Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:20 AM ET

Sponsor Check › Sponsor group

Arrow

One sponsor team, 2 deal companies · Glens Falls, NY

Grouped because: 1 shared person, similar issuer names (2) (automatic match from the filings) · not the same sponsor?

2deal companies

$3.03Mreported sold

1investors

2Form D filings

2011–2026active

1new, last 12 mo

Follow this sponsor group Look further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Oct 13, 2026 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Arrow is a sponsor group of 2 issuers that PartnerFacts links to one sponsor (shared people, similar issuer names; automatic match from the filings), filing 2 Form D filings between Feb 2011 and Oct 2026.

What this means One team, 2 deal companies, about 15 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $3.03M to 1 investor (latest filing per issuer). Industries as reported: Commercial Banking (1), REITS and Finance (1). Issuers are based in NY (2).

What this means $3.03M raised across the group, about $3.03M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: David S. DeMarco (2 issuers, executive officer and director), Andrew Wise (1 issuer, executive officer and director), David G. Kruczlnicki (1 issuer, director), David L. Moynehan (1 issuer, director), Elizabeth O'C Little (1 issuer, director) and 12 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 1 new offering in the last 12 months; latest filing Oct 13, 2026.

What this means still raising money this year.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA), property records (NYC, FL, IL and TX counties) — 34 court cases matching the name, 15 bankruptcy cases matching the name listed in Key records below.

What this means 49 records came back, including 2 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for Arrow and found 2 differences: No amendment in the last 12 months on an offering that may still be open; Issuer used a different name before.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Arrow has not run yet — it is joining a line of 13,499 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

34 cases: 2 open, 3 closed (disposition not in docket feed), 24 dismissed, 5 judgment

Ford Motor Company v. Quill and Arrow LLP open matched at sponsor-group level (Arrow)

District Court, C.D. California · No. 2:26-cv-06614 · Filed Jun 18, 2026 · Nature of suit: 370 Other Fraud · Cause: 28:1332 Diversity-Fraud

Role of Arrow LLP: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

exact company name; name has one distinctive word; court in CA (not the issuer's state)

LEAR v. ARROW INC open matched at sponsor-group level (Arrow)

District Court, M.D. Georgia · No. 5:26-cv-00144 · Filed Apr 17, 2026

Role of ARROW INC: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

exact company name; name has one distinctive word; court in GA (not the issuer's state)

Ashe v. Arrow Financial Corporation closed

District Court, N.D. New York · No. 1:23-cv-00764 · Filed Jun 23, 2023 · Closed Feb 13, 2025 · Nature of suit: 850 Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act

Role of Arrow Financial Corporation: Defendant · Outcome: Terminated 2025-02-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

exact company name; name has one distinctive word; court in the issuer's state (NY)

Krieger v. Arrow Financial LLC dismissed

District Court, D. Arizona · No. 2:11-cv-02004 · Filed Oct 14, 2011 · Closed Dec 22, 2011 · Nature of suit: 480 Other Statutes: Consumer Credit · Cause: 15:1692 Fair Debt Collection Act

Role of Arrow Financial LLC: Defendant · Outcome: Terminated 2011-12-22 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

exact company name; name has one distinctive word; court in AZ (not the issuer's state); different legal form (llc vs corp)

Butler v. Arrow Financial LLC dismissed

District Court, D. Arizona · No. 2:10-cv-01978 · Filed Sep 14, 2010 · Closed Oct 22, 2010 · Nature of suit: 890 Other statutory actions

Role of Arrow Financial LLC: Defendant · Outcome: Terminated 2010-10-22 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

exact company name; name has one distinctive word; court in AZ (not the issuer's state); different legal form (llc vs corp)

Arrow, Inc. v. City of Duluth, Georgia dismissed matched at sponsor-group level (Arrow)

District Court, N.D. Georgia · No. 1:06-cv-03071 · Filed Dec 19, 2006 · Closed Jan 17, 2007 · Nature of suit: 410 Antitrust

Role of Arrow, Inc.: Plaintiff · Outcome: Terminated 2007-01-17 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

exact company name; name has one distinctive word; court in GA (not the issuer's state)

Angueira v. Arrow Financial dismissed

District Court, S.D. Florida · No. 1:06-cv-20391 · Filed Feb 15, 2006 · Closed Oct 17, 2006 · Nature of suit: 890 Other statutory actions

Role of Arrow Financial: Defendant · Outcome: Terminated 2006-10-17 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

exact company name; name has one distinctive word; court in FL (not the issuer's state)

Arrow Financial Corporation v. United States Department of Justice, Bureau of Alcohol, Tobacco, Firearms and Explosives dismissed

District Court, E.D. North Carolina · No. 5:06-cv-00075 · Filed Feb 3, 2006 · Closed Jan 25, 2007 · Nature of suit: 890 Other statutory actions

Role of Arrow Financial Corporation: Plaintiff · Outcome: Terminated 2007-01-25 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗

exact company name; name has one distinctive word; court in NC (not the issuer's state)

ONeal v. Arrow Financial dismissed

District Court, S.D. California · No. 3:06-cv-00174 · Filed Jan 26, 2006 · Closed May 23, 2006 · Nature of suit: 890 Other statutory actions

Role of Arrow Financial: Defendant · Outcome: Terminated 2006-05-23 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

exact company name; name has one distinctive word; court in CA (not the issuer's state)

O'Neal v. Arrow Financial dismissed

District Court, S.D. California · No. 3:06-cv-00175 · Filed Jan 26, 2006 · Closed May 18, 2006 · Nature of suit: 890 Other statutory actions

Role of Arrow Financial: Defendant · Outcome: Terminated 2006-05-18 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

exact company name; name has one distinctive word; court in CA (not the issuer's state)

Gonzales v. Arrow Financial judgment

District Court, S.D. California · No. 3:05-cv-00171 · Filed Jan 28, 2005 · Closed Mar 9, 2009 · Nature of suit: 890 Other statutory actions

Role of Arrow Financial: Defendant · Outcome: Terminated 2009-03-09 — FJC Integrated Database disposition: Judgment on jury verdict; judgment for plaintiff Docket on CourtListener ↗

exact company name; name has one distinctive word; court in CA (not the issuer's state)

Watkins v. Arrow Financial dismissed

District Court, E.D. Virginia · No. 3:04-cv-00910 · Filed Dec 10, 2004 · Closed Nov 28, 2005 · Nature of suit: 890 Other statutory actions

Role of Arrow Financial: Defendant · Outcome: Terminated 2005-11-28 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

exact company name; name has one distinctive word; court in VA (not the issuer's state)

Querdibitty v. Arrow Financial dismissed

District Court, E.D. Virginia · No. 1:04-cv-00751 · Filed Jun 30, 2004 · Closed Nov 24, 2004 · Nature of suit: 890 Other statutory actions

Role of Arrow Financial: Defendant · Outcome: Terminated 2004-11-24 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

exact company name; name has one distinctive word; court in VA (not the issuer's state)

Childs v. Arrow Financial dismissed

District Court, S.D. Florida · No. 0:04-cv-60670 · Filed May 21, 2004 · Closed May 23, 2005 · Nature of suit: 890 Other statutory actions

Role of Arrow Financial: Defendant · Outcome: Terminated 2005-05-23 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

exact company name; name has one distinctive word; court in FL (not the issuer's state)

Comer v. Arrow Financial dismissed

District Court, E.D. Virginia · No. 3:03-cv-00924 · Filed Nov 5, 2003 · Closed Jan 23, 2004 · Nature of suit: 890 Other statutory actions

Role of Arrow Financial: Defendant · Outcome: Terminated 2004-01-23 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗

exact company name; name has one distinctive word; court in VA (not the issuer's state)

Fenelon v. Arrow Financial dismissed

District Court, D. Minnesota · No. 0:03-cv-03482 · Filed Jun 20, 2003 · Closed Sep 11, 2003 · Nature of suit: 371 Truth in lending

Role of Arrow Financial: Defendant · Outcome: Terminated 2003-09-11 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

exact company name; name has one distinctive word; court in MN (not the issuer's state)

Newman v. Arrow Financial dismissed

District Court, E.D. Virginia · No. 4:03-cv-00056 · Filed Apr 22, 2003 · Closed Jan 6, 2004 · Nature of suit: 890 Other statutory actions

Role of Arrow Financial: Defendant · Outcome: Terminated 2004-01-06 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

exact company name; name has one distinctive word; court in VA (not the issuer's state)

Suttles v. Arrow Financial dismissed

District Court, N.D. Georgia · No. 1:03-cv-00075 · Filed Jan 9, 2003 · Closed Sep 19, 2003 · Nature of suit: 890 Other statutory actions

Role of Arrow Financial: Defendant · Outcome: Terminated 2003-09-19 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

exact company name; name has one distinctive word; court in GA (not the issuer's state)

Angueira v. Arrow Financial dismissed

District Court, S.D. Florida · No. 1:02-cv-23441 · Filed Nov 27, 2002 · Closed Apr 30, 2003 · Nature of suit: 890 Other statutory actions

Role of Arrow Financial: Defendant · Outcome: Terminated 2003-04-30 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

exact company name; name has one distinctive word; court in FL (not the issuer's state)

Carroll v. Arrow Financial dismissed

District Court, D. Minnesota · No. 0:02-cv-03610 · Filed Sep 11, 2002 · Closed Nov 21, 2002 · Nature of suit: 370 Other fraud

Role of Arrow Financial: Defendant · Outcome: Terminated 2002-11-21 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

exact company name; name has one distinctive word; court in MN (not the issuer's state)

Fabio v. Arrow Financial dismissed

District Court, D. Minnesota · No. 0:02-cv-01089 · Filed May 22, 2002 · Closed Sep 11, 2002 · Nature of suit: 370 Other fraud

Role of Arrow Financial: Defendant · Outcome: Terminated 2002-09-11 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

exact company name; name has one distinctive word; court in MN (not the issuer's state)

Chavez v. Arrow Financial dismissed

District Court, D. New Mexico · No. 6:01-cv-00573 · Filed May 21, 2001 · Closed Jan 30, 2002 · Nature of suit: 890 Other statutory actions

Role of Arrow Financial: Defendant · Outcome: Terminated 2002-01-30 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

exact company name; name has one distinctive word; court in NM (not the issuer's state)

Sheinkerman v. Arrow Financial closed

District Court, S.D. Florida · No. 1:01-cv-01331 · Filed Apr 2, 2001 · Closed Apr 30, 2001 · Nature of suit: 190 Other contract actions

Role of Arrow Financial: Defendant · Outcome: Terminated 2001-04-30 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗

exact company name; name has one distinctive word; court in FL (not the issuer's state)

Sawyer v. Arrow Financial dismissed

District Court, D. Minnesota · No. 0:00-cv-02650 · Filed Dec 6, 2000 · Closed Feb 13, 2001 · Nature of suit: 370 Other fraud

Role of Arrow Financial: Defendant · Outcome: Terminated 2001-02-13 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

exact company name; name has one distinctive word; court in MN (not the issuer's state)

Reinke v. Arrow Financial dismissed

District Court, D. Minnesota · No. 0:00-cv-02612 · Filed Nov 29, 2000 · Closed Feb 12, 2001 · Nature of suit: 370 Other fraud

Role of Arrow Financial: Defendant · Outcome: Terminated 2001-02-12 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

exact company name; name has one distinctive word; court in MN (not the issuer's state)

Richardson v. Arrow Financial closed

District Court, D. Maryland · No. 1:99-cv-03436 · Filed Nov 10, 1999 · Closed Nov 22, 1999 · Nature of suit: 890 Other statutory actions

Role of Arrow Financial: Defendant · Outcome: Terminated 1999-11-22 — FJC Integrated Database disposition: Transfer to another district Docket on CourtListener ↗

exact company name; name has one distinctive word; court in MD (not the issuer's state)

Tasker v. Arrow Financial LLC dismissed

District Court, W.D. New York · No. 1:99-cv-00666 · Filed Sep 20, 1999 · Closed Nov 3, 1999 · Nature of suit: 450 Interstate commerce

Role of Arrow Financial LLC: Defendant · Outcome: Terminated 1999-11-03 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

exact company name; name has one distinctive word; court in the issuer's state (NY); different legal form (llc vs corp)

Med Max Inc v. Arrow Corp dismissed matched at sponsor-group level (Arrow)

District Court, E.D. Michigan · No. 2:98-cv-73248 · Filed Jul 27, 1998 · Closed Nov 20, 1998 · Nature of suit: 190 Other contract actions

Role of Arrow Corp: Defendant · Outcome: Terminated 1998-11-20 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

exact company name; name has one distinctive word; court in MI (not the issuer's state)

MARTIN PROCESS CO. v. ARROW COMPANY dismissed matched at sponsor-group level (Arrow)

District Court, D. New Jersey · No. 2:95-cv-00431 · Filed Jan 27, 1995 · Closed Jul 12, 1995 · Nature of suit: 190 Other contract actions

Role of ARROW COMPANY: Defendant · Outcome: Terminated 1995-07-12 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

exact company name; name has one distinctive word; court in NJ (not the issuer's state); filed 1995, first Form D 2011

Arrow Corp. v. Northeast Pharmacy dismissed matched at sponsor-group level (Arrow)

District Court, D. Connecticut · No. 3:93-cv-02368 · Filed Nov 29, 1993 · Closed Sep 1, 1994 · Nature of suit: 410 Antitrust

Role of Arrow Corp.: Plaintiff · Outcome: Terminated 1994-09-01 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

exact company name; name has one distinctive word; court in CT (not the issuer's state); filed 1993, first Form D 2011

Beaulieu v. Arrow Financial Corp judgment

District Court, D. Vermont · No. 2:93-cv-00176 · Filed Jun 10, 1993 · Closed Jan 5, 1995 · Nature of suit: 190 Other contract actions

Role of Arrow Financial Corp: Defendant · Outcome: Terminated 1995-01-05 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗

exact company name; name has one distinctive word; court in VT (not the issuer's state); filed 1993, first Form D 2011

Bricklayers Pen Trst v. Arrow Corp judgment matched at sponsor-group level (Arrow)

District Court, E.D. Michigan · No. 2:92-cv-77333 · Filed Dec 30, 1992 · Closed Nov 10, 1993 · Nature of suit: 791 Employee Retirement Income Security Act

Role of Arrow Corp: Defendant · Outcome: Terminated 1993-11-10 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗

exact company name; name has one distinctive word; court in MI (not the issuer's state); filed 1992, first Form D 2011

Grimes v. Arrow Company judgment matched at sponsor-group level (Arrow)

District Court, E.D. Wisconsin · No. 2:91-cv-00237 · Filed Mar 11, 1991 · Closed Feb 27, 1992 · Nature of suit: 791 Employee Retirement Income Security Act

Role of Arrow Company: Defendant · Outcome: Terminated 1992-02-27 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗

exact company name; name has one distinctive word; court in WI (not the issuer's state); filed 1991, first Form D 2011

BLAND CO v. ARROW INC judgment matched at sponsor-group level (Arrow)

District Court, N.D. Ohio · No. · Filed Sep 7, 1988 · Closed Apr 5, 1989 · Nature of suit: 190 Other contract actions

Role of ARROW INC: Defendant · Outcome: Terminated 1989-04-05 — FJC Integrated Database disposition: Judgment on default; judgment for defendant Docket on CourtListener ↗

exact company name; name has one distinctive word; court in OH (not the issuer's state); filed 1988, first Form D 2011

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Arrow..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

15 cases: 15 closed (disposition not in docket feed)

Davis v. Arrow Financial Company closed

United States Bankruptcy Court, E.D. Missouri · No. 12-04102 · Filed Mar 31, 2012 · Closed Aug 22, 2012

Role of Arrow Financial Company: Defendant · Outcome: Case closed 2012-08-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

exact company name; name has one distinctive word; court in MO (not the issuer's state)

Meininger v. Arrow Financial closed

United States Bankruptcy Court, M.D. Florida · No. 8:09-ap-00610 · Filed Aug 28, 2009 · Closed Jun 23, 2011

Role of Arrow Financial: Defendant · Outcome: Case closed 2011-06-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

exact company name; name has one distinctive word; court in FL (not the issuer's state)

Bash v. Arrow Financial closed

United States Bankruptcy Court, N.D. Ohio · No. 08-01178 · Filed Jun 17, 2008 · Closed Sep 2, 2008

Role of Arrow Financial: Defendant · Outcome: Case closed 2008-09-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

exact company name; name has one distinctive word; court in OH (not the issuer's state)

Olli v. Arrow Financial closed

United States Bankruptcy Court, W.D. Michigan · No. 07-99002 · Filed Jan 3, 2007 · Closed May 3, 2007

Role of Arrow Financial: Defendant · Outcome: Case closed 2007-05-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

exact company name; name has one distinctive word; court in MI (not the issuer's state)

Olden v. Arrow Financial closed

United States Bankruptcy Court, W.D. Tennessee · No. 05-00194 · Filed Apr 11, 2005 · Closed Oct 19, 2005

Role of Arrow Financial: Defendant · Outcome: Case closed 2005-10-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

exact company name; name has one distinctive word; court in TN (not the issuer's state)

Walker v. Arrow Financial closed

United States Bankruptcy Court, S.D. Georgia · No. 04-04124 · Filed Dec 3, 2004 · Closed May 18, 2005

Role of Arrow Financial: Defendant · Outcome: Case closed 2005-05-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

exact company name; name has one distinctive word; court in GA (not the issuer's state)

WALKER, TRUESDELL & ASSOCIATES, as Plan Administra v. ARROW INC. closed matched at sponsor-group level (Arrow)

United States Bankruptcy Court, D. Delaware · No. 04-54187 · Filed Jul 20, 2004 · Closed May 6, 2005

Role of ARROW INC.: Defendant · Outcome: Case closed 2005-05-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

exact company name; name has one distinctive word; court in DE (not the issuer's state)

McCray v. Arrow Financial closed

United States Bankruptcy Court, W.D. Tennessee · No. 02-00206 · Filed Mar 4, 2002 · Closed Jul 5, 2002

Role of Arrow Financial: Defendant · Outcome: Case closed 2002-07-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

exact company name; name has one distinctive word; court in TN (not the issuer's state)

McCray v. Arrow Financial closed

United States Bankruptcy Court, W.D. Tennessee · No. 02-00186 · Filed Feb 27, 2002 · Closed Jul 5, 2002

Role of Arrow Financial: Defendant · Outcome: Case closed 2002-07-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

exact company name; name has one distinctive word; court in TN (not the issuer's state)

McCray v. Arrow Financial closed

United States Bankruptcy Court, W.D. Tennessee · No. 02-00174 · Filed Feb 21, 2002 · Closed Jul 5, 2002

Role of Arrow Financial: Defendant · Outcome: Case closed 2002-07-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

exact company name; name has one distinctive word; court in TN (not the issuer's state)

Barnes v. Arrow Financial (CT Corp.,Agent) closed

United States Bankruptcy Court, W.D. Tennessee · No. 01-00127 · Filed Feb 9, 2001 · Closed Apr 18, 2001

Role of Arrow Financial: Defendant · Outcome: Case closed 2001-04-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

exact company name; name has one distinctive word; court in TN (not the issuer's state)

Bell Microproducts v. Cosen-A Gates/arrow Company closed matched at sponsor-group level (Arrow)

United States Bankruptcy Court, C.D. California · No. 8:01-ap-01008 · Filed Jan 10, 2001 · Closed Apr 26, 2001

Role of arrow Company: Defendant · Outcome: Case closed 2001-04-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

exact company name; name has one distinctive word; court in CA (not the issuer's state)

Arrow Company Inc. closed matched at sponsor-group level (Arrow)

United States Bankruptcy Court, W.D. Missouri · No. 00-30249 · Filed Mar 20, 2000 · Closed Dec 10, 2001

Role of Arrow Company Inc.: Debtor · Outcome: Case closed 2001-12-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

exact company name; name has one distinctive word; court in MO (not the issuer's state)

Slone v. Arrow Financial Corp. closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 92-02518 · Filed Nov 16, 1992 · Closed Jul 20, 1993

Role of Arrow Financial Corp.: Defendant · Outcome: Case closed 1993-07-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

exact company name; name has one distinctive word; court in PA (not the issuer's state); filed 1992, first Form D 2011

ARROW, INC. closed matched at sponsor-group level (Arrow)

United States Bankruptcy Court, D. Montana · No. 87-40373 · Filed May 29, 1987 · Closed Oct 18, 1988

Role of ARROW, INC.: Debtor · Outcome: Case closed 1988-10-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

exact company name; name has one distinctive word; court in MT (not the issuer's state); filed 1987, first Form D 2011

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

2 differences found between the filings for Arrow (compared 2 filings on Oct 24, 2026)

Note · Jan 31, 2011 – Feb 14, 2011

No amendment in the last 12 months on an offering that may still be open — ARROW FINANCIAL CORP (latest filing Feb 14, 2011)

The latest filing for this offering is dated Feb 14, 2011 (first sale Jan 31, 2011). It reports $3,025,011 sold of $3,299,257 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Feb 14, 2011 ↗ARROW FINANCIAL CORP — PartnerFacts page ↗

Sources

Form D · Feb 14, 2011 ↗ (Feb 14, 2011)
ARROW FINANCIAL CORP — PartnerFacts page ↗ (Feb 14, 2011)

Note · Feb 14, 2011

Issuer used a different name before — ARROW FINANCIAL CORP

SEC records list prior names for this filer: ARROW BANK CORP. The current name on file is "ARROW FINANCIAL CORP".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

EDGAR filer page ↗ARROW FINANCIAL CORP — PartnerFacts page ↗

Sources

EDGAR filer page ↗ (Feb 14, 2011)
ARROW FINANCIAL CORP — PartnerFacts page ↗ (Feb 14, 2011)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 2 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Oct 13, 2026 D ARROW PROPERTIES INC /NY File 021-600927	$0	$0	$0	None listed on this filing	EDGAR ↗
Feb 14, 2011 D ARROW FINANCIAL CORP File 021-155326	$0	$0	$0 Not applicable	Not Applicable no CRD number reported	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 2 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 23, 2026, 8:59 PM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Arrow in the sources searched.

Not found in sources searched as of Oct 23, 2026, 8:59 PM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Florida DOR NAL roll (Hillsborough 39) roll year 2026 — loaded Oct 23, 2026, 8:54 PM ET; Florida DOR NAL roll (Dade 23) roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Hillsborough County FL (recorded documents from Oct 14, 2026 forward; ownership from FL DOR roll 2026); Cook County IL (assessor ownership and deed/sale records, looked up per issuer when its page is viewed); Harris County TX and Dallas County TX (assessor ownership rolls only, 2026 roll; no deed, mortgage or sale records); Miami-Dade County FL (ownership from FL DOR roll only; Clerk recorded documents not covered). Recorder indexes for TX, AZ, IL and WA counties, mortgages and liens outside NYC and FL, lis pendens and foreclosure notices everywhere, Miami-Dade County FL recorded documents, Maricopa County AZ, King County WA, Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Dade 23) Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Hillsborough 39) Oct 23, 2026, 8:54 PM ET. NYC and Cook County are looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

Source	Issuer	Linked by	Location	Industry	Filings	Sold (max)	Investors	Min. investment (latest filing)	Active
EDGAR ↗	AF ARROW FINANCIAL CORP	shared people, similar issuer names	GLENS FALLS, NY	Commercial Banking	1	$3,025,011	1	$3,025,011	2011–2011
EDGAR ↗	AP ARROW PROPERTIES INC /NY	shared people, similar issuer names	GLENS FALLS, NY	REITS and Finance	1	$0 offering $9,000 · similar: $125,000–$125,000	0 similar: 124–125	$500 similar: $1,000–$1,000	2026–2026

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

Source	Filed	Issuer	Form	Industry	Offered	Sold
EDGAR ↗	Oct 13, 2026	ARROW PROPERTIES INC /NY	D	REITS and Finance	$9,000	$0
EDGAR ↗	Feb 14, 2011	ARROW FINANCIAL CORP	D	Commercial Banking	$3,299,257	$3,025,011

Activity: 1 new offering in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Oct 13, 2026. Industry history, as reported on each offering's latest filing: Previous offerings: Commercial Banking (2011). Latest offering: REITS and Finance (Oct 13, 2026).

People across the group

Name	Roles	Issuers here	First → last listed
DD David S. DeMarco	Executive Officer, Director	2	Feb 14, 2011 → Oct 13, 2026
AW Andrew Wise	Executive Officer, Director	1	Oct 13, 2026 → Oct 13, 2026
PI Penko Ivanov	Executive Officer, Director	1	Oct 13, 2026 → Oct 13, 2026
DM David L. Moynehan	Director	1	Feb 14, 2011 → Feb 14, 2011
RC Raymond F. O'Conor	Executive Officer	1	Feb 14, 2011 → Feb 14, 2011
GD Gary C. Dake	Director	1	Feb 14, 2011 → Feb 14, 2011
DK David G. Kruczlnicki	Director	1	Feb 14, 2011 → Feb 14, 2011
TG Terry R. Goodemote	Executive Officer	1	Feb 14, 2011 → Feb 14, 2011
JC John J. Carusone, Jr.	Director	1	Feb 14, 2011 → Feb 14, 2011
RD Richard Reisman, D.M.D.	Director	1	Feb 14, 2011 → Feb 14, 2011
TH Thomas L. Hoy	Executive Officer, Director	1	Feb 14, 2011 → Feb 14, 2011
HC Herbert O. Carpenter	Director	1	Feb 14, 2011 → Feb 14, 2011
MF Mary-Elizabeth T. FitzGerald	Director	1	Feb 14, 2011 → Feb 14, 2011
EL Elizabeth O'C Little	Director	1	Feb 14, 2011 → Feb 14, 2011
MC Michael B. Clark	Director	1	Feb 14, 2011 → Feb 14, 2011
JM John J. Murphy	Director	1	Feb 14, 2011 → Feb 14, 2011
TM Thomas J. Murphy	Executive Officer	1	Feb 14, 2011 → Feb 14, 2011

Adviser registration (Form ADV)

Searched SEC Form ADV bulk data (registered + exempt reporting advisers) (24,962 records as of Oct 2, 2026, 8:00 AM ET) — nothing matched Arrow.

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Arrow as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Arrow's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #355,664 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Export this report as PDF · Premium

Request diligence pack (Premium) PartnerFacts asks the sponsor for the standard information pack and delivers it to you labelled "provided by the sponsor".

Change history

No corrections have been requested for this page.

Request a correction

Free. Covers the grouping itself or any record shown here. Logged with status: received → under review → fixed / confirmed with source.

Sponsor response

Add a sourced explanation next to any fact. Reviewed before publishing.

Grouping is PartnerFacts' inference from public filings (shared related persons, management entities, business address). Everything else on this page is drawn from the filings themselves. Not the same sponsor? Request a correction.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (outside the US (as filed: GLENS FALLS), NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Arrow

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

No amendment in the last 12 months on an offering that may still be open — ARROW FINANCIAL CORP (latest filing Feb 14, 2011)

Issuer used a different name before — ARROW FINANCIAL CORP

5. Money to insiders

Issuers in this group

Timeline of offerings

People across the group

Adviser registration (Form ADV)

Meta advertising

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Change history

Request a correction

Sponsor response

Look further

Social and web

Courts

Securities regulators

Business registries