Allos is a sponsor group of 6 issuers that PartnerFacts links to one sponsor (shared people, same business address, similar issuer names, shared management entity; automatic match from the filings), filing 8 Form D filings between Jun 2018 and Dec 2023.
What this means One team, 6 deal companies, about 5 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.
Combined reported sold: $92.3M to 156 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (5), "Other" (1). Issuers are based in OH (4), IN (2).
What this means $92.3M raised across the group, about $591K per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.
Principal people: David Kerr (6 issuers, executive officer and director), Julie Whitehead (6 issuers, executive officer), Don Aquilano (5 issuers, director), John C McIlwraith (4 issuers, director), Allos Ventures IV LLC (2 issuers, director, entity) and 4 more.
What this means The person on the most companies is usually the one running the show; their page lists every deal.
Activity: 0 new offerings in the last 12 months; latest filing Dec 1, 2023.
What this means No new raise filed in the past year.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA), property records (NYC, FL, IL and TX counties) — 1 bankruptcy case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 8 public filings for Allos and found 8 differences, 1 worth asking the sponsor about: Form D filed 403 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.