trustee In Bankruptcy for P & P C v. Brown Brothers Plumbing & Heating, Inc. closed
United States Bankruptcy Court, M.D. North Carolina · No. 94-02025 · Filed May 5, 1994 · Closed Aug 12, 1994
Role of John A. Northen, Trustee In Bankruptcy for P & P C v. Brown Brothers Plumbing & Heating, Inc.: Party · Outcome: Case closed 1994-08-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NC (not the issuer's state)
Tow v. Brown Brothers Harriman & Co closed
United States Bankruptcy Court, S.D. Texas · No. 94-04171 · Filed Feb 25, 1994 · Closed Mar 25, 1996
Role of Tow v. Brown Brothers Harriman & Co: Party · Outcome: Case closed 1996-03-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in TX (not the issuer's state)
L. and D. Brown Brothers Mason Contractors, Inc. closed
United States Bankruptcy Court, D. Rhode Island · No. 1:93-bk-13047 · Filed Dec 3, 1993 · Closed Sep 19, 1995
Role of L. and D. Brown Brothers Mason Contractors, Inc.: Party · Outcome: Case closed 1995-09-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in RI (not the issuer's state)
Brown Brothers Landfill Inc closed
United States Bankruptcy Court, S.D. Ohio · No. 2:93-bk-57194 · Filed Nov 24, 1993 · Closed Sep 19, 1996
Role of Brown Brothers Landfill Inc: Party · Outcome: Case closed 1996-09-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in OH (not the issuer's state)
Brown Brothers Roofing Inc. closed
United States Bankruptcy Court, M.D. Florida · No. 8:93-bk-02714 · Filed Mar 11, 1993 · Closed Jun 7, 1993
Role of Brown Brothers Roofing Inc.: Party · Outcome: Case closed 1993-06-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Brown Brothers Wholesale, Inc. closed
United States Bankruptcy Court, S.D. Georgia · No. 92-42224 · Filed Oct 30, 1992 · Closed Oct 20, 1995
Role of Brown Brothers Wholesale, Inc.: Party · Outcome: Case closed 1995-10-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in GA (not the issuer's state)
Brown Brothers, Inc. v. The Metropolitan Government of Nashville closed
United States Bankruptcy Court, E.D. Tennessee · No. 1:92-ap-01232 · Filed Oct 19, 1992 · Closed Apr 20, 1994
Role of Brown Brothers, Inc. v. The Metropolitan Government of Nashville: Party · Outcome: Case closed 1994-04-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in TN (not the issuer's state)
Brown Brothers, Inc. closed
United States Bankruptcy Court, E.D. Tennessee · No. 1:92-bk-12782 · Filed Jun 18, 1992 · Closed Mar 1, 1995
Role of Brown Brothers, Inc.: Party · Outcome: Case closed 1995-03-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in TN (not the issuer's state)
Brown Brothers Inc. v. Sanchez Construction Company, Inc. closed
United States Bankruptcy Court, W.D. Michigan · No. 89-08305 · Filed Aug 30, 1989 · Closed Dec 17, 1991
Role of Brown Brothers Inc. v. Sanchez Construction Company, Inc.: Party · Outcome: Case closed 1991-12-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MI (not the issuer's state)
Brown Brothers Inc. closed
United States Bankruptcy Court, W.D. Michigan · No. 86-03253 · Filed Nov 18, 1986 · Closed Oct 20, 1992
Role of Brown Brothers Inc.: Party · Outcome: Case closed 1992-10-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MI (not the issuer's state)
Brown Brothers Aluminum, Inc. closed
United States Bankruptcy Court, W.D. Kentucky · No. 86-10027 · Filed Jan 21, 1986 · Closed May 31, 1989
Role of Brown Brothers Aluminum, Inc.: Party · Outcome: Case closed 1989-05-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in KY (not the issuer's state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

19 differences found between the filings for Bbh Wealth — 3 worth asking about (compared the newest 50 of 351 filings on Oct 24, 2026; older filings not covered)

Note · Jan 25, 2007 – Apr 1, 2015

4 bankruptcy cases name the subject or team members

Bankruptcy case: Irving H. Picard, Trustee for the Liquidation of B v. Brown Brothers Harriman & Co. — filed Mar 29, 2012 · Bankruptcy case: Neuberger Berman LLC v. Brown Brothers Harriman & Co. — filed Sep 16, 2010 · Bankruptcy case: Fairfield Sentry Limited (In Liquidation) v. Brown Brothers Harriman & Co. — filed Sep 24, 2010 · Bankruptcy case: R.J. Tower Corporation v. Brown Brothers Harriman and Company — filed Jan 25, 2007

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. New York ↗Brown Brothers Harriman Trust Company (Cayman) Limited — PartnerFacts page ↗Docket · United States Bankruptcy Court, S.D. New York ↗Docket · United States Bankruptcy Court, S.D. New York ↗
Sources
Note · Apr 28, 2026

Brown Brothers Harriman & Co. is both a listed executive officer and a paid seller — 1818 PARTNERS LP

The Apr 28, 2026 Form D/A lists Brown Brothers Harriman & Co. as executive officer of the issuer and also as a person receiving sales compensation (CRD 104487). Sales commissions reported on this filing: $60,000.

What this means The same person is listed as running the company and as being paid to sell its securities. Ask how much and on what terms.

Form D/A · Apr 28, 2026 ↗Brown Brothers Harriman & Co. — PartnerFacts page ↗1818 PARTNERS LP — PartnerFacts page ↗
Sources
Worth asking · Mar 24, 2011 – May 7, 2019

Bbh Wealth includes 13 deals that stopped filing before reaching their target

BBH Wealth Strategies Unit Trust - Silver Point Distressed Opportunity Sub-Trust (last filing May 7, 2019; $22,024,000 sold of $100,000,000); AVP Three LLC (last filing May 2, 2019; $3,240,156 sold of $10,000,000); BBH Real Estate Associates III, LLC (last filing Oct 12, 2018; $11,185,000 sold of $250,000,000); CPIV ECX LLC (last filing Sep 7, 2017; $0 sold of $37,487,923); BBH Capital Partners V-2 (Cayman) (last filing Jul 14, 2016; $8,375,000 sold of $600,000,000); BBH Capital Partners V-A-1 (Cayman) (last filing Jul 14, 2016; $1,000,000 sold of $600,000,000); and 7 more. Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

BBH Wealth Strategies Unit Trust - Silver Point Distressed Opportunity Sub-Trust — PartnerFacts page ↗AVP Three LLC — PartnerFacts page ↗BBH Real Estate Associates III, LLC — PartnerFacts page ↗CPIV ECX LLC — PartnerFacts page ↗
Sources
Note · Nov 7, 2025 – Nov 24, 2025

Form D filed 17 days after the first sale — BBH Wealth Strategies Unit Trust - Braemont Partners II Sub-Trust

The filing says the first sale was Nov 7, 2025. The Form D was filed Nov 24, 2025 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Nov 24, 2025 ↗BBH Wealth Strategies Unit Trust - Braemont Partners II Sub-Trust — PartnerFacts page ↗
Sources
Note · Nov 7, 2025 – Nov 24, 2025

Form D filed 17 days after the first sale — BBH Wealth Strategies, LLC - Braemont Partners II Series

The filing says the first sale was Nov 7, 2025. The Form D was filed Nov 24, 2025 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Nov 24, 2025 ↗BBH Wealth Strategies, LLC - Braemont Partners II Series — PartnerFacts page ↗
Sources
Note · Jun 2, 2025 – Jun 25, 2025

Form D filed 23 days after the first sale — BBH Wealth Strategies, LLC - Soroban Series

The filing says the first sale was Jun 2, 2025. The Form D was filed Jun 25, 2025 — 23 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 8 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jun 25, 2025 ↗BBH Wealth Strategies, LLC - Soroban Series — PartnerFacts page ↗
Sources
Note · Sep 1, 2015 – Oct 14, 2025

12 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — BBH Harriman Series Unit Trust - Venture Capital 2025 Sub-Trust (latest filing Oct 14, 2025) · No amendment in the last 12 months on an offering that may still be open — BBH Harriman Series, LLC - Venture Capital 2025 Series (latest filing Oct 14, 2025) · No amendment in the last 12 months on an offering that may still be open — BBH Capital Partners Executive VII-A, L.P. (latest filing Oct 9, 2025) · No amendment in the last 12 months on an offering that may still be open — BBH Wealth Strategies, LLC - Select Equity Series (latest filing Oct 9, 2025) · No amendment in the last 12 months on an offering that may still be open — BBH Wealth Strategies, LLC - Clarkston Capital Partners Small/Mid Cap Series (latest filing Sep 9, 2025) · and 7 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Oct 14, 2025 ↗BBH Harriman Series Unit Trust - Venture Capital 2025 Sub-Trust — PartnerFacts page ↗Form D · Oct 14, 2025 ↗BBH Harriman Series, LLC - Venture Capital 2025 Series — PartnerFacts page ↗
Sources
Worth asking · Jun 16, 2025 – Feb 13, 2026

6 people are no longer listed on a later amendment

Brown Brothers Harriman & Co. is no longer listed on the Feb 13, 2026 amendment — BBH Alternative Credit Fund, LLC · Brown Brothers Harriman & Co. is no longer listed on the Feb 13, 2026 amendment — BBH Alternative Credit Fund, Ltd. · Brown Brothers Harriman & Co. is no longer listed on the Feb 13, 2026 amendment — BBH Structured Fixed Income Fund (Cayman), Ltd. · Brown Brothers Harriman & Co. is no longer listed on the Feb 13, 2026 amendment — BBH Global Funds, LLC - BBH Structured Fixed Income Fund · Brown Brothers Harriman & Co. is no longer listed on the Feb 13, 2026 amendment — BBH Global Funds, LLC - BBH Credit Value Series · and 1 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Jun 16, 2025 ↗Form D/A · Feb 13, 2026 ↗Brown Brothers Harriman & Co. — PartnerFacts page ↗BBH Alternative Credit Fund, LLC — PartnerFacts page ↗
Sources
Note · Jun 25, 2025 – Jun 18, 2026

Minimum investment changed between filings — BBH Wealth Strategies, LLC - Soroban Series

The Jun 25, 2025 filing lists a minimum of $50,000; the Jun 18, 2026 Form D/A lists $9,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jun 25, 2025 ↗Form D/A (later) · Jun 18, 2026 ↗BBH Wealth Strategies, LLC - Soroban Series — PartnerFacts page ↗
Sources
Note · Apr 29, 2025 – Apr 28, 2026

Minimum investment changed between filings — 1818 PARTNERS LP

The Apr 29, 2025 filing lists a minimum of $22,000; the Apr 28, 2026 Form D/A lists $15,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 29, 2025 ↗Form D/A (later) · Apr 28, 2026 ↗1818 PARTNERS LP — PartnerFacts page ↗
Sources
Note · Oct 10, 2024 – Oct 9, 2025

Minimum investment changed between filings — BBH Wealth Strategies, LLC - Select Equity Series

The Oct 10, 2024 filing lists a minimum of $15,000; the Oct 9, 2025 Form D/A lists $10,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Oct 10, 2024 ↗Form D/A (later) · Oct 9, 2025 ↗BBH Wealth Strategies, LLC - Select Equity Series — PartnerFacts page ↗
Sources
Note · Aug 6, 2024 – Aug 6, 2025

Minimum investment changed between filings — BBH Global Funds Unit Trust - BBH Credit Value Sub-Trust

The Aug 6, 2024 filing lists a minimum of $400,000; the Aug 6, 2025 Form D/A lists $125,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Aug 6, 2024 ↗Form D/A (later) · Aug 6, 2025 ↗BBH Global Funds Unit Trust - BBH Credit Value Sub-Trust — PartnerFacts page ↗
Sources
Note · Jan 26, 2015 – Jun 17, 2019

Christian Brunet is written 2 different ways on the filings

listed as "Christian Brunet" on 20 filings (from Jan 26, 2015), and "Christian M. Brunet" on 2 filings (from Jun 17, 2019).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jan 26, 2015 ↗Form D · Jun 17, 2019 ↗Christian Brunet — PartnerFacts page ↗
Sources
Note · Mar 31, 2010 – Apr 30, 2015

Reported net asset value range changed between filings — 1818 PARTNERS LP

"Over $100,000,000" (Mar 31, 2010); then "Decline to Disclose" (Apr 30, 2015).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D/A · Mar 31, 2010 ↗Form D/A · Apr 30, 2015 ↗1818 PARTNERS LP — PartnerFacts page ↗
Sources
Note · Aug 6, 2025 – Feb 13, 2026

Address moved from New York, NY to Grand Cayman, Cayman Islands (as filed: E9) — BBH Global Funds Unit Trust - BBH Credit Value Sub-Trust

The people listed on the Aug 6, 2025 filing give New York, NY; on the Feb 13, 2026 filing they give Grand Cayman, Cayman Islands (as filed: E9).

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Aug 6, 2025 ↗Form D/A · Feb 13, 2026 ↗BBH Global Funds Unit Trust - BBH Credit Value Sub-Trust — PartnerFacts page ↗
Sources
Worth asking · Jun 14, 2024

2 separate companies in this group use the same name: "BBH Alternative Credit Fund, LLC"

CIK 2025740 (first filed Jun 14, 2024, New York, NY); CIK 2025739 (first filed Jun 14, 2024, George Town, Grand Cayman, Cayman Islands (as filed: E9)).

What this means Two legal entities with one name can make it unclear which one you invested in. Match the CIK and the SEC file number on your documents, not just the name.

BBH Alternative Credit Fund, LLC — PartnerFacts page ↗BBH Alternative Credit Fund, Ltd. — PartnerFacts page ↗EDGAR filer page · CIK 2025740 ↗EDGAR filer page · CIK 2025739 ↗
Sources
Note · Feb 13, 2026 – Jul 2, 2026

4 issuers use a registered-agent or shared-office address

Address on file is a registered agent / shared office — BBH Affiliates ECX (Cayman), LP · Address on file is a registered agent / shared office — BBH Structured Fixed Income Opportunities Fund (Cayman), Ltd. · Address on file is a registered agent / shared office — BBH Alternative Credit Fund, Ltd. · Address on file is a registered agent / shared office — BBH Structured Fixed Income Fund (Cayman), Ltd.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business operates.

Form D · Jul 2, 2026 ↗BBH Affiliates ECX (Cayman), LP — PartnerFacts page ↗Form D · Mar 16, 2026 ↗BBH Structured Fixed Income Opportunities Fund (Cayman), Ltd. — PartnerFacts page ↗
Sources
Note · Jan 4, 2010 – Aug 13, 2026

Member companies were formed in 4 different states

Delaware (84), Cayman Islands (39), Maryland (3), Bermuda (1) — out of 127 member issuers. The odd ones out: BBH Long/Short Equity Offshore Fund, Ltd. (Bermuda); BBH Asian Opportunity Fund (Cayman) (Cayman Islands); Tower Ventures REIT, Inc. (Maryland); BBH Capital Partners QP IV (Cayman) (Cayman Islands); BBH Capital Partners IV (Cayman) (Cayman Islands); Brown Brothers Real Estate Trust II (Maryland).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Bbh Wealth — sponsor group page ↗BBH Long/Short Equity Offshore Fund, Ltd. — PartnerFacts page ↗BBH Asian Opportunity Fund (Cayman) — PartnerFacts page ↗Tower Ventures REIT, Inc. — PartnerFacts page ↗
Sources
Note · Jan 4, 2010 – Aug 13, 2026

Member companies list addresses in 4 different states

NY (94), Cayman Islands (as filed: E9) (31), Bermuda (as filed: D0) (1), TN (1). 12 members use a registered-agent or shared-office address: AVP Two LLC (40 West 57th Street, Suite #2020, New York, NY); AVP Three LLC (40 West 57th Street, Suite #2020, New York, NY); AVP Four LLC (40 West 57th Street, Suite #2020, New York, NY); AVP Five LLC (40 West 57th Street, Suite 2020, New York, NY).

What this means A registered agent's address is a mailbox, not where the team works. The other address is more likely the real office — ask which one is.

Bbh Wealth — sponsor group page ↗AVP Two LLC — PartnerFacts page ↗AVP Three LLC — PartnerFacts page ↗AVP Four LLC — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 351 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

8 of 132 offerings report sales commissions totalling $3,391,250; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 13, 2026 D
BBH Wealth Strategies Unit Trust - Active Extension Global Equity Sub-Trust
File 021-594040
$0$0$0None listed on this filingEDGAR ↗
Jul 15, 2026 D
BBH Wealth Strategies, LLC - SkyKnight Capital Fund V Series
File 021-590963
$0$0$0None listed on this filingEDGAR ↗
Jul 2, 2026 D
BBH Affiliates Fund, LLC
File 021-589522
$0$0$0None listed on this filingEDGAR ↗
Jul 2, 2026 D
BBH Affiliates Series, LLC - ECX Series
File 021-589518
$0$0$0None listed on this filingEDGAR ↗
Jul 2, 2026 D
BBH Affiliates ECX (Cayman), LP
File 021-589521
$0$0$0None listed on this filingEDGAR ↗
Jul 1, 2026 D
BBH Cedar Street Equity Intermediate Fund II, L.P.
File 021-589359
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jul 1, 2026 D
BBH Cedar Street Equity II L.P.
File 021-589352
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jun 18, 2026 D/A
BBH Wealth Strategies, LLC - Soroban Series
File 021-549842
$0$0$0None listed on this filingEDGAR ↗
Jun 10, 2026 D
AMG BBH Asset-Backed Credit Opportunities Fund, LLC
File 021-586799
$0$0$0None listed on this filingEDGAR ↗
May 12, 2026 D
BBH Harriman Series Unit Trust - Opportunistic 2026 Sub-Trust
File 021-583745
$0$0$0None listed on this filingEDGAR ↗
May 12, 2026 D
BBH Harriman Series, LLC - Opportunistic 2026 Series
File 021-583744
$0$0$0None listed on this filingEDGAR ↗
Apr 28, 2026 D/A
1818 PARTNERS LP
File 021-106524
$60,000 (est.)$0$0Brown Brothers Harriman & Co. BrokerCheck CRD 104487 ↗EDGAR ↗
Apr 14, 2026 D
BBH Wealth Strategies, LLC - Wellington International Fundamental Growth Series
File 021-580242
$0$0$0None listed on this filingEDGAR ↗
Mar 16, 2026 D
BBH Structured Fixed Income Opportunities Fund (Cayman), Ltd.
File 021-576585
$0$0$0None listed on this filingEDGAR ↗
Mar 5, 2026 D/A
BBH Wealth Strategies, LLC - Trinity Street International Partners Series
File 021-475253
$0$0$0None listed on this filingEDGAR ↗
Feb 13, 2026 D/A
BBH Global Funds, LLC - BBH Credit Value Series
File 021-218127
$0$0$0None listed on this filingEDGAR ↗
Feb 13, 2026 D/A
BBH Global Funds Unit Trust - BBH Credit Value Sub-Trust
File 021-367145
$0$0$0None listed on this filingEDGAR ↗
Feb 13, 2026 D/A
BBH Structured Fixed Income Fund (Cayman), Ltd.
File 021-380623
$0$0$0None listed on this filingEDGAR ↗
Feb 13, 2026 D/A
BBH Global Funds, LLC - BBH Structured Fixed Income Fund
File 021-382968
$0$0$0None listed on this filingEDGAR ↗
Feb 13, 2026 D/A
BBH Alternative Credit Fund, Ltd.
File 021-516089
$0$0$0None listed on this filingEDGAR ↗
Feb 13, 2026 D/A
BBH Alternative Credit Fund, LLC
File 021-516083
$0$0$0None listed on this filingEDGAR ↗
Feb 6, 2026 D/A
BBH Wealth Strategies, LLC - Barings Loan Series
File 021-280557
$0$0$0None listed on this filingEDGAR ↗
Feb 6, 2026 D/A
BBH Wealth Strategies Unit Trust - Barings Loan Sub-Trust
File 021-280560
$0$0$0None listed on this filingEDGAR ↗
Feb 6, 2026 D/A
BBH Wealth Strategies, LLC - Bowie Global Equity Series
File 021-504545
$0$0$0None listed on this filingEDGAR ↗
Jan 22, 2026 D/A
BBH Wealth Strategies, LLC - AltaRock Partners Series
File 021-232836
$0$0$0None listed on this filingEDGAR ↗
Jan 22, 2026 D/A
BBH Wealth Strategies, LLC - GQG Partners Emerging Markets Equity Series
File 021-325854
$0$0$0None listed on this filingEDGAR ↗
Jan 22, 2026 D/A
BBH Wealth Strategies, LLC - Valley Forge Large Cap Equity Series
File 021-386441
$0$0$0None listed on this filingEDGAR ↗
Dec 30, 2025 D
BBH Wealth Strategies, LLC - Harvey Capital Partners Series
File 021-568469
$0$0$0None listed on this filingEDGAR ↗
Dec 30, 2025 D
BBH Wealth Strategies Unit Trust - Harvey Capital Partners Sub-Trust
File 021-568478
$0$0$0None listed on this filingEDGAR ↗
Nov 24, 2025 D
BBH Wealth Strategies, LLC - Braemont Partners II Series
File 021-564808
$0$0$0None listed on this filingEDGAR ↗
Nov 24, 2025 D
BBH Wealth Strategies Unit Trust - Braemont Partners II Sub-Trust
File 021-564806
$0$0$0None listed on this filingEDGAR ↗
Oct 14, 2025 D
BBH Harriman Series, LLC - Venture Capital 2025 Series
File 021-560639
$0$0$0None listed on this filingEDGAR ↗
Oct 14, 2025 D
BBH Harriman Series Unit Trust - Venture Capital 2025 Sub-Trust
File 021-560638
$0$0$0None listed on this filingEDGAR ↗
Oct 9, 2025 D/A
BBH Wealth Strategies, LLC - Select Equity Series
File 021-249305
$0$0$0None listed on this filingEDGAR ↗
Oct 9, 2025 D/A
BBH Capital Partners Executive VII-A, L.P.
File 021-526263
$0$0$0None listed on this filingEDGAR ↗
Sep 9, 2025 D/A
BBH Wealth Strategies, LLC - Clarkston Capital Partners Small/Mid Cap Series
File 021-247596
$0$0$0None listed on this filingEDGAR ↗
Jun 23, 2025 D/A
BBH Capital Partners VII-A-1, L.P.
File 021-516744
$0$0$0None listed on this filingEDGAR ↗
Jun 12, 2025 D/A
BBH Wealth Strategies, LLC - AH Series 2
File 021-515834
$0$0$0None listed on this filingEDGAR ↗
Jun 6, 2025 D/A
BBH Wealth Strategies, LLC - Cat Rock Capital Partners Series
File 021-342120
$0$0$0None listed on this filingEDGAR ↗
Jun 2, 2025 D/A
BBH Capital Partners VII-2, L.P.
File 021-514775
$0$0$0None listed on this filingEDGAR ↗
Jun 2, 2025 D/A
BBH Capital Partners VII-A, L.P.
File 021-514778
$0$0$0None listed on this filingEDGAR ↗
Jun 2, 2025 D/A
BBH Capital Partners VII-1, L.P.
File 021-514774
$0$0$0None listed on this filingEDGAR ↗
Jun 2, 2025 D/A
BBH Capital Partners VII, L.P
File 021-514773
$2,000,000 (est.)$0$0Evercore Group L.L.C. BrokerCheck CRD 42405 ↗EDGAR ↗
Jun 2, 2025 D/A
BBH Capital Partners VII-3, L.P
File 021-514776
$0$0$0None listed on this filingEDGAR ↗
Jan 13, 2025 D/A
Simple Broadband 1 LLC
File 021-429900
$0$0$0 (est.)
Certain persons named in item 3 and/or affiliates thereof, may be paid certain management fees and/or other administrative or operating expenses which may be deemed paid out of proceeds, the amount for which cannot be estimated.
None listed on this filingEDGAR ↗
Oct 9, 2024 D/A
BBH Cedar Street Equity Intermediate Fund LP
File 021-488888
$0$0$0None listed on this filingEDGAR ↗
Oct 8, 2024 D
BBH Wealth Strategies, LLC - Prime Finance Short Duration 9 Series
File 021-526201
$0$0$0None listed on this filingEDGAR ↗
Aug 6, 2024 D/A
BBH Wealth Strategies Unit Trust - Caledonia Sub-Trust
File 021-346323
$0$0$0None listed on this filingEDGAR ↗
Aug 5, 2024 D/A
BBH CEDAR STREET EQUITY LP
File 021-488887
$0$0$0None listed on this filingEDGAR ↗
Aug 5, 2024 D
BBH Cedar Street Equity Intermediate Fund LP
File 021-520593
$0$0$0None listed on this filingEDGAR ↗
Jun 12, 2024 D
BBH AH 2 CAYMAN L.P.
File 021-515836
$0$0$0None listed on this filingEDGAR ↗
May 1, 2024 D
BBH Wealth Strategies, LLC Martello Re Series II
File 021-512017
$0$0$0None listed on this filingEDGAR ↗
Apr 5, 2024 D/A
BBH Wealth Strategies, LLC - Bares Mid/Large Cap Series
File 021-237978
$0$0$0None listed on this filingEDGAR ↗
Mar 28, 2024 D/A
BBH Wealth Strategies, LLC - BBH Makaira Partners Series
File 021-452180
$0$0$0None listed on this filingEDGAR ↗
Mar 8, 2024 D
BBH CEDAR STREET LUNA CO-INVEST, LLC
File 021-507084
$0$0$0None listed on this filingEDGAR ↗
Feb 23, 2024 D/A
BBH Wealth Strategies, LLC - Arohi Emerging Asia Series
File 021-362759
$0$0$0None listed on this filingEDGAR ↗
May 4, 2023 D/A
BBH Global Funds, LLC - BBH International Core Select
File 021-337066
$0$0$0None listed on this filingEDGAR ↗
Feb 21, 2023 D
BBH Wealth Strategies Unit Trust - Silver Point Distressed Opportunity II Sub-Trust
File 021-473927
$0$0$0None listed on this filingEDGAR ↗
Aug 24, 2022 D/A
BBH Wealth Strategies Unit Trust - Braemont Partners Sub-Trust
File 021-411592
$0$0$0None listed on this filingEDGAR ↗
Aug 23, 2022 D/A
BBH Wealth Strategies, LLC - Braemont Partners Series
File 021-411591
$0$0$0None listed on this filingEDGAR ↗
Aug 18, 2022 D
BBH Wealth Strategies, LLC - Prime Finance Short Duration VIII Series
File 021-456242
$0$0$0None listed on this filingEDGAR ↗
Jun 10, 2022 D
BBH Wealth Strategies, LLC - AH Series 1
File 021-448873
$0$0$0None listed on this filingEDGAR ↗
Jan 21, 2022 D
BBHRE EV REIT I, LLC
File 021-430435
$6,250$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Dec 22, 2021 D/A
BBH-NG Structured Fixed Income Fund
File 021-328797
$0$0$0None listed on this filingEDGAR ↗
Dec 3, 2021 D
BBH Wealth Strategies, LLC - Martello Re Series
File 021-423631
$0$0$0None listed on this filingEDGAR ↗
Dec 3, 2021 D
BBH Real Estate Enhanced Value Fund I, L.P.
File 021-423604
$0$0$0None listed on this filingEDGAR ↗
Aug 17, 2021 D
4033 Survios LLC
File 021-410338
$0$0$0None listed on this filingEDGAR ↗
May 13, 2021 D/A
BBH Wealth Strategies, LLC - Port Capital Small Cap Series
File 021-366796
$0$0$0None listed on this filingEDGAR ↗
May 11, 2021 D/A
BBH Capital Partners VI-4 (Cayman)
File 021-398848
$0$0$0None listed on this filingEDGAR ↗
Apr 26, 2021 D
4033 Survios LLC
File 021-397196
$0$0$0None listed on this filingEDGAR ↗
Apr 26, 2021 D
4033 Survios LLC
File 021-397197
$0$0$0None listed on this filingEDGAR ↗
Mar 19, 2021 D
AVP Six LLC
File 021-392947
$0$0$0None listed on this filingEDGAR ↗
Jan 26, 2021 D/A
BBH Wealth Strategies, LLC - Cedar Rock Capital Partners Series
File 021-314967
$0$0$0None listed on this filingEDGAR ↗
Dec 31, 2020 D
BBH Capital Partners VI-J-1 (Cayman)
File 021-384895
$0$0$0None listed on this filingEDGAR ↗
Nov 30, 2020 D
BBH Capital Partners VI-3 (Cayman)
File 021-381666
$0$0$0None listed on this filingEDGAR ↗
Nov 6, 2020 D
BBH Capital Partners VI-A, L.P.
File 021-379896
$0$0$0None listed on this filingEDGAR ↗
Nov 6, 2020 D
BBH Capital Partners VI, L.P.
File 021-379895
$0$0$0None listed on this filingEDGAR ↗
Nov 6, 2020 D
BBH Capital Partners VI-A-1 (Cayman)
File 021-379894
$0$0$0None listed on this filingEDGAR ↗
Nov 6, 2020 D
BBH Capital Partners VI-2 (Cayman)
File 021-379893
$0$0$0None listed on this filingEDGAR ↗
Jul 23, 2020 D/A
BBH Wealth Strategies, LLC - Oaktree Opportunities Fund XI Series
File 021-371588
$0$0$0None listed on this filingEDGAR ↗
Jul 22, 2020 D
BBH Wealth Strategies Unit Trust - Oaktree Opportunities Fund XI Sub-Trust
File 021-371589
$0$0$0None listed on this filingEDGAR ↗
Jul 21, 2020 D
SIG Parent Holdings, LLC
File 021-371450
$0$0$0None listed on this filingEDGAR ↗
Jun 18, 2020 D
BBHTF2 Feeder Fund LLC
File 021-369278
$0$0$0None listed on this filingEDGAR ↗
Jun 18, 2020 D
BBHTF2 Fund (Cayman) Ltd.
File 021-369282
$0$0$0None listed on this filingEDGAR ↗
Apr 10, 2020 D/A
BBH Wealth Strategies, LLC - Burgundy Emerging Markets Series
File 021-237979
$0$0$0None listed on this filingEDGAR ↗
Mar 16, 2020 D
BBH CPV WCC Co-Investment LLC
File 021-362880
$0$0$0None listed on this filingEDGAR ↗
Feb 4, 2020 D
AVP Five LLC
File 021-359719
$0$0$0 (est.)
Certain persons named in Item 3 &/or Affiliates thereof, may receive payments, incl certain management fees or admin expenses, deemed to be paid out of proceeds; amount cannot be estimated.
None listed on this filingEDGAR ↗
Jan 13, 2020 D
BBH CityCentre Five LLC
File 021-357767
$6,250$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 13, 2020 D
Brown Brothers Real Estate Trust III
File 021-357770
$6,250$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Oct 9, 2019 D
BBH CityCentre Five LLC
File 021-350684
$0$0$0None listed on this filingEDGAR ↗
May 29, 2019 D
AVP Four LLC
File 021-340658
$0$0$0 (est.)
The Managing Member of the Issuer may receive payments deemed made from the proceeds of the offering, including management fees. The amounts of such payments cannot be estimated at this time.
None listed on this filingEDGAR ↗
May 7, 2019 D/A
BBH Wealth Strategies, LLC - Silver Point Distressed Opportunity Series
File 021-314971
$0$0$0None listed on this filingEDGAR ↗
May 7, 2019 D/A
BBH Wealth Strategies Unit Trust - Silver Point Distressed Opportunity Sub-Trust
File 021-314969
$0$0$0None listed on this filingEDGAR ↗
May 2, 2019 D
AVP Three LLC
File 021-338681
$0$0$0
The Managing Member of the Issuer may receive payments deemed made from the proceeds of the offering, including management fees. The amounts of such payments cannot be estimated at this time.
None listed on this filingEDGAR ↗
Feb 13, 2019 D/A
BBH Wealth Strategies Unit Trust - Hitchwood Capital Partners Sub-Trust
File 021-321487
$0$0$0None listed on this filingEDGAR ↗
Feb 1, 2019 D
AVP Two LLC
File 021-331968
$0$0$0
The Managing Member of the Issuer may receive payments deemed made from the proceeds of the offering, including management fees. The amounts of such payments cannot be estimated at this time.
None listed on this filingEDGAR ↗
Oct 12, 2018 D
BBH Real Estate Income Fund III, L.P.
File 021-323479
$0$0$0None listed on this filingEDGAR ↗
Oct 12, 2018 D
BBH Real Estate Associates III, LLC
File 021-323480
$0$0$0None listed on this filingEDGAR ↗
Sep 17, 2018 D/A
BBH Wealth Strategies, LLC - Hitchwood Capital Partners Series
File 021-247597
$0$0$0None listed on this filingEDGAR ↗
Mar 13, 2018 D
BBH Capital Partners Opportunities (Cayman) 3
File 021-307532
$0$0$0None listed on this filingEDGAR ↗
Nov 14, 2017 D/A
BBH Wealth Strategies, LLC - REMS Group Series
File 021-230014
$0$0$0None listed on this filingEDGAR ↗
Sep 15, 2017 D/A
BBH Wealth Strategies Unit Trust - Hitchwood Capital Partners Sub-Trust
File 021-247795
$0$0$0None listed on this filingEDGAR ↗
Sep 7, 2017 D
CPIV ECX LLC
File 021-294200
$0$0$0None listed on this filingEDGAR ↗
May 8, 2017 D
BBH CP UPL Co-Investment LLC
File 021-286191
$0$0$0None listed on this filingEDGAR ↗
May 8, 2017 D
BBH CP UPL Co-Investment Subsidiary LLC
File 021-286190
$0$0$0None listed on this filingEDGAR ↗
Nov 14, 2016 D/A
BBH Wealth Strategies, LLC - LBC Credit Partners III Series
File 021-207086
$0$0$0None listed on this filingEDGAR ↗
Sep 16, 2016 D/A
BBH Wealth Strategies Unit Trust - Oaktree Opportunities Sub-Trust
File 021-247796
$0$0$0None listed on this filingEDGAR ↗
Jul 20, 2016 D
BBH Wealth Strategies, LLC - Sandton Credit Solutions IV Series
File 021-267414
$0$0$0None listed on this filingEDGAR ↗
Jul 20, 2016 D
BBH Wealth Strategies Unit Trust - Sandton Credit Solutions IV Sub-Trust
File 021-267418
$0$0$0None listed on this filingEDGAR ↗
Jul 15, 2016 D/A
BBH Wealth Strategies Unit Trust - BBH Capital Partners V Sub-Trust
File 021-243892
$0$0$0None listed on this filingEDGAR ↗
Jul 15, 2016 D/A
BBH Wealth Strategies, LLC - BBH Capital Partners V Series
File 021-243893
$0$0$0None listed on this filingEDGAR ↗
Jul 14, 2016 D
BBH Capital Partners V-A-1 (Cayman)
File 021-266977
$0$0$0None listed on this filingEDGAR ↗
Jul 14, 2016 D
BBH Capital Partners V-2 (Cayman)
File 021-266976
$0$0$0None listed on this filingEDGAR ↗
May 13, 2016 D/A
BBH Wealth Strategies, LLC - LBC Credit Partners III USTE Series
File 021-217399
$0$0$0None listed on this filingEDGAR ↗
May 12, 2016 D/A
BBH Wealth Strategies, LLC - Oaktree Opportunities Series
File 021-239684
$0$0$0None listed on this filingEDGAR ↗
Aug 14, 2015 D
BBH Capital Partners V, L.P.
File 021-245778
$1,300,000 (est.)$0$0Evercore Group, L.L.C BrokerCheck CRD 42405 ↗EDGAR ↗
Aug 14, 2015 D
BBH Capital Partners V-A, L.P.
File 021-245779
$0$0$0None listed on this filingEDGAR ↗
Aug 13, 2014 D/A
BBH Wealth Strategies Unit Trust - Coatue Sub-Trust
File 021-201284
$0$0$0None listed on this filingEDGAR ↗
Jul 9, 2014 D/A
BBH Wealth Strategies, LLC - Coatue Qualified Partners Series
File 021-199257
$0$0$0None listed on this filingEDGAR ↗
Jul 1, 2013 D
CPIV BCI Co-Investment LLC
File 021-198839
$0$0$0None listed on this filingEDGAR ↗
Mar 14, 2012 D/A
BBH Long/Short Equity Fund, LP
File 021-98981
$0$0$0 (est.)
The General Partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
Mar 14, 2012 D/A
BBH Long/Short Equity Offshore Fund, Ltd.
File 021-44881
$0$0$0 (est.)
The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
Nov 4, 2011 D
Brown Brothers Real Estate Trust II
File 021-168272
$6,250 (est.)$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis J. Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities (CRD 113794 ↗)
EDGAR ↗
Aug 25, 2011 D/A
BBH Asian Opportunity Fund, L.P.
File 021-82339
$0$0$0 (est.)
The General Partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
Aug 25, 2011 D/A
BBH Asian Opportunity Fund (Cayman)
File 021-82236
$0$0$0 (est.)
The Investment Manager (or its affiliates) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
May 26, 2011 D
BBH Capital Partners IV (Cayman)
File 021-160370
$0$0$0Evercore Group LLC BrokerCheck CRD 42405 ↗
via Evercore Group LLC (CRD 42405 ↗)
EDGAR ↗
May 26, 2011 D
BBH Capital Partners QP IV (Cayman)
File 021-160372
$0$0$0Evercore Group LLC BrokerCheck CRD 42405 ↗
via Evercore Group LLC (CRD 42405 ↗)
EDGAR ↗
May 16, 2011 D/A
BBH Capital Partners IV, LP
File 021-159834
$0$0$0Evercore Group LLC BrokerCheck CRD 42405 ↗
via Evercore Group LLC (CRD 42405 ↗)
EDGAR ↗
May 16, 2011 D/A
BBH Capital Partners QP IV, LP
File 021-159840
$0$0$0Evercore Group LLC BrokerCheck CRD 42405 ↗
via Evercore Group LLC (CRD 42405 ↗)
EDGAR ↗
Mar 24, 2011 D
BBH Real Estate Income Fund II, L.P.
File 021-157261
$0$0$0None listed on this filingEDGAR ↗
Mar 24, 2011 D
BBH Real Estate Income Series Fund II, L.P.
File 021-157263
$0$0$0None listed on this filingEDGAR ↗
Jan 4, 2010 D
Tower Ventures REIT, Inc.
File 021-137379
$6,250$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities (CRD 113794 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 127 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 10:16 AM ET

0 recorded documents and 0 ownership records matched to Bbh Wealth in the sources searched.

Not found in sources searched as of Oct 24, 2026, 10:16 AM ET: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) — last checked Oct 24, 2026, 1:50 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) — last checked Oct 24, 2026, 1:50 AM ET; NYC PLUTO ownership via NYC Open Data (64uk-42ks) — last checked Oct 24, 2026, 1:50 AM ET; Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026) — 1,263,035 records, loaded Oct 24, 2026, 9:34 AM ET. Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗BL BBH Long/Short Equity Offshore Fund, Ltd.shared people, similar issuer namesHAMILTON, Bermuda (as filed: D0)Pooled Investment Fund4$137,575,500127$5,000,0002009–2012
EDGAR ↗BA BBH Asian Opportunity Fund (Cayman)shared people, similar issuer namesGEORGE TOWN, GRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund3$128,511,000130$5,000,0002009–2011
EDGAR ↗BA BBH Asian Opportunity Fund, L.P.shared people, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund4$164,790,000221$5,000,0002009–2011
EDGAR ↗BL BBH Long/Short Equity Fund, LPshared people, same business address, similar issuer namesNew York, NYPooled Investment Fund4$244,859,509238$5,000,0002009–2012
EDGAR ↗TV Tower Ventures REIT, Inc.shared people, same person name on both filingsMEMPHIS, TNREITS and Finance1$107,000107$1,0002010–2010
EDGAR ↗1P 1818 PARTNERS LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund18$830,176,307
offering Indefinite · similar: $155,000–$5,250,000
574
similar: 4–27
$15,000
similar: $1,000–$100,000
2010–2026
EDGAR ↗BR BBH Real Estate Income Fund II, L.P.shared people, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$00$150,0002011–2011
EDGAR ↗BR BBH Real Estate Income Series Fund II, L.P.shared people, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$00$150,0002011–2011
EDGAR ↗BC BBH Capital Partners IV, LPshared people, same business address, similar issuer namesNEW YORK, NYOther Banking and Financial Services2$00$250,0002011–2011
EDGAR ↗BC BBH Capital Partners QP IV, LPshared people, same business address, similar issuer namesNEW YORK, NYOther Banking and Financial Services2$00$5,000,0002011–2011
EDGAR ↗BC BBH Capital Partners QP IV (Cayman)shared people, same business address, similar issuer namesNEW YORK, NYOther Banking and Financial Services1$00$5,000,0002011–2011
EDGAR ↗BC BBH Capital Partners IV (Cayman)shared people, same business address, similar issuer namesNEW YORK, NYOther Banking and Financial Services1$00$5,000,0002011–2011
EDGAR ↗BB Brown Brothers Real Estate Trust IIshared people, similar issuer namesNEW YORK, NYREITS and Finance1$00$1,0002011–2011
EDGAR ↗CB CPIV BCI Co-Investment LLCshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$57,215,00062$15,0002013–2013
EDGAR ↗BW BBH Wealth Strategies, LLC - Coatue Qualified Partners Seriesshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund2$119,167,000
offering Indefinite · similar: $155,000–$5,250,000
265
similar: 4–27
$100,000
similar: $1,000–$100,000
2013–2014
EDGAR ↗BW BBH Wealth Strategies Unit Trust - Coatue Sub-Trustshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressGEORGE TOWN, Cayman Islands (as filed: E9)Pooled Investment Fund2$154,362,000
offering Indefinite · similar: $155,000–$5,250,000
283
similar: 4–27
$100,000
similar: $1,000–$100,000
2013–2014
EDGAR ↗BW BBH Wealth Strategies, LLC - LBC Credit Partners III Seriesshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund4$261,200,000
offering Indefinite · similar: $155,000–$5,250,000
411
similar: 4–27
$100,000
similar: $1,000–$100,000
2013–2016
EDGAR ↗BW BBH Wealth Strategies, LLC - LBC Credit Partners III USTE Seriesshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund3$60,925,000
offering Indefinite · similar: $155,000–$5,250,000
24
similar: 4–27
$250,000
similar: $1,000–$100,000
2014–2016
EDGAR ↗BG BBH Global Funds, LLC - BBH Credit Value Seriesshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund14$651,867,800
offering Indefinite · similar: $155,000–$5,250,000
187
similar: 4–27
$150,000
similar: $1,000–$100,000
2014–2026
EDGAR ↗BW BBH Wealth Strategies, LLC - REMS Group Seriesshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund4$233,040,500
offering Indefinite · similar: $155,000–$5,250,000
488
similar: 4–27
$25,000
similar: $1,000–$100,000
2014–2017
EDGAR ↗BW BBH Wealth Strategies, LLC - AltaRock Partners Seriesshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund12$2,056,016,266
offering Indefinite · similar: $155,000–$5,250,000
2395
similar: 4–27
$3,750
similar: $1,000–$100,000
2015–2026
EDGAR ↗BW BBH Wealth Strategies, LLC - Bares Mid/Large Cap Seriesshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund10$2,157,393,209
offering Indefinite · similar: $155,000–$5,250,000
2018
similar: 4–27
$6,250
similar: $1,000–$100,000
2015–2024
EDGAR ↗BW BBH Wealth Strategies, LLC - Burgundy Emerging Markets Seriesshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund6$697,680,587
offering Indefinite · similar: $155,000–$5,250,000
1037
similar: 4–27
$20,000
similar: $1,000–$100,000
2015–2020
EDGAR ↗BW BBH Wealth Strategies, LLC - Oaktree Opportunities Seriesshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund2$70,690,000
offering Indefinite · similar: $155,000–$5,250,000
168
similar: 4–27
$100,000
similar: $1,000–$100,000
2015–2016
EDGAR ↗BW BBH Wealth Strategies Unit Trust - BBH Capital Partners V Sub-Trustshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressGEORGE TOWN, Cayman Islands (as filed: E9)Pooled Investment Fund2$60,230,000
offering Indefinite · similar: $155,000–$5,250,000
24
similar: 4–27
$300,000
similar: $1,000–$100,000
2015–2016
EDGAR ↗BW BBH Wealth Strategies, LLC - BBH Capital Partners V Seriesshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund2$292,535,000
offering Indefinite · similar: $155,000–$5,250,000
362
similar: 4–27
$100,000
similar: $1,000–$100,000
2015–2016
EDGAR ↗BC BBH Capital Partners V, L.P.shared people, same person name on both filings, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$447,015,000
offering $575,000,000 · similar: $155,000–$5,250,000
44
similar: 4–27
$250,000
similar: $1,000–$100,000
2015–2015
EDGAR ↗BC BBH Capital Partners V-A, L.P.shared people, same person name on both filings, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$12,810,000
offering $25,000,000 · similar: $155,000–$5,250,000
39
similar: 4–27
$40,000
similar: $1,000–$100,000
2015–2015
EDGAR ↗BW BBH Wealth Strategies, LLC - Clarkston Capital Partners Small/Mid Cap Seriesshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund11$921,126,272
offering Indefinite · similar: $155,000–$5,250,000
1606
similar: 4–27
$5,000
similar: $1,000–$100,000
2015–2025
EDGAR ↗BW BBH Wealth Strategies, LLC - Hitchwood Capital Partners Seriesshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund4$204,768,891
offering Indefinite · similar: $155,000–$5,250,000
430
similar: 4–27
$25,000
similar: $1,000–$100,000
2015–2018
EDGAR ↗BW BBH Wealth Strategies Unit Trust - Hitchwood Capital Partners Sub-Trustshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressGrand Cayman, Cayman Islands (as filed: E9)Pooled Investment Fund6$48,604,467
offering Indefinite · similar: $155,000–$5,250,000
33
similar: 4–27
$165,000
similar: $1,000–$100,000
2015–2019
EDGAR ↗BW BBH Wealth Strategies Unit Trust - Oaktree Opportunities Sub-Trustshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressGEORGE TOWN, Cayman Islands (as filed: E9)Pooled Investment Fund2$59,690,000
offering Indefinite · similar: $155,000–$5,250,000
19
similar: 4–27
$110,000
similar: $1,000–$100,000
2015–2016
EDGAR ↗BW BBH Wealth Strategies, LLC - Select Equity Seriesshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund11$2,335,438,724
offering Indefinite · similar: $155,000–$5,250,000
1800
similar: 4–27
$10,000
similar: $1,000–$100,000
2015–2025
EDGAR ↗BC BBH Capital Partners V-A-1 (Cayman)shared people, same person name on both filings, same business address, similar issuer namesGEORGE TOWN, Cayman Islands (as filed: E9)Pooled Investment Fund1$1,000,000
offering $600,000,000 · similar: $155,000–$5,250,000
1
similar: 4–27
$250,000
similar: $1,000–$100,000
2016–2016
EDGAR ↗BC BBH Capital Partners V-2 (Cayman)shared people, same person name on both filings, same business address, similar issuer namesGEORGE TOWN, Cayman Islands (as filed: E9)Pooled Investment Fund1$8,375,000
offering $600,000,000 · similar: $155,000–$5,250,000
2
similar: 4–27
$375,000
similar: $1,000–$100,000
2016–2016
EDGAR ↗BW BBH Wealth Strategies, LLC - Sandton Credit Solutions IV Seriesshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$45,000,000
offering $45,000,000 · similar: $155,000–$5,250,000
204
similar: 4–27
$100,000
similar: $1,000–$100,000
2016–2016
EDGAR ↗BW BBH Wealth Strategies Unit Trust - Sandton Credit Solutions IV Sub-Trustshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressGEORGE TOWN, Cayman Islands (as filed: E9)Pooled Investment Fund1$30,000,000
offering $30,000,000 · similar: $155,000–$5,250,000
18
similar: 4–27
$100,000
similar: $1,000–$100,000
2016–2016
EDGAR ↗BW BBH Wealth Strategies, LLC - Barings Loan Seriesshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund10$520,910,100
offering Indefinite · similar: $155,000–$5,250,000
775
similar: 4–27
$100,000
similar: $1,000–$100,000
2017–2026
EDGAR ↗BW BBH Wealth Strategies Unit Trust - Barings Loan Sub-Trustshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund10$162,140,000
offering Indefinite · similar: $155,000–$5,250,000
54
similar: 4–27
$300,000
similar: $1,000–$100,000
2017–2026
EDGAR ↗BC BBH CP UPL Co-Investment LLCshared people, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$18,600,000
offering $18,600,000 · similar: $155,000–$5,250,000
38
similar: 4–27
$37,500
similar: $1,000–$100,000
2017–2017
EDGAR ↗BC BBH CP UPL Co-Investment Subsidiary LLCshared people, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$5,150,000
offering $5,150,000 · similar: $155,000–$5,250,000
4
similar: 4–27
$800,000
similar: $1,000–$100,000
2017–2017
EDGAR ↗CE CPIV ECX LLCshared people, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering $37,487,923 · similar: $155,000–$5,250,000
0
similar: 4–27
$100,000
similar: $1,000–$100,000
2017–2017
EDGAR ↗BC BBH Capital Partners Opportunities (Cayman) 3shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund1$21,760,000
offering Indefinite · similar: $155,000–$5,250,000
23
similar: 4–27
$132,000
similar: $1,000–$100,000
2018–2018
EDGAR ↗BW BBH Wealth Strategies, LLC - Cedar Rock Capital Partners Seriesshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund4$803,006,636
offering Indefinite · similar: $155,000–$5,250,000
1037
similar: 4–27
$15,000
similar: $1,000–$100,000
2018–2021
EDGAR ↗BW BBH Wealth Strategies, LLC - Silver Point Distressed Opportunity Seriesshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund2$173,728,000
offering $173,728,000 · similar: $155,000–$5,250,000
433
similar: 4–27
$100,000
similar: $1,000–$100,000
2018–2019
EDGAR ↗BW BBH Wealth Strategies Unit Trust - Silver Point Distressed Opportunity Sub-Trustshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressGrand Cayman, Cayman Islands (as filed: E9)Pooled Investment Fund2$22,024,000
offering $22,024,000 · similar: $155,000–$5,250,000
25
similar: 4–27
$175,000
similar: $1,000–$100,000
2018–2019
EDGAR ↗BR BBH Real Estate Associates III, LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$11,185,000
offering $250,000,000 · similar: $155,000–$5,250,000
16
similar: 4–27
$100,000
similar: $1,000–$100,000
2018–2018
EDGAR ↗BR BBH Real Estate Income Fund III, L.P.shared people, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$178,963,000
offering $250,000,000 · similar: $155,000–$5,250,000
325
similar: 4–27
$100,000
similar: $1,000–$100,000
2018–2018
EDGAR ↗BW BBH Wealth Strategies, LLC - GQG Partners Emerging Markets Equity Seriesshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund9$1,435,014,472
offering Indefinite · similar: $155,000–$5,250,000
1973
similar: 4–27
$10,000
similar: $1,000–$100,000
2018–2026
EDGAR ↗BN BBH-NG Structured Fixed Income Fundshared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund4$100,000,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
$7,000,000
similar: $1,000–$100,000
2018–2021
EDGAR ↗AT AVP Two LLCshared people, same person name on both filingsNEW YORK, NYOther1$19,144,886
offering $30,000,000 · similar: $500,000–$7,000,000
53
similar: 2–14
$25,000
similar: $5,000–$50,000
2019–2019
EDGAR ↗BG BBH Global Funds, LLC - BBH International Core Selectshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund6$10,675,000
offering Indefinite · similar: $155,000–$5,250,000
25
similar: 4–27
$25,000
similar: $1,000–$100,000
2019–2023
EDGAR ↗AT AVP Three LLCshared people, same person name on both filingsNEW YORK, NYOther1$3,240,156
offering $10,000,000 · similar: $500,000–$7,000,000
39
similar: 2–14
$10,000
similar: $5,000–$50,000
2019–2019
EDGAR ↗AF AVP Four LLCshared people, same person name on both filingsNEW YORK, NYOther1$9,047,407
offering Indefinite · similar: $500,000–$7,000,000
41
similar: 2–14
$10,000
similar: $5,000–$50,000
2019–2019
EDGAR ↗BW BBH Wealth Strategies, LLC - Cat Rock Capital Partners Seriesshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund7$320,186,500
offering Indefinite · similar: $155,000–$5,250,000
201
similar: 4–27
$30,000
similar: $1,000–$100,000
2019–2025
EDGAR ↗BW BBH Wealth Strategies Unit Trust - Caledonia Sub-Trustshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund6$124,385,000
offering Indefinite · similar: $155,000–$5,250,000
41
similar: 4–27
$100,000
similar: $1,000–$100,000
2019–2024
EDGAR ↗BC BBH CityCentre Five LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNew York, NYREITS and Finance2$10,000,000
offering $125,000 · similar: $125,000–$125,000
125
similar: 124–125
$1,000
similar: $1,000–$1,000
2019–2020
EDGAR ↗BB Brown Brothers Real Estate Trust IIIshared people, same business address, similar issuer namesNEW YORK, NYREITS and Finance1$125,000
offering $125,000 · similar: $125,000–$125,000
125
similar: 124–125
$1,000
similar: $1,000–$1,000
2020–2020
EDGAR ↗AF AVP Five LLCshared people, same person name on both filingsNEW YORK, NYOther1$711,300
offering Indefinite · similar: $500,000–$7,000,000
9
similar: 2–14
$10,000
similar: $5,000–$50,000
2020–2020
EDGAR ↗BW BBH Wealth Strategies, LLC - Arohi Emerging Asia Seriesshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund5$195,193,167
offering Indefinite · similar: $155,000–$5,250,000
185
similar: 4–27
$30,000
similar: $1,000–$100,000
2020–2024
EDGAR ↗BC BBH CPV WCC Co-Investment LLCshared people, same business addressNEW YORK, NYPooled Investment Fund1$100,000,000
offering $100,000,000 · similar: $155,000–$5,250,000
81
similar: 4–27
$25,000
similar: $1,000–$100,000
2020–2020
EDGAR ↗BW BBH Wealth Strategies, LLC - Port Capital Small Cap Seriesshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund2$431,658,775
offering Indefinite · similar: $155,000–$5,250,000
991
similar: 4–27
$8,000
similar: $1,000–$100,000
2020–2021
EDGAR ↗BG BBH Global Funds Unit Trust - BBH Credit Value Sub-Trustshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesGEORGE TOWN, Cayman Islands (as filed: E9)Pooled Investment Fund8$67,579,734
offering Indefinite · similar: $155,000–$5,250,000
22
similar: 4–27
$125,000
similar: $1,000–$100,000
2020–2026
EDGAR ↗BF BBHTF2 Fund (Cayman) Ltd.shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$4,400,000
offering Indefinite · similar: $155,000–$5,250,000
3
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2020–2020
EDGAR ↗BF BBHTF2 Feeder Fund LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$51,350,000
offering Indefinite · similar: $155,000–$5,250,000
31
similar: 4–27
$500,000
similar: $1,000–$100,000
2020–2020
EDGAR ↗SP SIG Parent Holdings, LLCshared people, same business addressNEW YORK, NYInsurance1$110,769,000
offering Indefinite · similar: $750,000–$13,000,000
71
similar: 1–13
No minimum reported
similar: $6,403–$560,000
2020–2020
EDGAR ↗BW BBH Wealth Strategies Unit Trust - Oaktree Opportunities Fund XI Sub-Trustshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund1$35,225,000
offering Indefinite · similar: $155,000–$5,250,000
28
similar: 4–27
$100,000
similar: $1,000–$100,000
2020–2020
EDGAR ↗BW BBH Wealth Strategies, LLC - Oaktree Opportunities Fund XI Seriesshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund2$192,845,000
offering Indefinite · similar: $155,000–$5,250,000
429
similar: 4–27
$100,000
similar: $1,000–$100,000
2020–2020
EDGAR ↗BC BBH Capital Partners VI-A, L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$250,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
$100,000
similar: $1,000–$100,000
2020–2020
EDGAR ↗BC BBH Capital Partners VI, L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$517,384,500
offering Indefinite · similar: $155,000–$5,250,000
623
similar: 4–27
$100,000
similar: $1,000–$100,000
2020–2020
EDGAR ↗BC BBH Capital Partners VI-A-1 (Cayman)shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund1$1,000,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
$100,000
similar: $1,000–$100,000
2020–2020
EDGAR ↗BC BBH Capital Partners VI-2 (Cayman)shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund1$80,530,000
offering Indefinite · similar: $155,000–$5,250,000
37
similar: 4–27
$100,000
similar: $1,000–$100,000
2020–2020
EDGAR ↗BS BBH Structured Fixed Income Fund (Cayman), Ltd.shared people, similar issuer namesGEORGE TOWN, GRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund7$52,000,000
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
$750,000
similar: $1,000–$100,000
2020–2026
EDGAR ↗BC BBH Capital Partners VI-3 (Cayman)shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund1$1,375,000
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
$100,000
similar: $1,000–$100,000
2020–2020
EDGAR ↗BG BBH Global Funds, LLC - BBH Structured Fixed Income Fundshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund7$179,930,000
offering Indefinite · similar: $155,000–$5,250,000
21
similar: 4–27
$100,000
similar: $1,000–$100,000
2020–2026
EDGAR ↗BC BBH Capital Partners VI-J-1 (Cayman)shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund1$55,000,000
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
$100,000
similar: $1,000–$100,000
2020–2020
EDGAR ↗BW BBH Wealth Strategies, LLC - Valley Forge Large Cap Equity Seriesshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund6$2,072,571,670
offering Indefinite · similar: $155,000–$5,250,000
2060
similar: 4–27
$5,000
similar: $1,000–$100,000
2021–2026
EDGAR ↗AS AVP Six LLCshared peopleNEW YORK, NYOther1$900,000
offering $900,000 · similar: $500,000–$7,000,000
11
similar: 2–14
No minimum reported
similar: $5,000–$50,000
2021–2021
EDGAR ↗4S 4033 Survios LLCshared peopleNEW YORK, NYPooled Investment Fund3$1,230,000
offering $1,230,000 · similar: $155,000–$5,250,000
19
similar: 4–27
$10,000
similar: $1,000–$100,000
2021–2021
EDGAR ↗BC BBH Capital Partners VI-4 (Cayman)shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund2$37,600,000
offering Indefinite · similar: $155,000–$5,250,000
8
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2021–2021
EDGAR ↗BW BBH Wealth Strategies Unit Trust - Braemont Partners Sub-Trustshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund2$37,454,000
offering Indefinite · similar: $155,000–$5,250,000
31
similar: 4–27
$128,000
similar: $1,000–$100,000
2021–2022
EDGAR ↗BW BBH Wealth Strategies, LLC - Braemont Partners Seriesshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund2$261,381,000
offering Indefinite · similar: $155,000–$5,250,000
484
similar: 4–27
$17,000
similar: $1,000–$100,000
2021–2022
EDGAR ↗BW BBH Wealth Strategies, LLC - Martello Re Seriesshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$410,235,000
offering Indefinite · similar: $155,000–$5,250,000
754
similar: 4–27
$16,000
similar: $1,000–$100,000
2021–2021
EDGAR ↗BR BBH Real Estate Enhanced Value Fund I, L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNew York, NYPooled Investment Fund1$205,988,000
offering $205,988,000 · similar: $155,000–$5,250,000
579
similar: 4–27
$8,000
similar: $1,000–$100,000
2021–2021
EDGAR ↗SB Simple Broadband 1 LLCshared peopleNEW YORK, NYTelecommunications4$17,663,970
offering Indefinite · similar: $1,000,000–$10,000,000
19
similar: 1–11
$100,000
similar: $5,000–$65,000
2022–2025
EDGAR ↗BE BBHRE EV REIT I, LLCshared people, same business address, similar issuer namesNew York, NYREITS and Finance1$125,000
offering $125,000 · similar: $125,000–$125,000
125
similar: 124–125
$1,000
similar: $1,000–$1,000
2022–2022
EDGAR ↗BW BBH Wealth Strategies, LLC - AH Series 1shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$190,603,000
offering Indefinite · similar: $155,000–$5,250,000
589
similar: 4–27
$100,000
similar: $1,000–$100,000
2022–2022
EDGAR ↗BW BBH Wealth Strategies, LLC - BBH Makaira Partners Seriesshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund3$486,246,878
offering Indefinite · similar: $155,000–$5,250,000
828
similar: 4–27
$25,000
similar: $1,000–$100,000
2022–2024
EDGAR ↗BW BBH Wealth Strategies, LLC - Prime Finance Short Duration VIII Seriesshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$138,870,000
offering $138,870,000 · similar: $155,000–$5,250,000
336
similar: 4–27
$100,000
similar: $1,000–$100,000
2022–2022
EDGAR ↗BW BBH Wealth Strategies Unit Trust - Silver Point Distressed Opportunity II Sub-Trustshared people, shared management entity, same business addressGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund1$36,562,000
offering Indefinite · similar: $155,000–$5,250,000
35
similar: 4–27
$100,000
similar: $1,000–$100,000
2023–2023
EDGAR ↗BW BBH Wealth Strategies, LLC - Trinity Street International Partners Seriesshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund4$885,759,759
offering Indefinite · similar: $155,000–$5,250,000
1312
similar: 4–27
$3,000
similar: $1,000–$100,000
2023–2026
EDGAR ↗BC BBH CEDAR STREET EQUITY LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund3$227,754,000
offering Indefinite · similar: $155,000–$5,250,000
546
similar: 4–27
$100,000
similar: $1,000–$100,000
2023–2024
EDGAR ↗BC BBH Cedar Street Equity Intermediate Fund LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund3$70,007,000
offering Indefinite · similar: $155,000–$5,250,000
32
similar: 4–27
$100,000
similar: $1,000–$100,000
2023–2024
EDGAR ↗BW BBH Wealth Strategies, LLC - Bowie Global Equity Seriesshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund3$1,294,221,727
offering Indefinite · similar: $155,000–$5,250,000
1423
similar: 4–27
$10,000
similar: $1,000–$100,000
2024–2026
EDGAR ↗BC BBH CEDAR STREET LUNA CO-INVEST, LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$23,000,000
offering Indefinite · similar: $155,000–$5,250,000
21
similar: 4–27
$500,000
similar: $1,000–$100,000
2024–2024
EDGAR ↗BW BBH Wealth Strategies, LLC Martello Re Series IIshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$154,068,000
offering Indefinite · similar: $155,000–$5,250,000
305
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2024
EDGAR ↗BC BBH Capital Partners VII-2, L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$75,045,000
offering Indefinite · similar: $155,000–$5,250,000
35
similar: 4–27
$100,000
similar: $1,000–$100,000
2024–2025
EDGAR ↗BC BBH Capital Partners VII-A, L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$30,330,000
offering Indefinite · similar: $155,000–$5,250,000
49
similar: 4–27
$100,000
similar: $1,000–$100,000
2024–2025
EDGAR ↗BC BBH Capital Partners VII-1, L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$77,361,000
offering Indefinite · similar: $155,000–$5,250,000
42
similar: 4–27
$100,000
similar: $1,000–$100,000
2024–2025
EDGAR ↗BC BBH Capital Partners VII, L.Pshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund3$908,850,000
offering Indefinite · similar: $155,000–$5,250,000
884
similar: 4–27
$100,000
similar: $1,000–$100,000
2024–2025
EDGAR ↗BC BBH Capital Partners VII-3, L.Pshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$83,815,000
offering Indefinite · similar: $155,000–$5,250,000
14
similar: 4–27
$100,000
similar: $1,000–$100,000
2024–2025
EDGAR ↗BA BBH AH 2 CAYMAN L.P.shared people, shared management entityGEORGE TOWN, GRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund1$18,665,000
offering Indefinite · similar: $155,000–$5,250,000
27
similar: 4–27
$100,000
similar: $1,000–$100,000
2024–2024
EDGAR ↗BW BBH Wealth Strategies, LLC - AH Series 2shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund2$159,438,000
offering Indefinite · similar: $155,000–$5,250,000
353
similar: 4–27
$100,000
similar: $1,000–$100,000
2024–2025
EDGAR ↗BA BBH Alternative Credit Fund, Ltd.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer namesGEORGE TOWN, GRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund3$30,760,000
offering Indefinite · similar: $155,000–$5,250,000
26
similar: 4–27
$100,000
similar: $1,000–$100,000
2024–2026
EDGAR ↗BA BBH Alternative Credit Fund, LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund3$274,750,984
offering Indefinite · similar: $155,000–$5,250,000
463
similar: 4–27
$100,000
similar: $1,000–$100,000
2024–2026
EDGAR ↗BC BBH Capital Partners VII-A-1, L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$1,400,000
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
$100,000
similar: $1,000–$100,000
2024–2025
EDGAR ↗BW BBH Wealth Strategies, LLC - Prime Finance Short Duration 9 Seriesshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$82,595,000
offering Indefinite · similar: $155,000–$5,250,000
228
similar: 4–27
$100,000
similar: $1,000–$100,000
2024–2024
EDGAR ↗BC BBH Capital Partners Executive VII-A, L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund2$3,050,000
offering Indefinite · similar: $155,000–$5,250,000
8
similar: 4–27
$100,000
similar: $1,000–$100,000
2024–2025
EDGAR ↗BW BBH Wealth Strategies, LLC - Soroban Seriesshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund2$541,372,744
offering Indefinite · similar: $155,000–$5,250,000
833
similar: 4–27
$9,000
similar: $1,000–$100,000
2025–2026
EDGAR ↗BH BBH Harriman Series, LLC - Venture Capital 2025 Seriesshared people, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$258,307,000
offering Indefinite · similar: $155,000–$5,250,000
644
similar: 4–27
$100,000
similar: $1,000–$100,000
2025–2025
EDGAR ↗BH BBH Harriman Series Unit Trust - Venture Capital 2025 Sub-Trustshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesCAMANA BAY, Cayman Islands (as filed: E9)Pooled Investment Fund1$27,475,000
offering Indefinite · similar: $155,000–$5,250,000
28
similar: 4–27
$100,000
similar: $1,000–$100,000
2025–2025
EDGAR ↗BW BBH Wealth Strategies, LLC - Braemont Partners II Seriesshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$211,762,000
offering Indefinite · similar: $155,000–$5,250,000
508
similar: 4–27
$100,000
similar: $1,000–$100,000
2025–2025
EDGAR ↗BW BBH Wealth Strategies Unit Trust - Braemont Partners II Sub-Trustshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressCAMANA BAY, Cayman Islands (as filed: E9)Pooled Investment Fund1$19,200,000
offering Indefinite · similar: $155,000–$5,250,000
26
similar: 4–27
$100,000
similar: $1,000–$100,000
2025–2025
EDGAR ↗BW BBH Wealth Strategies, LLC - Harvey Capital Partners Seriesshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$335,580,000
offering Indefinite · similar: $155,000–$5,250,000
484
similar: 4–27
$100,000
similar: $1,000–$100,000
2025–2025
EDGAR ↗BW BBH Wealth Strategies Unit Trust - Harvey Capital Partners Sub-Trustshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressCAMANA BAY, Cayman Islands (as filed: E9)Pooled Investment Fund1$17,671,000
offering Indefinite · similar: $155,000–$5,250,000
22
similar: 4–27
$100,000
similar: $1,000–$100,000
2025–2025
EDGAR ↗BS BBH Structured Fixed Income Opportunities Fund (Cayman), Ltd.shared people, shared management entity, similar issuer namesGEORGE TOWN, GRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund1$225,000,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
$100,000
similar: $1,000–$100,000
2026–2026
EDGAR ↗BW BBH Wealth Strategies, LLC - Wellington International Fundamental Growth Seriesshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$26,176,180
offering Indefinite · similar: $155,000–$5,250,000
50
similar: 4–27
$27,000
similar: $1,000–$100,000
2026–2026
EDGAR ↗BH BBH Harriman Series Unit Trust - Opportunistic 2026 Sub-Trustshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesCAMANA BAY, Cayman Islands (as filed: E9)Pooled Investment Fund1$32,575,000
offering Indefinite · similar: $155,000–$5,250,000
27
similar: 4–27
$100,000
similar: $1,000–$100,000
2026–2026
EDGAR ↗BH BBH Harriman Series, LLC - Opportunistic 2026 Seriesshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$237,774,000
offering Indefinite · similar: $155,000–$5,250,000
463
similar: 4–27
$100,000
similar: $1,000–$100,000
2026–2026
EDGAR ↗AB AMG BBH Asset-Backed Credit Opportunities Fund, LLCshared people, shared management entity, same business addressNEW YORK, NYPooled Investment Fund1$11,580,388
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
$100,000
similar: $1,000–$100,000
2026–2026
EDGAR ↗BC BBH Cedar Street Equity Intermediate Fund II, L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$13,236,000
offering Indefinite · similar: $155,000–$5,250,000
27
similar: 4–27
$100,000
similar: $1,000–$100,000
2026–2026
EDGAR ↗BC BBH Cedar Street Equity II L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$207,453,000
offering Indefinite · similar: $155,000–$5,250,000
495
similar: 4–27
$100,000
similar: $1,000–$100,000
2026–2026
EDGAR ↗BA BBH Affiliates Fund, LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$68,560,000
offering Indefinite · similar: $155,000–$5,250,000
91
similar: 4–27
$100,000
similar: $1,000–$100,000
2026–2026
EDGAR ↗BA BBH Affiliates Series, LLC - ECX Seriesshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$90,423,375
offering Indefinite · similar: $155,000–$5,250,000
86
similar: 4–27
$400,000
similar: $1,000–$100,000
2026–2026
EDGAR ↗BA BBH Affiliates ECX (Cayman), LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer namesGEORGE TOWN, Cayman Islands (as filed: E9)Pooled Investment Fund1$11,942,500
offering Indefinite · similar: $155,000–$5,250,000
6
similar: 4–27
$800,000
similar: $1,000–$100,000
2026–2026
EDGAR ↗BW BBH Wealth Strategies, LLC - SkyKnight Capital Fund V Seriesshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$25,000,000
offering Indefinite · similar: $155,000–$5,250,000
35
similar: 4–27
$500,000
similar: $1,000–$100,000
2026–2026
EDGAR ↗BW BBH Wealth Strategies Unit Trust - Active Extension Global Equity Sub-Trustshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressCAMANA BAY, Cayman Islands (as filed: E9)Pooled Investment Fund1$46,635,000
offering Indefinite · similar: $155,000–$5,250,000
26
similar: 4–27
$100,000
similar: $1,000–$100,000
2026–2026

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years (5 industry/exemption sets on this page); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Aug 13, 2026BBH Wealth Strategies Unit Trust - Active Extension Global Equity Sub-TrustDPooled Investment FundIndefinite$46,635,000
EDGAR ↗Jul 15, 2026BBH Wealth Strategies, LLC - SkyKnight Capital Fund V SeriesDPooled Investment FundIndefinite$25,000,000
EDGAR ↗Jul 2, 2026BBH Affiliates ECX (Cayman), LPDPooled Investment FundIndefinite$11,942,500
EDGAR ↗Jul 2, 2026BBH Affiliates Series, LLC - ECX SeriesDPooled Investment FundIndefinite$90,423,375
EDGAR ↗Jul 2, 2026BBH Affiliates Fund, LLCDPooled Investment FundIndefinite$68,560,000
EDGAR ↗Jul 1, 2026BBH Cedar Street Equity II L.P.DPooled Investment FundIndefinite$207,453,000
EDGAR ↗Jul 1, 2026BBH Cedar Street Equity Intermediate Fund II, L.P.DPooled Investment FundIndefinite$13,236,000
EDGAR ↗Jun 18, 2026BBH Wealth Strategies, LLC - Soroban SeriesD/APooled Investment FundIndefinite$541,372,744
EDGAR ↗Jun 10, 2026AMG BBH Asset-Backed Credit Opportunities Fund, LLCDPooled Investment FundIndefinite$11,580,388
EDGAR ↗May 12, 2026BBH Harriman Series, LLC - Opportunistic 2026 SeriesDPooled Investment FundIndefinite$237,774,000
EDGAR ↗May 12, 2026BBH Harriman Series Unit Trust - Opportunistic 2026 Sub-TrustDPooled Investment FundIndefinite$32,575,000
EDGAR ↗Apr 28, 20261818 PARTNERS LPD/APooled Investment FundIndefinite$830,176,307
EDGAR ↗Apr 14, 2026BBH Wealth Strategies, LLC - Wellington International Fundamental Growth SeriesDPooled Investment FundIndefinite$26,176,180
EDGAR ↗Mar 16, 2026BBH Structured Fixed Income Opportunities Fund (Cayman), Ltd.DPooled Investment FundIndefinite$225,000,000
EDGAR ↗Mar 5, 2026BBH Wealth Strategies, LLC - Trinity Street International Partners SeriesD/APooled Investment FundIndefinite$885,759,759
EDGAR ↗Feb 13, 2026BBH Alternative Credit Fund, LLCD/APooled Investment FundIndefinite$274,750,984
EDGAR ↗Feb 13, 2026BBH Alternative Credit Fund, Ltd.D/APooled Investment FundIndefinite$30,760,000
EDGAR ↗Feb 13, 2026BBH Structured Fixed Income Fund (Cayman), Ltd.D/APooled Investment FundIndefinite$52,000,000
EDGAR ↗Feb 13, 2026BBH Global Funds, LLC - BBH Structured Fixed Income FundD/APooled Investment FundIndefinite$179,930,000
EDGAR ↗Feb 13, 2026BBH Global Funds, LLC - BBH Credit Value SeriesD/APooled Investment FundIndefinite$651,867,800
EDGAR ↗Feb 13, 2026BBH Global Funds Unit Trust - BBH Credit Value Sub-TrustD/APooled Investment FundIndefinite$67,579,734
EDGAR ↗Feb 6, 2026BBH Wealth Strategies, LLC - Bowie Global Equity SeriesD/APooled Investment FundIndefinite$1,294,221,727
EDGAR ↗Feb 6, 2026BBH Wealth Strategies Unit Trust - Barings Loan Sub-TrustD/APooled Investment FundIndefinite$162,140,000
EDGAR ↗Feb 6, 2026BBH Wealth Strategies, LLC - Barings Loan SeriesD/APooled Investment FundIndefinite$520,910,100
EDGAR ↗Jan 22, 2026BBH Wealth Strategies, LLC - Valley Forge Large Cap Equity SeriesD/APooled Investment FundIndefinite$2,072,571,670
EDGAR ↗Jan 22, 2026BBH Wealth Strategies, LLC - GQG Partners Emerging Markets Equity SeriesD/APooled Investment FundIndefinite$1,435,014,472
EDGAR ↗Jan 22, 2026BBH Wealth Strategies, LLC - AltaRock Partners SeriesD/APooled Investment FundIndefinite$2,056,016,266
EDGAR ↗Dec 30, 2025BBH Wealth Strategies Unit Trust - Harvey Capital Partners Sub-TrustDPooled Investment FundIndefinite$17,671,000
EDGAR ↗Dec 30, 2025BBH Wealth Strategies, LLC - Harvey Capital Partners SeriesDPooled Investment FundIndefinite$335,580,000
EDGAR ↗Dec 4, 2025BBH Global Funds, LLC - BBH Structured Fixed Income FundD/APooled Investment FundIndefinite$179,930,000
EDGAR ↗Nov 24, 2025BBH Wealth Strategies Unit Trust - Braemont Partners II Sub-TrustDPooled Investment FundIndefinite$19,200,000
EDGAR ↗Nov 24, 2025BBH Wealth Strategies, LLC - Braemont Partners II SeriesDPooled Investment FundIndefinite$211,762,000
EDGAR ↗Nov 13, 2025BBH Structured Fixed Income Fund (Cayman), Ltd.D/APooled Investment FundIndefinite$52,000,000
EDGAR ↗Oct 14, 2025BBH Harriman Series Unit Trust - Venture Capital 2025 Sub-TrustDPooled Investment FundIndefinite$27,475,000
EDGAR ↗Oct 14, 2025BBH Harriman Series, LLC - Venture Capital 2025 SeriesDPooled Investment FundIndefinite$258,307,000
EDGAR ↗Oct 9, 2025BBH Capital Partners Executive VII-A, L.P.D/APooled Investment FundIndefinite$3,050,000
EDGAR ↗Oct 9, 2025BBH Wealth Strategies, LLC - Select Equity SeriesD/APooled Investment FundIndefinite$2,335,438,724
EDGAR ↗Sep 9, 2025BBH Wealth Strategies, LLC - Clarkston Capital Partners Small/Mid Cap SeriesD/APooled Investment FundIndefinite$921,126,272
EDGAR ↗Aug 6, 2025BBH Global Funds, LLC - BBH Credit Value SeriesD/APooled Investment FundIndefinite$559,577,800
EDGAR ↗Aug 6, 2025BBH Global Funds Unit Trust - BBH Credit Value Sub-TrustD/APooled Investment FundIndefinite$66,554,734
EDGAR ↗Jun 25, 2025BBH Wealth Strategies, LLC - Soroban SeriesDPooled Investment FundIndefinite$136,360,000
EDGAR ↗Jun 23, 2025BBH Capital Partners VII-A-1, L.P.D/APooled Investment FundIndefinite$1,400,000
EDGAR ↗Jun 16, 2025BBH Alternative Credit Fund, LLCD/APooled Investment FundIndefinite$256,880,984
EDGAR ↗Jun 16, 2025BBH Alternative Credit Fund, Ltd.D/APooled Investment FundIndefinite$30,760,000
EDGAR ↗Jun 12, 2025BBH Wealth Strategies, LLC - AH Series 2D/APooled Investment FundIndefinite$159,438,000
EDGAR ↗Jun 6, 2025BBH Wealth Strategies, LLC - Cat Rock Capital Partners SeriesD/APooled Investment FundIndefinite$320,186,500
EDGAR ↗Jun 2, 2025BBH Capital Partners VII-3, L.PD/APooled Investment FundIndefinite$83,815,000
EDGAR ↗Jun 2, 2025BBH Capital Partners VII, L.PD/APooled Investment FundIndefinite$908,850,000
EDGAR ↗Jun 2, 2025BBH Capital Partners VII-1, L.P.D/APooled Investment FundIndefinite$77,361,000
EDGAR ↗Jun 2, 2025BBH Capital Partners VII-2, L.P.D/APooled Investment FundIndefinite$75,045,000
EDGAR ↗Jun 2, 2025BBH Capital Partners VII-A, L.P.D/APooled Investment FundIndefinite$30,330,000
EDGAR ↗Apr 29, 20251818 PARTNERS LPD/APooled Investment FundIndefinite$676,155,234
EDGAR ↗Mar 5, 2025BBH Wealth Strategies, LLC - Trinity Street International Partners SeriesD/APooled Investment FundIndefinite$753,587,912
EDGAR ↗Feb 6, 2025BBH Wealth Strategies, LLC - Bowie Global Equity SeriesD/APooled Investment FundIndefinite$917,167,200
EDGAR ↗Feb 6, 2025BBH Wealth Strategies Unit Trust - Barings Loan Sub-TrustD/APooled Investment FundIndefinite$162,140,000
EDGAR ↗Feb 6, 2025BBH Wealth Strategies, LLC - Barings Loan SeriesD/APooled Investment FundIndefinite$511,550,100
EDGAR ↗Jan 23, 2025BBH Wealth Strategies, LLC - Valley Forge Large Cap Equity SeriesD/APooled Investment FundIndefinite$1,872,867,136
EDGAR ↗Jan 23, 2025BBH Wealth Strategies, LLC - GQG Partners Emerging Markets Equity SeriesD/APooled Investment FundIndefinite$1,279,862,484
EDGAR ↗Jan 23, 2025BBH Wealth Strategies, LLC - AltaRock Partners SeriesD/APooled Investment FundIndefinite$1,850,222,090
EDGAR ↗Jan 13, 2025Simple Broadband 1 LLCD/ATelecommunicationsIndefinite$17,663,970
EDGAR ↗Dec 5, 2024BBH Global Funds, LLC - BBH Structured Fixed Income FundD/APooled Investment FundIndefinite$67,500,000
EDGAR ↗Nov 12, 2024BBH Structured Fixed Income Fund (Cayman), Ltd.D/APooled Investment FundIndefinite$52,000,000
EDGAR ↗Nov 4, 2024BBH Capital Partners VII, L.PD/APooled Investment FundIndefinite$776,419,000
EDGAR ↗Oct 10, 2024BBH Wealth Strategies, LLC - Select Equity SeriesD/APooled Investment FundIndefinite$2,239,817,197
EDGAR ↗Oct 9, 2024BBH Capital Partners Executive VII-A, L.P.DPooled Investment FundIndefinite$1,300,000
EDGAR ↗Oct 9, 2024BBH Cedar Street Equity Intermediate Fund LPD/APooled Investment FundIndefinite$70,007,000
EDGAR ↗Oct 8, 2024BBH Wealth Strategies, LLC - Prime Finance Short Duration 9 SeriesDPooled Investment FundIndefinite$82,595,000
EDGAR ↗Sep 10, 2024BBH Wealth Strategies, LLC - Clarkston Capital Partners Small/Mid Cap SeriesD/APooled Investment FundIndefinite$847,535,076
EDGAR ↗Aug 6, 2024BBH Wealth Strategies Unit Trust - Caledonia Sub-TrustD/APooled Investment FundIndefinite$124,385,000
EDGAR ↗Aug 6, 2024BBH Global Funds, LLC - BBH Credit Value SeriesD/APooled Investment FundIndefinite$404,082,293
EDGAR ↗Aug 6, 2024BBH Global Funds Unit Trust - BBH Credit Value Sub-TrustD/APooled Investment FundIndefinite$29,000,000
EDGAR ↗Aug 5, 2024BBH Cedar Street Equity Intermediate Fund LPDPooled Investment FundIndefinite$70,007,000
EDGAR ↗Aug 5, 2024BBH CEDAR STREET EQUITY LPD/APooled Investment FundIndefinite$227,754,000
EDGAR ↗Jun 24, 2024BBH Capital Partners VII-A-1, L.P.DPooled Investment FundIndefinite$1,400,000
EDGAR ↗Jun 14, 2024BBH Alternative Credit Fund, LLCDPooled Investment FundIndefinite$175,349,899
EDGAR ↗Jun 14, 2024BBH Alternative Credit Fund, Ltd.DPooled Investment FundIndefinite$24,410,000
EDGAR ↗Jun 12, 2024BBH AH 2 CAYMAN L.P.DPooled Investment FundIndefinite$18,665,000
EDGAR ↗Jun 12, 2024BBH Wealth Strategies, LLC - AH Series 2DPooled Investment FundIndefinite$113,183,000
EDGAR ↗Jun 7, 2024BBH Wealth Strategies, LLC - Cat Rock Capital Partners SeriesD/APooled Investment FundIndefinite$320,186,500
EDGAR ↗May 31, 2024BBH Capital Partners VII-3, L.PDPooled Investment FundIndefinite$9,615,000
EDGAR ↗May 31, 2024BBH Capital Partners VII, L.PDPooled Investment FundIndefinite$531,054,000
EDGAR ↗May 31, 2024BBH Capital Partners VII-1, L.P.DPooled Investment FundIndefinite$33,561,000
EDGAR ↗May 31, 2024BBH Capital Partners VII-A, L.P.DPooled Investment FundIndefinite$23,470,000
EDGAR ↗May 31, 2024BBH Capital Partners VII-2, L.P.DPooled Investment FundIndefinite$30,095,000
EDGAR ↗May 13, 2024BBH Global Funds Unit Trust - BBH Credit Value Sub-TrustD/APooled Investment FundIndefinite$29,000,000
EDGAR ↗May 1, 2024BBH Wealth Strategies, LLC Martello Re Series IIDPooled Investment FundIndefinite$154,068,000
EDGAR ↗Apr 29, 20241818 PARTNERS LPD/APooled Investment FundIndefinite$650,890,234
EDGAR ↗Apr 5, 2024BBH Wealth Strategies, LLC - Bares Mid/Large Cap SeriesD/APooled Investment FundIndefinite$2,157,393,209
EDGAR ↗Mar 28, 2024BBH Wealth Strategies, LLC - BBH Makaira Partners SeriesD/APooled Investment FundIndefinite$486,246,878
EDGAR ↗Mar 8, 2024BBH CEDAR STREET LUNA CO-INVEST, LLCDPooled Investment FundIndefinite$23,000,000
EDGAR ↗Mar 6, 2024BBH Wealth Strategies, LLC - Trinity Street International Partners SeriesD/APooled Investment FundIndefinite$639,312,484
EDGAR ↗Feb 23, 2024BBH Wealth Strategies, LLC - Arohi Emerging Asia SeriesD/APooled Investment FundIndefinite$195,193,167
EDGAR ↗Feb 7, 2024BBH Wealth Strategies Unit Trust - Barings Loan Sub-TrustD/APooled Investment FundIndefinite$162,140,000
EDGAR ↗Feb 7, 2024BBH Wealth Strategies, LLC - Barings Loan SeriesD/APooled Investment FundIndefinite$501,355,100
EDGAR ↗Feb 6, 2024BBH Wealth Strategies, LLC - Bowie Global Equity SeriesDPooled Investment FundIndefinite$175,801,000
EDGAR ↗Jan 25, 2024BBH Wealth Strategies, LLC - Valley Forge Large Cap Equity SeriesD/APooled Investment FundIndefinite$1,573,361,224
EDGAR ↗Jan 25, 2024BBH Wealth Strategies, LLC - GQG Partners Emerging Markets Equity SeriesD/APooled Investment FundIndefinite$1,158,011,484
EDGAR ↗Jan 25, 2024BBH Wealth Strategies, LLC - AltaRock Partners SeriesD/APooled Investment FundIndefinite$1,672,495,697
EDGAR ↗Jan 16, 2024Simple Broadband 1 LLCD/ATelecommunicationsIndefinite$12,472,862
EDGAR ↗Dec 8, 2023BBH Global Funds, LLC - BBH Structured Fixed Income FundD/APooled Investment FundIndefinite$16,000,000
EDGAR ↗Nov 22, 2023BBH CEDAR STREET EQUITY LPD/APooled Investment FundIndefinite$198,520,000
EDGAR ↗Nov 14, 2023BBH Structured Fixed Income Fund (Cayman), Ltd.D/APooled Investment FundIndefinite$19,000,000
EDGAR ↗Oct 10, 2023BBH Wealth Strategies, LLC - Select Equity SeriesD/APooled Investment FundIndefinite$2,182,093,197
EDGAR ↗Sep 11, 2023BBH Wealth Strategies, LLC - Clarkston Capital Partners Small/Mid Cap SeriesD/APooled Investment FundIndefinite$811,303,392
EDGAR ↗Aug 10, 2023BBH Global Funds, LLC - BBH Credit Value SeriesD/APooled Investment FundIndefinite$273,332,293
EDGAR ↗Aug 7, 2023BBH Cedar Street Equity Intermediate Fund LPDPooled Investment FundIndefinite$56,687,000
EDGAR ↗Aug 7, 2023BBH CEDAR STREET EQUITY LPDPooled Investment FundIndefinite$193,895,000
EDGAR ↗Aug 7, 2023BBH Wealth Strategies Unit Trust - Caledonia Sub-TrustD/APooled Investment FundIndefinite$123,635,000
EDGAR ↗Jun 9, 2023BBH Wealth Strategies, LLC - Cat Rock Capital Partners SeriesD/APooled Investment FundIndefinite$320,186,500
EDGAR ↗May 12, 2023BBH Global Funds Unit Trust - BBH Credit Value Sub-TrustD/APooled Investment FundIndefinite$27,800,000
EDGAR ↗May 4, 2023BBH Global Funds, LLC - BBH International Core SelectD/APooled Investment FundIndefinite$10,675,000
EDGAR ↗Apr 28, 20231818 PARTNERS LPD/APooled Investment FundIndefinite$650,890,234
EDGAR ↗Apr 6, 2023BBH Wealth Strategies, LLC - Bares Mid/Large Cap SeriesD/APooled Investment FundIndefinite$2,144,657,709
EDGAR ↗Mar 30, 2023BBH Wealth Strategies, LLC - BBH Makaira Partners SeriesD/APooled Investment FundIndefinite$427,334,718
EDGAR ↗Mar 8, 2023BBH Wealth Strategies, LLC - Trinity Street International Partners SeriesDPooled Investment FundIndefinite$328,491,200
EDGAR ↗Feb 27, 2023BBH Wealth Strategies, LLC - Arohi Emerging Asia SeriesD/APooled Investment FundIndefinite$194,873,167
EDGAR ↗Feb 21, 2023BBH Wealth Strategies Unit Trust - Silver Point Distressed Opportunity II Sub-TrustDPooled Investment FundIndefinite$36,562,000
EDGAR ↗Feb 7, 2023BBH Wealth Strategies Unit Trust - Barings Loan Sub-TrustD/APooled Investment FundIndefinite$157,840,000
EDGAR ↗Feb 7, 2023BBH Wealth Strategies, LLC - Barings Loan SeriesD/APooled Investment FundIndefinite$498,805,100
EDGAR ↗Jan 26, 2023BBH Wealth Strategies, LLC - GQG Partners Emerging Markets Equity SeriesD/APooled Investment FundIndefinite$1,088,557,751
EDGAR ↗Jan 26, 2023BBH Wealth Strategies, LLC - Valley Forge Large Cap Equity SeriesD/APooled Investment FundIndefinite$1,543,623,805
EDGAR ↗Jan 26, 2023BBH Wealth Strategies, LLC - AltaRock Partners SeriesD/APooled Investment FundIndefinite$1,575,514,483
EDGAR ↗Jan 12, 2023Simple Broadband 1 LLCD/ATelecommunicationsIndefinite$9,133,180
EDGAR ↗Dec 8, 2022BBH Global Funds, LLC - BBH Structured Fixed Income FundD/APooled Investment FundIndefinite$15,000,000
EDGAR ↗Nov 16, 2022BBH Structured Fixed Income Fund (Cayman), Ltd.D/APooled Investment FundIndefinite$19,000,000
EDGAR ↗Oct 11, 2022BBH Wealth Strategies, LLC - Select Equity SeriesD/APooled Investment FundIndefinite$2,067,634,963
EDGAR ↗Sep 12, 2022BBH Wealth Strategies, LLC - Clarkston Capital Partners Small/Mid Cap SeriesD/APooled Investment FundIndefinite$757,299,792
EDGAR ↗Aug 24, 2022BBH Wealth Strategies Unit Trust - Braemont Partners Sub-TrustD/APooled Investment FundIndefinite$37,454,000
EDGAR ↗Aug 23, 2022BBH Wealth Strategies, LLC - Braemont Partners SeriesD/APooled Investment FundIndefinite$261,381,000
EDGAR ↗Aug 18, 2022BBH Wealth Strategies, LLC - Prime Finance Short Duration VIII SeriesDPooled Investment Fund$138,870,000$138,870,000
EDGAR ↗Aug 12, 2022BBH Global Funds, LLC - BBH Credit Value SeriesD/APooled Investment FundIndefinite$225,517,293
EDGAR ↗Aug 11, 2022BBH Wealth Strategies Unit Trust - Caledonia Sub-TrustD/APooled Investment FundIndefinite$123,635,000
EDGAR ↗Jul 13, 2022BBH Wealth Strategies, LLC - BBH Makaira Partners SeriesDPooled Investment FundIndefinite$151,231,500
EDGAR ↗Jun 10, 2022BBH Wealth Strategies, LLC - AH Series 1DPooled Investment FundIndefinite$190,603,000
EDGAR ↗Jun 10, 2022BBH Wealth Strategies, LLC - Cat Rock Capital Partners SeriesD/APooled Investment FundIndefinite$320,186,500
EDGAR ↗May 13, 2022BBH Global Funds, LLC - BBH International Core SelectD/APooled Investment FundIndefinite$10,675,000
EDGAR ↗May 13, 2022BBH Global Funds Unit Trust - BBH Credit Value Sub-TrustD/APooled Investment FundIndefinite$25,300,000
EDGAR ↗Apr 28, 20221818 PARTNERS LPD/APooled Investment FundIndefinite$640,620,234
EDGAR ↗Apr 11, 2022BBH Wealth Strategies, LLC - Bares Mid/Large Cap SeriesD/APooled Investment FundIndefinite$2,017,923,636
EDGAR ↗Mar 1, 2022BBH Wealth Strategies, LLC - Arohi Emerging Asia SeriesD/APooled Investment FundIndefinite$186,318,167
EDGAR ↗Feb 9, 2022BBH Wealth Strategies Unit Trust - Barings Loan Sub-TrustD/APooled Investment FundIndefinite$157,840,000
EDGAR ↗Feb 9, 2022BBH Wealth Strategies, LLC - Barings Loan SeriesD/APooled Investment FundIndefinite$493,834,100
EDGAR ↗Jan 27, 2022BBH Wealth Strategies, LLC - Valley Forge Large Cap Equity SeriesD/APooled Investment FundIndefinite$1,258,136,886
EDGAR ↗Jan 27, 2022BBH Wealth Strategies, LLC - GQG Partners Emerging Markets Equity SeriesD/APooled Investment FundIndefinite$939,665,859
EDGAR ↗Jan 27, 2022BBH Wealth Strategies, LLC - AltaRock Partners SeriesD/APooled Investment FundIndefinite$1,448,479,981
EDGAR ↗Jan 21, 2022BBHRE EV REIT I, LLCDREITS and Finance$125,000$125,000
EDGAR ↗Jan 19, 2022Simple Broadband 1 LLCDTelecommunicationsIndefinite$5,345,000
EDGAR ↗Dec 22, 2021BBH-NG Structured Fixed Income FundD/APooled Investment FundIndefinite$100,000,000
EDGAR ↗Dec 13, 2021BBH Global Funds, LLC - BBH Structured Fixed Income FundD/APooled Investment FundIndefinite$15,000,000
EDGAR ↗Dec 3, 2021BBH Real Estate Enhanced Value Fund I, L.P.DPooled Investment Fund$205,988,000$205,988,000
EDGAR ↗Dec 3, 2021BBH Wealth Strategies, LLC - Martello Re SeriesDPooled Investment FundIndefinite$410,235,000
EDGAR ↗Nov 16, 2021BBH Structured Fixed Income Fund (Cayman), Ltd.D/APooled Investment FundIndefinite$19,000,000
EDGAR ↗Oct 14, 2021BBH Wealth Strategies, LLC - Select Equity SeriesD/APooled Investment FundIndefinite$1,923,671,186
EDGAR ↗Sep 16, 2021BBH Wealth Strategies, LLC - Clarkston Capital Partners Small/Mid Cap SeriesD/APooled Investment FundIndefinite$726,259,292
EDGAR ↗Aug 30, 2021BBH Wealth Strategies, LLC - Braemont Partners SeriesDPooled Investment FundIndefinite$246,901,000
EDGAR ↗Aug 30, 2021BBH Wealth Strategies Unit Trust - Braemont Partners Sub-TrustDPooled Investment FundIndefinite$33,454,000
EDGAR ↗Aug 17, 20214033 Survios LLCDPooled Investment Fund$1,230,000$1,230,000
EDGAR ↗Aug 13, 2021BBH Global Funds, LLC - BBH Credit Value SeriesD/APooled Investment FundIndefinite$154,218,333
EDGAR ↗Aug 11, 2021BBH Wealth Strategies Unit Trust - Caledonia Sub-TrustD/APooled Investment FundIndefinite$115,010,000
EDGAR ↗Jun 15, 2021BBH Wealth Strategies, LLC - Cat Rock Capital Partners SeriesD/APooled Investment FundIndefinite$255,333,500
EDGAR ↗May 17, 2021BBH Global Funds Unit Trust - BBH Credit Value Sub-TrustD/APooled Investment FundIndefinite$7,300,000
EDGAR ↗May 13, 2021BBH Wealth Strategies, LLC - Port Capital Small Cap SeriesD/APooled Investment FundIndefinite$431,658,775
EDGAR ↗May 13, 2021BBH Global Funds, LLC - BBH International Core SelectD/APooled Investment FundIndefinite$10,675,000
EDGAR ↗May 11, 2021BBH Capital Partners VI-4 (Cayman)D/APooled Investment FundIndefinite$37,600,000
EDGAR ↗May 10, 2021BBH Capital Partners VI-4 (Cayman)DPooled Investment FundIndefinite$37,600,000
EDGAR ↗Apr 30, 20211818 PARTNERS LPD/APooled Investment FundIndefinite$621,510,234
EDGAR ↗Apr 26, 20214033 Survios LLCDPooled Investment Fund$910,000$910,000
EDGAR ↗Apr 26, 20214033 Survios LLCDPooled Investment Fund$1,195,000$1,195,000
EDGAR ↗Apr 12, 2021BBH Wealth Strategies, LLC - Bares Mid/Large Cap SeriesD/APooled Investment FundIndefinite$1,606,564,618
EDGAR ↗Mar 19, 2021AVP Six LLCDOther$900,000$900,000
EDGAR ↗Mar 11, 2021BBH Wealth Strategies, LLC - Arohi Emerging Asia SeriesD/APooled Investment FundIndefinite$146,333,167
EDGAR ↗Feb 12, 2021BBH Wealth Strategies Unit Trust - Barings Loan Sub-TrustD/APooled Investment FundIndefinite$153,140,000
EDGAR ↗Feb 12, 2021BBH Wealth Strategies, LLC - Barings Loan SeriesD/APooled Investment FundIndefinite$457,828,100
EDGAR ↗Jan 27, 2021BBH Wealth Strategies, LLC - GQG Partners Emerging Markets Equity SeriesD/APooled Investment FundIndefinite$683,659,972
EDGAR ↗Jan 27, 2021BBH Wealth Strategies, LLC - AltaRock Partners SeriesD/APooled Investment FundIndefinite$1,137,183,677
EDGAR ↗Jan 26, 2021BBH Wealth Strategies, LLC - Cedar Rock Capital Partners SeriesD/APooled Investment FundIndefinite$803,006,636
EDGAR ↗Jan 15, 2021BBH Wealth Strategies, LLC - Valley Forge Large Cap Equity SeriesDPooled Investment FundIndefinite$417,027,050
EDGAR ↗Dec 31, 2020BBH Capital Partners VI-J-1 (Cayman)DPooled Investment FundIndefinite$55,000,000
EDGAR ↗Dec 18, 2020BBH-NG Structured Fixed Income FundD/APooled Investment FundIndefinite$100,000,000
EDGAR ↗Dec 11, 2020BBH Global Funds, LLC - BBH Structured Fixed Income FundDPooled Investment FundIndefinite$10,000,000
EDGAR ↗Nov 30, 2020BBH Capital Partners VI-3 (Cayman)DPooled Investment FundIndefinite$1,375,000
EDGAR ↗Nov 16, 2020BBH Structured Fixed Income Fund (Cayman), Ltd.DPooled Investment FundIndefinite$19,000,000
EDGAR ↗Nov 6, 2020BBH Capital Partners VI-2 (Cayman)DPooled Investment FundIndefinite$80,530,000
EDGAR ↗Nov 6, 2020BBH Capital Partners VI-A-1 (Cayman)DPooled Investment FundIndefinite$1,000,000
EDGAR ↗Nov 6, 2020BBH Capital Partners VI, L.P.DPooled Investment FundIndefinite$517,384,500
EDGAR ↗Nov 6, 2020BBH Capital Partners VI-A, L.P.DPooled Investment FundIndefinite$250,000
EDGAR ↗Oct 14, 2020BBH Wealth Strategies, LLC - Select Equity SeriesD/APooled Investment FundIndefinite$1,706,867,520
EDGAR ↗Sep 16, 2020BBH Wealth Strategies, LLC - Clarkston Capital Partners Small/Mid Cap SeriesD/APooled Investment FundIndefinite$653,322,792
EDGAR ↗Aug 13, 2020BBH Global Funds, LLC - BBH Credit Value SeriesD/APooled Investment FundIndefinite$117,268,333
EDGAR ↗Aug 11, 2020BBH Wealth Strategies Unit Trust - Caledonia Sub-TrustD/APooled Investment FundIndefinite$66,980,000
EDGAR ↗Jul 23, 2020BBH Wealth Strategies, LLC - Oaktree Opportunities Fund XI SeriesD/APooled Investment FundIndefinite$192,845,000
EDGAR ↗Jul 22, 2020BBH Wealth Strategies, LLC - Oaktree Opportunities Fund XI SeriesDPooled Investment FundIndefinite$192,845,000
EDGAR ↗Jul 22, 2020BBH Wealth Strategies Unit Trust - Oaktree Opportunities Fund XI Sub-TrustDPooled Investment FundIndefinite$35,225,000
EDGAR ↗Jul 21, 2020SIG Parent Holdings, LLCDInsuranceIndefinite$110,769,000
EDGAR ↗Jun 18, 2020BBHTF2 Fund (Cayman) Ltd.DPooled Investment FundIndefinite$4,400,000
EDGAR ↗Jun 18, 2020BBHTF2 Feeder Fund LLCDPooled Investment FundIndefinite$51,350,000
EDGAR ↗Jun 15, 2020BBH Wealth Strategies, LLC - Cat Rock Capital Partners SeriesD/APooled Investment FundIndefinite$179,983,000
EDGAR ↗May 18, 2020BBH Global Funds Unit Trust - BBH Credit Value Sub-TrustDPooled Investment FundIndefinite$6,300,000
EDGAR ↗May 13, 2020BBH Wealth Strategies, LLC - Port Capital Small Cap SeriesDPooled Investment FundIndefinite$143,310,400
EDGAR ↗May 13, 2020BBH Global Funds, LLC - BBH International Core SelectD/APooled Investment FundIndefinite$10,675,000
EDGAR ↗Apr 30, 20201818 PARTNERS LPD/APooled Investment FundIndefinite$616,860,234
EDGAR ↗Apr 10, 2020BBH Wealth Strategies, LLC - Burgundy Emerging Markets SeriesD/APooled Investment FundIndefinite$697,680,587
EDGAR ↗Apr 10, 2020BBH Wealth Strategies, LLC - Bares Mid/Large Cap SeriesD/APooled Investment FundIndefinite$1,326,247,460
EDGAR ↗Mar 16, 2020BBH CPV WCC Co-Investment LLCDPooled Investment Fund$100,000,000$100,000,000
EDGAR ↗Mar 13, 2020BBH Wealth Strategies, LLC - Arohi Emerging Asia SeriesDPooled Investment FundIndefinite$93,577,667
EDGAR ↗Feb 12, 2020BBH Wealth Strategies Unit Trust - Barings Loan Sub-TrustD/APooled Investment FundIndefinite$109,340,000
EDGAR ↗Feb 12, 2020BBH Wealth Strategies, LLC - Barings Loan SeriesD/APooled Investment FundIndefinite$446,108,100
EDGAR ↗Feb 4, 2020AVP Five LLCDOtherIndefinite$711,300
EDGAR ↗Feb 3, 2020BBH Wealth Strategies, LLC - GQG Partners Emerging Markets Equity SeriesD/APooled Investment FundIndefinite$164,665,268
EDGAR ↗Jan 27, 2020BBH Wealth Strategies, LLC - Cedar Rock Capital Partners SeriesD/APooled Investment FundIndefinite$639,715,369
EDGAR ↗Jan 27, 2020BBH Wealth Strategies, LLC - AltaRock Partners SeriesD/APooled Investment FundIndefinite$885,455,137
EDGAR ↗Jan 13, 2020Brown Brothers Real Estate Trust IIIDREITS and Finance$125,000$125,000
EDGAR ↗Jan 13, 2020BBH CityCentre Five LLCDREITS and Finance$125,000$125,000
EDGAR ↗Dec 20, 2019BBH-NG Structured Fixed Income FundD/APooled Investment FundIndefinite$82,000,000
EDGAR ↗Oct 15, 2019BBH Wealth Strategies, LLC - Select Equity SeriesD/APooled Investment FundIndefinite$1,453,010,056
EDGAR ↗Oct 9, 2019BBH CityCentre Five LLCDREITS and Finance$10,000,000$10,000,000
EDGAR ↗Sep 17, 2019BBH Wealth Strategies, LLC - Clarkston Capital Partners Small/Mid Cap SeriesD/APooled Investment FundIndefinite$496,589,765
EDGAR ↗Aug 13, 2019BBH Global Funds, LLC - BBH Credit Value SeriesD/APooled Investment FundIndefinite$45,835,000
EDGAR ↗Aug 12, 2019BBH Wealth Strategies Unit Trust - Caledonia Sub-TrustDPooled Investment FundIndefinite$12,000,000
EDGAR ↗Jun 17, 2019BBH Wealth Strategies, LLC - Cat Rock Capital Partners SeriesDPooled Investment FundIndefinite$118,700,000
EDGAR ↗May 29, 2019AVP Four LLCDOtherIndefinite$9,047,407
EDGAR ↗May 14, 2019BBH Global Funds, LLC - BBH International Core SelectD/APooled Investment FundIndefinite$10,675,000
EDGAR ↗May 7, 2019BBH Wealth Strategies Unit Trust - Silver Point Distressed Opportunity Sub-TrustD/APooled Investment Fund$22,024,000$22,024,000
EDGAR ↗May 7, 2019BBH Wealth Strategies, LLC - Silver Point Distressed Opportunity SeriesD/APooled Investment Fund$173,728,000$173,728,000
EDGAR ↗May 2, 2019AVP Three LLCDOther$10,000,000$3,240,156
EDGAR ↗Apr 30, 20191818 PARTNERS LPD/APooled Investment FundIndefinite$558,845,234
EDGAR ↗Apr 11, 2019BBH Global Funds, LLC - BBH International Core SelectDPooled Investment FundIndefinite$10,625,000
EDGAR ↗Apr 11, 2019BBH Wealth Strategies, LLC - Burgundy Emerging Markets SeriesD/APooled Investment FundIndefinite$651,209,055
EDGAR ↗Apr 11, 2019BBH Wealth Strategies, LLC - Bares Mid/Large Cap SeriesD/APooled Investment FundIndefinite$1,060,717,393
EDGAR ↗Feb 13, 2019BBH Wealth Strategies Unit Trust - Barings Loan Sub-TrustD/APooled Investment FundIndefinite$101,280,000
EDGAR ↗Feb 13, 2019BBH Wealth Strategies, LLC - Barings Loan SeriesD/APooled Investment FundIndefinite$377,869,100
EDGAR ↗Feb 13, 2019BBH Wealth Strategies Unit Trust - Hitchwood Capital Partners Sub-TrustD/APooled Investment FundIndefinite$48,604,467
EDGAR ↗Feb 5, 2019BBH Wealth Strategies, LLC - GQG Partners Emerging Markets Equity SeriesD/APooled Investment FundIndefinite$71,833,500
EDGAR ↗Feb 1, 2019AVP Two LLCDOther$30,000,000$19,144,886
EDGAR ↗Jan 28, 2019BBH Wealth Strategies, LLC - AltaRock Partners SeriesD/APooled Investment FundIndefinite$709,206,778
EDGAR ↗Jan 25, 2019BBH Wealth Strategies, LLC - Cedar Rock Capital Partners SeriesD/APooled Investment FundIndefinite$310,225,955
EDGAR ↗Dec 21, 2018BBH-NG Structured Fixed Income FundDPooled Investment FundIndefinite$7,000,000
EDGAR ↗Nov 14, 2018BBH Wealth Strategies, LLC - GQG Partners Emerging Markets Equity SeriesDPooled Investment FundIndefinite$52,008,000
EDGAR ↗Oct 15, 2018BBH Wealth Strategies, LLC - Select Equity SeriesD/APooled Investment FundIndefinite$1,327,313,362
EDGAR ↗Oct 12, 2018BBH Real Estate Associates III, LLCDPooled Investment Fund$250,000,000$11,185,000
EDGAR ↗Oct 12, 2018BBH Real Estate Income Fund III, L.P.DPooled Investment Fund$250,000,000$178,963,000
EDGAR ↗Sep 26, 2018BBH Wealth Strategies Unit Trust - Hitchwood Capital Partners Sub-TrustD/APooled Investment FundIndefinite$42,390,000
EDGAR ↗Sep 17, 2018BBH Wealth Strategies Unit Trust - Hitchwood Capital Partners Sub-TrustDPooled Investment FundIndefinite$42,390,000
EDGAR ↗Sep 17, 2018BBH Wealth Strategies, LLC - Hitchwood Capital Partners SeriesD/APooled Investment FundIndefinite$204,768,891
EDGAR ↗Sep 17, 2018BBH Wealth Strategies, LLC - Clarkston Capital Partners Small/Mid Cap SeriesD/APooled Investment FundIndefinite$424,229,565
EDGAR ↗Aug 13, 2018BBH Global Funds, LLC - BBH Credit Value SeriesD/APooled Investment FundIndefinite$34,435,000
EDGAR ↗Jun 20, 2018BBH Wealth Strategies Unit Trust - Silver Point Distressed Opportunity Sub-TrustDPooled Investment Fund$100,000,000$0
EDGAR ↗Jun 20, 2018BBH Wealth Strategies, LLC - Silver Point Distressed Opportunity SeriesDPooled Investment Fund$200,000,000$0
EDGAR ↗Jun 20, 2018BBH Wealth Strategies, LLC - Cedar Rock Capital Partners SeriesDPooled Investment FundIndefinite$0
EDGAR ↗Apr 30, 20181818 PARTNERS LPD/APooled Investment FundIndefinite$519,845,234
EDGAR ↗Apr 11, 2018BBH Wealth Strategies, LLC - Burgundy Emerging Markets SeriesD/APooled Investment FundIndefinite$614,738,805
EDGAR ↗Apr 11, 2018BBH Wealth Strategies, LLC - Bares Mid/Large Cap SeriesD/APooled Investment FundIndefinite$909,922,712
EDGAR ↗Mar 13, 2018BBH Capital Partners Opportunities (Cayman) 3DPooled Investment FundIndefinite$21,760,000
EDGAR ↗Feb 13, 2018BBH Wealth Strategies Unit Trust - Barings Loan Sub-TrustD/APooled Investment FundIndefinite$99,330,000
EDGAR ↗Feb 13, 2018BBH Wealth Strategies, LLC - Barings Loan SeriesD/APooled Investment FundIndefinite$349,600,100
EDGAR ↗Jan 26, 2018BBH Wealth Strategies, LLC - AltaRock Partners SeriesD/APooled Investment FundIndefinite$587,268,950
EDGAR ↗Nov 14, 2017BBH Wealth Strategies, LLC - REMS Group SeriesD/APooled Investment FundIndefinite$233,040,500
EDGAR ↗Oct 16, 2017BBH Wealth Strategies, LLC - Select Equity SeriesD/APooled Investment FundIndefinite$1,236,935,927
EDGAR ↗Sep 15, 2017BBH Wealth Strategies Unit Trust - Hitchwood Capital Partners Sub-TrustD/APooled Investment FundIndefinite$45,929,467
EDGAR ↗Sep 15, 2017BBH Wealth Strategies, LLC - Hitchwood Capital Partners SeriesD/APooled Investment FundIndefinite$175,269,766
EDGAR ↗Sep 15, 2017BBH Wealth Strategies, LLC - Clarkston Capital Partners Small/Mid Cap SeriesD/APooled Investment FundIndefinite$364,113,315
EDGAR ↗Sep 7, 2017CPIV ECX LLCDPooled Investment Fund$37,487,923$0
EDGAR ↗Aug 11, 2017BBH Global Funds, LLC - BBH Credit Value SeriesD/APooled Investment FundIndefinite$33,185,000
EDGAR ↗May 8, 2017BBH CP UPL Co-Investment Subsidiary LLCDPooled Investment Fund$5,150,000$5,150,000
EDGAR ↗May 8, 2017BBH CP UPL Co-Investment LLCDPooled Investment Fund$18,600,000$18,600,000
EDGAR ↗May 1, 20171818 PARTNERS LPD/APooled Investment FundIndefinite$517,402,179
EDGAR ↗Apr 14, 2017BBH Wealth Strategies, LLC - Burgundy Emerging Markets SeriesD/APooled Investment FundIndefinite$513,434,450
EDGAR ↗Apr 14, 2017BBH Wealth Strategies, LLC - Bares Mid/Large Cap SeriesD/APooled Investment FundIndefinite$807,743,300
EDGAR ↗Feb 13, 2017BBH Wealth Strategies Unit Trust - Barings Loan Sub-TrustDPooled Investment FundIndefinite$99,030,000
EDGAR ↗Feb 13, 2017BBH Wealth Strategies, LLC - Barings Loan SeriesDPooled Investment FundIndefinite$323,935,100
EDGAR ↗Jan 26, 2017BBH Wealth Strategies, LLC - AltaRock Partners SeriesD/APooled Investment FundIndefinite$500,375,450
EDGAR ↗Nov 14, 2016BBH Wealth Strategies, LLC - REMS Group SeriesD/APooled Investment FundIndefinite$212,994,000
EDGAR ↗Nov 14, 2016BBH Wealth Strategies, LLC - LBC Credit Partners III SeriesD/APooled Investment FundIndefinite$201,615,000
EDGAR ↗Oct 14, 2016BBH Wealth Strategies, LLC - Select Equity SeriesD/APooled Investment FundIndefinite$831,994,950
EDGAR ↗Sep 16, 2016BBH Wealth Strategies Unit Trust - Oaktree Opportunities Sub-TrustD/APooled Investment FundIndefinite$59,690,000
EDGAR ↗Sep 16, 2016BBH Wealth Strategies, LLC - Clarkston Capital Partners Small/Mid Cap SeriesD/APooled Investment FundIndefinite$305,697,062
EDGAR ↗Sep 16, 2016BBH Wealth Strategies Unit Trust - Hitchwood Capital Partners Sub-TrustD/APooled Investment FundIndefinite$45,783,467
EDGAR ↗Sep 16, 2016BBH Wealth Strategies, LLC - Hitchwood Capital Partners SeriesD/APooled Investment FundIndefinite$164,118,666
EDGAR ↗Aug 15, 2016BBH Global Funds, LLC - BBH Credit Value SeriesD/APooled Investment FundIndefinite$28,175,000
EDGAR ↗Jul 20, 2016BBH Wealth Strategies Unit Trust - Sandton Credit Solutions IV Sub-TrustDPooled Investment Fund$30,000,000$30,000,000
EDGAR ↗Jul 20, 2016BBH Wealth Strategies, LLC - Sandton Credit Solutions IV SeriesDPooled Investment Fund$45,000,000$45,000,000
EDGAR ↗Jul 15, 2016BBH Wealth Strategies, LLC - BBH Capital Partners V SeriesD/APooled Investment FundIndefinite$292,535,000
EDGAR ↗Jul 15, 2016BBH Wealth Strategies Unit Trust - BBH Capital Partners V Sub-TrustD/APooled Investment FundIndefinite$60,230,000
EDGAR ↗Jul 14, 2016BBH Capital Partners V-2 (Cayman)DPooled Investment Fund$600,000,000$8,375,000
EDGAR ↗Jul 14, 2016BBH Capital Partners V-A-1 (Cayman)DPooled Investment Fund$600,000,000$1,000,000
EDGAR ↗May 13, 2016BBH Wealth Strategies, LLC - LBC Credit Partners III USTE SeriesD/APooled Investment FundIndefinite$60,925,000
EDGAR ↗May 12, 2016BBH Wealth Strategies, LLC - Oaktree Opportunities SeriesD/APooled Investment FundIndefinite$70,690,000
EDGAR ↗Apr 29, 20161818 PARTNERS LPD/APooled Investment FundIndefinite$492,545,234
EDGAR ↗Apr 14, 2016BBH Wealth Strategies, LLC - Burgundy Emerging Markets SeriesD/APooled Investment FundIndefinite$370,933,150
EDGAR ↗Apr 14, 2016BBH Wealth Strategies, LLC - Bares Mid/Large Cap SeriesD/APooled Investment FundIndefinite$684,023,583
EDGAR ↗Jan 26, 2016BBH Wealth Strategies, LLC - AltaRock Partners SeriesD/APooled Investment FundIndefinite$390,907,750
EDGAR ↗Nov 12, 2015BBH Wealth Strategies, LLC - REMS Group SeriesD/APooled Investment FundIndefinite$181,325,000
EDGAR ↗Nov 12, 2015BBH Wealth Strategies, LLC - LBC Credit Partners III SeriesD/APooled Investment FundIndefinite$261,200,000
EDGAR ↗Oct 14, 2015BBH Wealth Strategies, LLC - Select Equity SeriesDPooled Investment FundIndefinite$355,778,000
EDGAR ↗Sep 17, 2015BBH Wealth Strategies Unit Trust - Oaktree Opportunities Sub-TrustDPooled Investment FundIndefinite$28,000,000
EDGAR ↗Sep 17, 2015BBH Wealth Strategies Unit Trust - Hitchwood Capital Partners Sub-TrustDPooled Investment FundIndefinite$32,495,000
EDGAR ↗Sep 14, 2015BBH Wealth Strategies, LLC - Hitchwood Capital Partners SeriesDPooled Investment FundIndefinite$119,318,000
EDGAR ↗Sep 14, 2015BBH Wealth Strategies, LLC - Clarkston Capital Partners Small/Mid Cap SeriesDPooled Investment FundIndefinite$47,945,004
EDGAR ↗Aug 14, 2015BBH Capital Partners V-A, L.P.DPooled Investment Fund$25,000,000$12,810,000
EDGAR ↗Aug 14, 2015BBH Capital Partners V, L.P.DPooled Investment Fund$575,000,000$447,015,000
EDGAR ↗Aug 13, 2015BBH Global Funds, LLC - BBH Credit Value SeriesD/APooled Investment FundIndefinite$27,550,000
EDGAR ↗Jul 16, 2015BBH Wealth Strategies, LLC - BBH Capital Partners V SeriesDPooled Investment FundIndefinite$256,110,000
EDGAR ↗Jul 16, 2015BBH Wealth Strategies Unit Trust - BBH Capital Partners V Sub-TrustDPooled Investment FundIndefinite$52,980,000
EDGAR ↗May 14, 2015BBH Wealth Strategies, LLC - LBC Credit Partners III USTE SeriesD/APooled Investment FundIndefinite$60,925,000
EDGAR ↗May 12, 2015BBH Wealth Strategies, LLC - Oaktree Opportunities SeriesDPooled Investment FundIndefinite$70,690,000
EDGAR ↗Apr 30, 20151818 PARTNERS LPD/APooled Investment FundIndefinite$440,695,234
EDGAR ↗Apr 14, 2015BBH Wealth Strategies, LLC - Burgundy Emerging Markets SeriesDPooled Investment FundIndefinite$79,095,000
EDGAR ↗Apr 14, 2015BBH Wealth Strategies, LLC - Bares Mid/Large Cap SeriesDPooled Investment FundIndefinite$114,388,750
EDGAR ↗Jan 26, 2015BBH Wealth Strategies, LLC - AltaRock Partners SeriesDPooled Investment FundIndefinite$39,521,250
EDGAR ↗Dec 12, 2014BBH Wealth Strategies, LLC - REMS Group SeriesDPooled Investment FundIndefinite$36,780,000
EDGAR ↗Nov 26, 2014BBH Wealth Strategies, LLC - LBC Credit Partners III SeriesD/APooled Investment FundIndefinite$201,615,000
EDGAR ↗Aug 13, 2014BBH Global Funds, LLC - BBH Credit Value SeriesD/APooled Investment FundIndefinite$15,000,000
EDGAR ↗Aug 13, 2014BBH Wealth Strategies Unit Trust - Coatue Sub-TrustD/APooled Investment FundIndefinite$154,362,000
EDGAR ↗Jul 9, 2014BBH Wealth Strategies, LLC - Coatue Qualified Partners SeriesD/APooled Investment FundIndefinite$119,167,000
EDGAR ↗May 28, 2014BBH Global Funds, LLC - BBH Credit Value SeriesDPooled Investment FundIndefinite$20,000,000
EDGAR ↗May 14, 2014BBH Wealth Strategies, LLC - LBC Credit Partners III USTE SeriesDPooled Investment FundIndefinite$60,925,000
EDGAR ↗Apr 30, 20141818 PARTNERS LPD/APooled Investment FundIndefinite$440,695,234
EDGAR ↗Nov 26, 2013BBH Wealth Strategies, LLC - LBC Credit Partners III SeriesDPooled Investment FundIndefinite$132,080,000
EDGAR ↗Aug 13, 2013BBH Wealth Strategies Unit Trust - Coatue Sub-TrustDPooled Investment FundIndefinite$19,095,000
EDGAR ↗Jul 9, 2013BBH Wealth Strategies, LLC - Coatue Qualified Partners SeriesDPooled Investment FundIndefinite$47,055,000
EDGAR ↗Jul 1, 2013CPIV BCI Co-Investment LLCDPooled Investment Fund$70,000,000$57,215,000
EDGAR ↗Apr 30, 20131818 PARTNERS LPD/APooled Investment FundIndefinite$440,695,234
EDGAR ↗Apr 30, 20121818 PARTNERS LPD/APooled Investment FundIndefinite$432,080,000
EDGAR ↗Mar 14, 2012BBH Long/Short Equity Fund, LPD/APooled Investment FundIndefinite$244,859,509
EDGAR ↗Mar 14, 2012BBH Long/Short Equity Offshore Fund, Ltd.D/APooled Investment FundIndefinite$90,090,000
EDGAR ↗Nov 4, 2011Brown Brothers Real Estate Trust IIDREITS and Finance$125,000$0
EDGAR ↗Aug 25, 2011BBH Asian Opportunity Fund (Cayman)D/APooled Investment FundIndefinite$46,060,000
EDGAR ↗Aug 25, 2011BBH Asian Opportunity Fund, L.P.D/APooled Investment FundIndefinite$164,790,000
EDGAR ↗May 26, 2011BBH Capital Partners QP IV (Cayman)DOther Banking and Financial Services$300,000,000$0
EDGAR ↗May 26, 2011BBH Capital Partners IV (Cayman)DOther Banking and Financial Services$300,000,000$0
EDGAR ↗May 16, 2011BBH Capital Partners IV, LPD/AOther Banking and Financial Services$300,000,000$0
EDGAR ↗May 16, 2011BBH Capital Partners QP IV, LPD/AOther Banking and Financial Services$300,000,000$0
EDGAR ↗May 13, 2011BBH Capital Partners QP IV, LPDOther Banking and Financial Services$300,000,000$0
EDGAR ↗May 13, 2011BBH Capital Partners IV, LPDOther Banking and Financial Services$300,000,000$0
EDGAR ↗Apr 29, 20111818 PARTNERS LPD/APooled Investment FundIndefinite$79,900,000
EDGAR ↗Mar 24, 2011BBH Real Estate Income Series Fund II, L.P.DPooled Investment Fund$200,000,000$0
EDGAR ↗Mar 24, 2011BBH Real Estate Income Fund II, L.P.DPooled Investment Fund$200,000,000$0
EDGAR ↗Mar 14, 2011BBH Long/Short Equity Fund, LPD/APooled Investment FundIndefinite$9,515,000
EDGAR ↗Mar 14, 2011BBH Long/Short Equity Offshore Fund, Ltd.D/APooled Investment FundIndefinite$6,820,000
EDGAR ↗Aug 25, 2010BBH Asian Opportunity Fund, L.P.D/APooled Investment FundIndefinite$145,759,800
EDGAR ↗Aug 25, 2010BBH Asian Opportunity Fund (Cayman)D/APooled Investment FundIndefinite$128,511,000
EDGAR ↗May 6, 20101818 PARTNERS LPD/APooled Investment FundIndefinite$227,184,649
EDGAR ↗Mar 31, 20101818 PARTNERS LPD/APooled Investment FundIndefinite$227,184,649
EDGAR ↗Mar 12, 2010BBH Long/Short Equity Offshore Fund, Ltd.D/APooled Investment FundIndefinite$61,920,500
EDGAR ↗Mar 12, 2010BBH Long/Short Equity Fund, LPD/APooled Investment FundIndefinite$151,005,100
EDGAR ↗Jan 4, 2010Tower Ventures REIT, Inc.DREITS and Finance$125,000$107,000
EDGAR ↗Aug 26, 2009BBH Asian Opportunity Fund, L.P.D/APooled Investment FundIndefinite$143,272,800
EDGAR ↗Mar 16, 2009BBH Asian Opportunity Fund (Cayman)D/APooled Investment FundIndefinite$126,823,000
EDGAR ↗Mar 16, 2009BBH Asian Opportunity Fund, L.P.D/APooled Investment FundIndefinite$141,859,800
EDGAR ↗Mar 16, 2009BBH Long/Short Equity Offshore Fund, Ltd.D/APooled Investment FundIndefinite$137,575,500
EDGAR ↗Mar 16, 2009BBH Long/Short Equity Fund, LPD/APooled Investment FundIndefinite$135,717,100

Activity: 16 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Aug 13, 2026. Industry history, as reported on each offering's latest filing: Previous offerings: Pooled Investment Fund (2009), REITS and Finance (2010), Pooled Investment Fund (2010–2011), Other Banking and Financial Services (2011), REITS and Finance (2011), Pooled Investment Fund (2013–2018), Other (2019), Pooled Investment Fund (2019), Other (2019), Pooled Investment Fund (2019), REITS and Finance (2019–2020), Other (2020), Pooled Investment Fund (2020), Insurance (2020), Pooled Investment Fund (2020–2021), Other (2021), Pooled Investment Fund (2021), Telecommunications (2022), REITS and Finance (2022). Latest offering: Pooled Investment Fund (2022–2026; most recent Aug 13, 2026).

People across the group

NameRolesIssuers hereFirst → last listed
BB Brown Brothers Harriman & Co. entityExecutive Officer, Director, Promoter91Mar 31, 2010 → Aug 13, 2026
WG William S. GrantExecutive Officer28Aug 12, 2019 → Sep 10, 2024
CB Christian BrunetExecutive Officer24Dec 12, 2014 → Jul 2, 2026
AK Amy KirkpatrickExecutive Officer23Oct 8, 2024 → Aug 13, 2026
BB Brown Brothers Harriman Trust Company (Cayman) Limited entityExecutive Officer19Sep 17, 2015 → Aug 13, 2026
MB Michael A. BoylanExecutive Officer, Director17Jan 4, 2010 → Oct 9, 2025
JP Jean Pierre PaquinExecutive Officer, Director14May 13, 2011 → Dec 8, 2023
JM Jeffrey MeskinExecutive Officer, Director11Jan 4, 2010 → Nov 6, 2020
DG Daniel GreifenkampExecutive Officer, Director9Jun 18, 2020 → Jun 10, 2026
ML Martin S. LevineExecutive Officer, Director9Mar 24, 2011 → Jan 21, 2022
RK Radford W. KlotzDirector, Executive Officer9Mar 24, 2011 → Oct 12, 2018
DM Denis MolleurExecutive Officer8Mar 24, 2011 → Jan 13, 2020
BB Brown Brothers Harriman Credit Partners, LLC entityExecutive Officer7Feb 13, 2026 → Jun 10, 2026
BP BBH Private Capital Management VII, LLC entityExecutive Officer7May 31, 2024 → Oct 9, 2025
JL Jeffrey LibshutzDirector, Executive Officer7Jan 4, 2010 → Jan 13, 2025
CS Charles H. SchreiberExecutive Officer, Director6Nov 4, 2011 → Jan 21, 2022
PH Patrick HeffernanExecutive Officer, Director6Oct 12, 2018 → Jan 21, 2022
LC Lee ChaikinDirector, Executive Officer6Jan 4, 2010 → Aug 17, 2021
TK Tom KrugerExecutive Officer5Mar 8, 2024 → Jul 2, 2026
MH Matthew HeffernanExecutive Officer5Nov 6, 2020 → May 11, 2021
MJ Mark W. JohnsonDirector, Executive Officer5Mar 16, 2009 → Mar 14, 2012
JN John A. NielsenDirector, Executive Officer5Mar 16, 2009 → Nov 4, 2011
CG Christopher GioiaExecutive Officer4Feb 1, 2019 → Feb 4, 2020
BL Bradley M LangerExecutive Officer4Aug 14, 2015 → Jul 14, 2016
JC Jeffrey ClarkeExecutive Officer4Aug 14, 2015 → Jul 14, 2016
RY Richard YehExecutive Officer4Aug 14, 2015 → Jul 14, 2016
IP Ivan A PradaExecutive Officer4Aug 14, 2015 → Jul 14, 2016
CI Charles O. IzardExecutive Officer4Jul 9, 2013 → Nov 26, 2014
RG Robert R GouldDirector, Executive Officer4Mar 16, 2009 → Aug 25, 2010
JH John HassDirector, Executive Officer4Mar 16, 2009 → Aug 26, 2009
AH Andrew HoltExecutive Officer3Feb 1, 2019 → May 29, 2019
JS Jeffrey A. SchoenfeldDirector, Executive Officer3Aug 25, 2010 → Aug 13, 2018
KT Kruger TomExecutive Officer2Aug 7, 2023 → Oct 9, 2024
SB S. Brown Brothers Harriman & Co. entityExecutive Officer2Feb 21, 2023 → Jun 12, 2024
BP BBH Private Capital Management VI, LLC entityExecutive Officer2Nov 6, 2020 → Nov 6, 2020
BP BBH Private Capital Management IV, LLC entityExecutive Officer2Jul 1, 2013 → Sep 7, 2017
BC BBH Capital Management V, LLC entityExecutive Officer2May 8, 2017 → May 8, 2017
PT Petros L TsirigotisDirector, Executive Officer2Aug 25, 2011 → Aug 25, 2011
GS Gregory S. SteierDirector, Executive Officer2Mar 14, 2011 → Mar 14, 2011
LT Lawrence C. TuckerExecutive Officer2Mar 16, 2009 → Mar 16, 2009
BH Brothers Harriman Credit Partners, LLC entityExecutive Officer1Feb 13, 2026 → Feb 13, 2026
BB Brown Brothers Harriman Trust Company (Cayman) Limited entityExecutive Officer1Dec 30, 2025 → Dec 30, 2025
BC BBH&Co. entityExecutive Officer1Oct 14, 2025 → Oct 14, 2025
DG Dan GreifenkampExecutive Officer1Apr 29, 2024 → Apr 29, 2025
EG Evan GrayerExecutive Officer1Jan 19, 2022 → Jan 13, 2025
JP JP PaquinExecutive Officer1Apr 30, 2021 → Apr 28, 2023
SW Steven A. Werber Jr.Executive Officer1Apr 30, 2021 → Apr 28, 2023
SB S. Brown Brothers Harriman Trust Company (Cayman) Limited entityExecutive Officer1Feb 21, 2023 → Feb 21, 2023
BE BBHRE EV Associates I, LLC entityExecutive Officer1Dec 3, 2021 → Dec 3, 2021
GO GCCK Ventures LLC c/oExecutive Officer1Mar 19, 2021 → Mar 19, 2021
DJ David Bowlin (Junior)Director1Jul 21, 2020 → Jul 21, 2020
DS David Leslie Bowlin (Senior)Director1Jul 21, 2020 → Jul 21, 2020
RK Robert Patrick KruczekDirector1Jul 21, 2020 → Jul 21, 2020
GE George Douglas EdwardsDirector1Jul 21, 2020 → Jul 21, 2020
BM BBHTF2 Management LLC entityPromoter1Jun 18, 2020 → Jun 18, 2020
TH Timothy E. HartchExecutive Officer1Mar 31, 2010 → Apr 30, 2020
BP BBH Private Capital Management V, LLC entityExecutive Officer1Mar 16, 2020 → Mar 16, 2020
BR BBH Real Estate Associates III, LLC entityExecutive Officer1Oct 12, 2018 → Oct 12, 2018
DH Donald HardieExecutive Officer1Mar 13, 2018 → Mar 13, 2018
AH Andrew HoferExecutive Officer1May 28, 2014 → Aug 11, 2017

Business registration (state registry / Secretary of State)

3 of 30 issuers (first 30 of 127 issuers checked; each issuer page has its own record) have a matched state registry record — records by status: active 3.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

BROWN BROTHERS HARRIMAN CREDIT PARTNERS, LLC — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Sep 8, 2025 · SEC file 801-134310 · Main office: NEW YORK, NY · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $57,433,331,059 as reported on Form ADV filed Apr 30, 2026 (Item 5.F(2)(c)) · 75 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): www.bbh.com/us/en.html ↗

Item 11 disclosure questions as answered on Form ADV filed Apr 30, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, business address on Form ADV = address on Form D · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

BROWN BROTHERS HARRIMAN MUTUAL FUND ADVISORY DEPARTMENT (legal name: BROWN BROTHERS HARRIMAN & CO.) — SEC-registered investment adviser · SEC registration status as reported: “Approved” since May 30, 2001 · SEC file 801-60256 · Main office: NEW YORK, NY · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $7,152,290,266 as reported on Form ADV filed Mar 30, 2026 (Item 5.F(2)(c)) · 7 accounts (Item 5.F(2)(f))

Item 11 disclosure questions as answered on Form ADV filed Mar 30, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser legal name, same state (NY), issuer filed in E9 · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Bbh Wealth as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Bbh Wealth's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #58,004 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

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