PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 8:04 AM ET

Sponsor Check › Sponsor group

AA

Alpha Annex

One sponsor team, 3 deal companies · New York, NY

Grouped because: 1 shared person, 2 shared management entities, similar issuer names (3) (automatic match from the filings) · not the same sponsor?

3deal companies
$8.1Mreported sold
39investors
5Form D filings
2017–2018active
0new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Nov 14, 2018 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Alpha Annex is a sponsor group of 3 issuers that PartnerFacts links to one sponsor (shared management entity, similar issuer names; automatic match from the filings), filing 5 Form D filings between Apr 2017 and Nov 2018.

What this means One team, 3 deal companies, about 1 year of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $8.1M to 39 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (3). Issuers are based in NY (3).

What this means $8.1M raised across the group, about $208K per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Alpha Venture Partners (3 issuers, director, entity), Assure Fund Management II LLC (3 issuers, director, entity), Mateo Johnson (2 issuers, executive officer), Erin Rosenthal (1 issuer, executive officer), Jeremy Neilson (1 issuer, executive officer) and 1 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Nov 14, 2018.

What this means No new raise filed in the past year.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — none found.

What this means Nothing turned up where we looked (4 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 5 public filings for Alpha Annex and found 9 differences, 2 worth asking the sponsor about: Form D filed 211 days after the first sale; Mateo Johnson is no longer listed on the May 18, 2017 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Alpha Annex has not run yet — it is joining a line of 29,819 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Alpha Annex..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

9 differences found between the filings for Alpha Annex — 2 worth asking about (compared 5 filings on Oct 24, 2026)

Note · May 3, 2017

14% of the money raised went to insiders — Alpha Annex Outcome Health Fund LLC

The May 3, 2017 Form D reports $3,277,000 sold and $466,647 of the proceeds used for payments to officers, directors or promoters. Issuer's note: "This amount represents a one-time fixed cost to cover fund organizational and operating expenses, including all regulatory filing fees.".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · May 3, 2017 ↗Alpha Annex Outcome Health Fund LLC — PartnerFacts page ↗
Sources
Note · Apr 27, 2017 – Nov 14, 2018

14 other issuers file from the same address — 3 member issuers (Alpha Annex Outcome Health Fund LLC; Alpha Annex Careem Fund LLC; Alpha Annex Telemed Fund, LLC)

The address on file, 1 Penn Plaza Suite 3905, New York, NY, is used by 17 issuers in our index across 5 sponsor groups; 14 are outside this group. It is on our registered-agent / shared-office list (18 issuers in 10 unrelated clusters).

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

Alpha Annex Outcome Health Fund LLC — PartnerFacts page ↗Alpha Annex Careem Fund LLC — PartnerFacts page ↗Alpha Annex Telemed Fund, LLC — PartnerFacts page ↗EDGAR filer page · Alpha Annex Outcome Health Fund LLC ↗
Sources
Worth asking · Apr 17, 2018 – Nov 14, 2018

Form D filed 211 days after the first sale — Alpha Annex Telemed Fund, LLC

The filing says the first sale was Apr 17, 2018. The Form D was filed Nov 14, 2018 — 211 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 196 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Nov 14, 2018 ↗Alpha Annex Telemed Fund, LLC — PartnerFacts page ↗
Sources
Worth asking · May 3, 2017 – May 18, 2017

Mateo Johnson is no longer listed on the May 18, 2017 amendment — Alpha Annex Outcome Health Fund LLC

Mateo Johnson appears on the May 3, 2017 Form D (executive officer) but not on the May 18, 2017 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D · May 3, 2017 ↗Form D/A · May 18, 2017 ↗Mateo Johnson — PartnerFacts page ↗Alpha Annex Outcome Health Fund LLC — PartnerFacts page ↗
Sources
Note · May 18, 2017 – Jul 27, 2017

Offering amount changed between filings — Alpha Annex Outcome Health Fund LLC

The May 18, 2017 filing says $4,245,700 offered; the Jul 27, 2017 Form D/A says $5,259,250.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · May 18, 2017 ↗Form D/A (later) · Jul 27, 2017 ↗Alpha Annex Outcome Health Fund LLC — PartnerFacts page ↗
Sources
Note · May 3, 2017 – May 18, 2017

Offering amount changed between filings — Alpha Annex Outcome Health Fund LLC

The May 3, 2017 filing says $3,277,000 offered; the May 18, 2017 Form D/A says $4,245,700.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · May 3, 2017 ↗Form D/A (later) · May 18, 2017 ↗Alpha Annex Outcome Health Fund LLC — PartnerFacts page ↗
Sources
Note · Nov 14, 2018

Address on file is a registered agent / shared office — Alpha Annex Telemed Fund, LLC

The latest filing lists 1 Penn Plaza, Suite 3905, New York, NY. That address is used by 18 issuers in our index (18 issuers in 10 unrelated clusters).

What this means Many small companies use a registered agent's address — it is legal and common. It means the Form D address is not where the team works. Ask where the business operates and who runs it day to day.

Form D · Nov 14, 2018 ↗Alpha Annex Telemed Fund, LLC — PartnerFacts page ↗
Sources
Note · Jul 27, 2017

Address on file is a registered agent / shared office — Alpha Annex Outcome Health Fund LLC

The latest filing lists 1 Penn Plaza Suite 3905, New York, NY. That address is used by 18 issuers in our index (18 issuers in 10 unrelated clusters).

What this means Many small companies use a registered agent's address — it is legal and common. It means the Form D address is not where the team works. Ask where the business operates and who runs it day to day.

Form D/A · Jul 27, 2017 ↗Alpha Annex Outcome Health Fund LLC — PartnerFacts page ↗
Sources
Note · Apr 27, 2017

Address on file is a registered agent / shared office — Alpha Annex Careem Fund LLC

The latest filing lists 1 Penn Plaza, Suite 3905, New York, NY. That address is used by 18 issuers in our index (18 issuers in 10 unrelated clusters).

What this means Many small companies use a registered agent's address — it is legal and common. It means the Form D address is not where the team works. Ask where the business operates and who runs it day to day.

Form D · Apr 27, 2017 ↗Alpha Annex Careem Fund LLC — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 3 offerings report sales commissions; 0 report finder's fees; 3 report proceeds to related persons totalling $202,645.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Nov 14, 2018 D
Alpha Annex Telemed Fund, LLC
File 021-325706
$0$0$9,000
This amount represents a one-time fixed cost to cover fund organizational and operating expenses, including all regulatory filing fees.
None listed on this filingEDGAR ↗
Jul 27, 2017 D/A
Alpha Annex Outcome Health Fund LLC
File 021-285924
$0$0$173,449
This amount represents a one-time fixed cost to cover fund organizational and operating expenses, including all regulatory filing fees.
None listed on this filingEDGAR ↗
Apr 27, 2017 D
Alpha Annex Careem Fund LLC
File 021-285623
$0$0$20,196
This amount represents a one-time fixed cost to cover fund organizational and operating expenses, including all regulatory filing fees.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 3 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 8:04 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Alpha Annex in the sources searched.

Not found in sources searched as of Oct 24, 2026, 8:04 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2026–2027) — 182,043 records, loaded Oct 24, 2026, 8:04 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll) — 294,950 records, loaded Oct 23, 2026, 8:58 PM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2026–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll); Cook County IL (assessor ownership and deed/sale records, looked up per issuer when its page is viewed). Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, King County WA (loader ready; first load not finished), Cook County IL bulk pass (not finished; per-issuer lookups only so far), New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:04 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET; Florida DOR NAL roll (Dade 23) Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Hillsborough 39) Oct 23, 2026, 8:54 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗AA Alpha Annex Careem Fund LLCshared management entity, similar issuer namesNew York, NYPooled Investment Fund1$600,300
offering $600,300 · similar: $155,000–$5,250,000
5
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2017
EDGAR ↗AA Alpha Annex Outcome Health Fund LLCshared management entity, similar issuer namesNew York, NYPooled Investment Fund3$5,259,250
offering $5,259,250 · similar: $155,000–$5,250,000
20
similar: 4–27
$25,000
similar: $1,000–$100,000
2017–2017
EDGAR ↗AA Alpha Annex Telemed Fund, LLCshared management entity, similar issuer namesNew York, NYPooled Investment Fund1$2,243,536
offering $2,243,536 · similar: $155,000–$5,250,000
14
similar: 4–27
$1,000
similar: $1,000–$100,000
2018–2018

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Nov 14, 2018Alpha Annex Telemed Fund, LLCDPooled Investment Fund$2,243,536$2,243,536
EDGAR ↗Jul 27, 2017Alpha Annex Outcome Health Fund LLCD/APooled Investment Fund$5,259,250$5,259,250
EDGAR ↗May 18, 2017Alpha Annex Outcome Health Fund LLCD/APooled Investment Fund$4,245,700$4,245,700
EDGAR ↗May 3, 2017Alpha Annex Outcome Health Fund LLCDPooled Investment Fund$3,277,000$3,277,000
EDGAR ↗Apr 27, 2017Alpha Annex Careem Fund LLCDPooled Investment Fund$600,300$600,300

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Nov 14, 2018. Industry history, as reported on each offering's latest filing: All 3 offerings reported: Pooled Investment Fund (2017–2018).

People across the group

NameRolesIssuers hereFirst → last listed
AF Assure Fund Management II LLC entityDirector3Apr 27, 2017 → Nov 14, 2018
AV Alpha Venture Partners entityDirector3Apr 27, 2017 → Nov 14, 2018
MJ Mateo JohnsonExecutive Officer2Apr 27, 2017 → May 3, 2017
Jeremy Neilson Jeremy NeilsonExecutive Officer1Nov 14, 2018 → Nov 14, 2018
RT Richard ThomsExecutive Officer1Nov 14, 2018 → Nov 14, 2018
ER Erin RosenthalExecutive Officer1May 18, 2017 → Jul 27, 2017

Adviser registration (Form ADV)

Searched SEC Form ADV bulk data (registered + exempt reporting advisers) (24,962 records as of Oct 2, 2026, 8:00 AM ET) — nothing matched Alpha Annex.

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Alpha Annex as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Alpha Annex's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #267,940 of 374,652 in line (1,383 issuers searched so far). One-tap searches: Look further ↓

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Change history

No corrections have been requested for this page.

Request a correction

Free. Covers the grouping itself or any record shown here. Logged with status: received → under review → fixed / confirmed with source.

Sponsor response

Add a sourced explanation next to any fact. Reviewed before publishing.

Grouping is PartnerFacts' inference from public filings (shared related persons, management entities, business address). Everything else on this page is drawn from the filings themselves. Not the same sponsor? Request a correction.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (outside the US (as filed: NEW YORK), NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn companies ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗