Alphaflow is a sponsor group of 5 issuers that PartnerFacts links to one sponsor (shared people, similar issuer names, shared management entity; automatic match from the filings), filing 21 Form D filings between Aug 2015 and Nov 2020.
What this means One team, 5 deal companies, about 5 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.
Combined reported sold: $51.5M to 637 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (4), Other Technology (1). Issuers are based in CA (5).
What this means $51.5M raised across the group, about $81K per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.
Principal people: Ray Sturm (5 issuers, executive officer, director, and promoter), AlphaFlow, Inc. (3 issuers, executive officer, entity), AlphaFlow Diversification GP 2, LLC (1 issuer, executive officer, entity), AlphaFlow GP 1, LLC (1 issuer, executive officer, entity), GP 3, LLC AlphaFlow Diversification (1 issuer, executive officer) and 1 more.
What this means The person on the most companies is usually the one running the show; their page lists every deal.
Activity: 0 new offerings in the last 12 months; latest filing Nov 24, 2020.
What this means No new raise filed in the past year.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 2 bankruptcy cases matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 21 public filings for Alphaflow and found 14 differences, 3 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.