PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:22 AM ET

Sponsor Check › Sponsor group

A

Allos

One sponsor team, 6 deal companies · Cincinnati, OH

Grouped because: 4 shared people, 1 shared management entity, same business address (5 issuers), similar issuer names (5) · 6 issuers also list a director who sits on many unrelated issuers (not used to group) (automatic match from the filings) · not the same sponsor?

6deal companies
$92.3Mreported sold
156investors
8Form D filings
2018–2023active
0new, last 12 mo

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Dec 1, 2023 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Allos is a sponsor group of 6 issuers that PartnerFacts links to one sponsor (shared people, same business address, similar issuer names, shared management entity; automatic match from the filings), filing 8 Form D filings between Jun 2018 and Dec 2023.

What this means One team, 6 deal companies, about 5 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $92.3M to 156 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (5), "Other" (1). Issuers are based in OH (4), IN (2).

What this means $92.3M raised across the group, about $591K per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: David Kerr (6 issuers, executive officer and director), Julie Whitehead (6 issuers, executive officer), Don Aquilano (5 issuers, director), John C McIlwraith (4 issuers, director), Allos Ventures IV LLC (2 issuers, director, entity) and 4 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Dec 1, 2023.

What this means No new raise filed in the past year.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA), property records (NYC, FL, IL and TX counties) — 1 bankruptcy case matching the name listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 8 public filings for Allos and found 8 differences, 1 worth asking the sponsor about: Form D filed 403 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Allos has not run yet — it is joining a line of 14,500 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Allos..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

Allos Inc closed matched at sponsor-group level (Allos)
United States Bankruptcy Court, S.D. Ohio · No. 2:97-bk-55979 · Filed Jun 30, 1997 · Closed Oct 18, 2001
Role of Allos Inc: Debtor · Outcome: Case closed 2001-10-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the group's state (OH); filed 1997, issuer incorporated 2018
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

8 differences found between the filings for Allos — 1 worth asking about (compared 8 filings on Oct 24, 2026)

Worth asking · Dec 10, 2018 – Jan 17, 2020

Form D filed 403 days after the first sale — Allos III-Q L.P.

The filing says the first sale was Dec 10, 2018. The Form D was filed Jan 17, 2020 — 403 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 388 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Sources
Note · Feb 7, 2022 – Mar 10, 2022

Form D filed 31 days after the first sale — Allos IV-Q L.P.

The filing says the first sale was Feb 7, 2022. The Form D was filed Mar 10, 2022 — 31 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 16 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Sep 20, 2018 – Mar 19, 2020

Offering amount lowered between filings — Allos III L.P.

The Sep 20, 2018 filing says $100,000,000 offered; the Mar 19, 2020 Form D/A says $6,825,000.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Sources
Note · Nov 17, 2023 – Dec 1, 2023

No amendment in the last 12 months on an offering that may still be open — Allos III-B, L.P. (latest filing Dec 1, 2023)

The latest filing for this offering is dated Dec 1, 2023 (first sale Nov 17, 2023). It reports $1,887,000 sold of $2,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Jun 5, 2018 – Mar 10, 2022

4 people are written more than one way across the filings

Don Aquilano is written 2 different ways on the filings · David Kerr is written 2 different ways on the filings · Julie Whitehead is written 2 different ways on the filings · John C McIlwraith is written 2 different ways on the filings

What this means Middle names and suffixes come and go on these forms. Check full legal names against your documents.

Sources
Note · Jan 17, 2020 – Dec 1, 2023

Member companies list addresses in 2 different states

OH (4), IN (2).

What this means The same team filing from more than one place can mean an office move or deals held by different entities. Ask where the sponsor actually operates.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 6 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 1, 2023 D
Allos III-B, L.P.
File 021-498615
$0$0$0None listed on this filingEDGAR ↗
Mar 10, 2022 D
Allos IV-Q L.P.
File 021-436760
$0$0$0None listed on this filingEDGAR ↗
Dec 6, 2021 D
Allos IV L.P.
File 021-423805
$0$0$0None listed on this filingEDGAR ↗
Aug 18, 2020 D
Sixty8 Capital L.P.
File 021-373462
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Mar 19, 2020 D/A
Allos III L.P.
File 021-313878
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jan 17, 2020 D
Allos III-Q L.P.
File 021-358341
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 6 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 23, 2026, 8:59 PM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Allos in the sources searched.

Not found in sources searched as of Oct 23, 2026, 8:59 PM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Florida DOR NAL roll (Hillsborough 39) roll year 2026 — loaded Oct 23, 2026, 8:54 PM ET; Florida DOR NAL roll (Dade 23) roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Hillsborough County FL (recorded documents from Oct 14, 2026 forward; ownership from FL DOR roll 2026); Cook County IL (assessor ownership and deed/sale records, looked up per issuer when its page is viewed); Harris County TX and Dallas County TX (assessor ownership rolls only, 2026 roll; no deed, mortgage or sale records); Miami-Dade County FL (ownership from FL DOR roll only; Clerk recorded documents not covered). Recorder indexes for TX, AZ, IL and WA counties, mortgages and liens outside NYC and FL, lis pendens and foreclosure notices everywhere, Miami-Dade County FL recorded documents, Maricopa County AZ, King County WA, Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Dade 23) Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Hillsborough 39) Oct 23, 2026, 8:54 PM ET. NYC and Cook County are looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗AL Allos III L.P.shared people, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)CINCINNATI, OHPooled Investment Fund3$6,825,000
offering $6,825,000 · similar: $155,000–$5,250,000
28
similar: 4–27
$100,000
similar: $1,000–$100,000
2018–2020
EDGAR ↗AQ Allos III-Q L.P.shared people, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)CINCINNATI, OHPooled Investment Fund1$45,475,000
offering $45,475,000 · similar: $155,000–$5,250,000
65
similar: 4–27
$100,000
similar: $1,000–$100,000
2020–2020
EDGAR ↗SC Sixty8 Capital L.P.shared people, same business address, director listed on many unrelated issuers (not used to group)CINCINNATI, OHPooled Investment Fund1$0
offering $10,000,000 · similar: $155,000–$5,250,000
0
similar: 4–27
$50,000
similar: $1,000–$100,000
2020–2020
EDGAR ↗AL Allos IV L.P.shared people, shared management entity, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)INDIANAPOLIS, INPooled Investment Fund1$0
offering $75,000,000 · similar: $155,000–$5,250,000
0
similar: 4–27
$250,000
similar: $1,000–$100,000
2021–2021
EDGAR ↗AQ Allos IV-Q L.P.shared people, shared management entity, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)INDIANAPOLIS, INPooled Investment Fund1$38,080,000
offering $38,080,000 · similar: $155,000–$5,250,000
43
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2022
EDGAR ↗AB Allos III-B, L.P.shared people, similar issuer names, director listed on many unrelated issuers (not used to group)CINCINNATI, OHOther1$1,887,000
offering $2,000,000 · similar: $500,000–$7,000,000
20
similar: 2–14
$10,000
similar: $5,000–$50,000
2023–2023

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Dec 1, 2023Allos III-B, L.P.DOther$2,000,000$1,887,000
EDGAR ↗Mar 10, 2022Allos IV-Q L.P.DPooled Investment Fund$38,080,000$38,080,000
EDGAR ↗Dec 6, 2021Allos IV L.P.DPooled Investment Fund$75,000,000$0
EDGAR ↗Aug 18, 2020Sixty8 Capital L.P.DPooled Investment Fund$10,000,000$0
EDGAR ↗Mar 19, 2020Allos III L.P.D/APooled Investment Fund$6,825,000$6,825,000
EDGAR ↗Jan 17, 2020Allos III-Q L.P.DPooled Investment Fund$45,475,000$45,475,000
EDGAR ↗Sep 20, 2018Allos III L.P.D/APooled Investment Fund$100,000,000$0
EDGAR ↗Jun 5, 2018Allos III L.P.DPooled Investment Fund$100,000,000$0

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Dec 1, 2023. Industry history, as reported on each offering's latest filing: Previous offerings: Pooled Investment Fund (2018–2022). Latest offering: Other (Dec 1, 2023).

People across the group

NameRolesIssuers hereFirst → last listed
DK David KerrDirector, Executive Officer6Jun 5, 2018 → Dec 1, 2023
JW Julie WhiteheadExecutive Officer6Jun 5, 2018 → Dec 1, 2023
DA Don AquilanoDirector5Jun 5, 2018 → Mar 10, 2022
JM John C McIlwraithDirector4Jan 17, 2020 → Mar 10, 2022
AV Allos Ventures IV LLC entityDirector2Dec 6, 2021 → Mar 10, 2022
JM John McIlwratihExecutive Officer, Director1Dec 1, 2023 → Dec 1, 2023
KJ Kelli JonesExecutive Officer1Aug 18, 2020 → Aug 18, 2020
PE Paul EhlingerExecutive Officer1Aug 18, 2020 → Aug 18, 2020
JM John C. McIllwraithDirector1Jun 5, 2018 → Mar 19, 2020

Adviser registration (Form ADV)

Searched SEC Form ADV bulk data (registered + exempt reporting advisers) (24,962 records as of Oct 2, 2026, 8:00 AM ET) — nothing matched Allos.

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Allos as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Allos's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #222,534 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

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Change history

No corrections have been requested for this page.

Request a correction

Free. Covers the grouping itself or any record shown here. Logged with status: received → under review → fixed / confirmed with source.

Sponsor response

Add a sourced explanation next to any fact. Reviewed before publishing.

Grouping is PartnerFacts' inference from public filings (shared related persons, management entities, business address). Everything else on this page is drawn from the filings themselves. Not the same sponsor? Request a correction.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (outside the US (as filed: CINCINNATI), OH). Each opens in a new tab; what you find there is not verified by PartnerFacts.