PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:35 AM ET

Sponsor Check › Sponsor group

A

Acia

One sponsor team, 4 deal companies · New York, NY

Grouped because: 11 shared people, 2 shared management entities, same business address (3 issuers), similar issuer names (4) (automatic match from the filings) · not the same sponsor?

4deal companies
$908.9Mreported sold
297investors
33Form D filings
2009–2021active
0new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Oct 8, 2021 · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Acia is a sponsor group of 4 issuers that PartnerFacts links to one sponsor (shared management entity, same business address, similar issuer names; automatic match from the filings), filing 33 Form D filings between Sep 2009 and Oct 2021.

What this means One team, 4 deal companies, about 12 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $908.9M to 297 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (4). Issuers are based in NY (3), Cayman Islands (as filed: E9) (1).

What this means $908.9M raised across the group, about $3.06M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Allen Investment Management, LLC (3 issuers, promoter, entity), Allen Operations LLC (3 issuers, executive officer, entity), Amanda Nguyen (2 issuers, executive officer), Chris Shakal (2 issuers, executive officer), Herbert Allen III (2 issuers, executive officer and director) and 15 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Oct 8, 2021.

What this means No new raise filed in the past year.

Adviser registration (Form ADV) on record: ALLEN INVESTMENT MANAGEMENT, LLC.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 1 court case matching the name listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 33 public filings for Acia and found 19 differences, 5 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Acia has not run yet — it is joining a line of 36,325 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

ALPVEX, Inc. v. ACIA, LLC dismissed matched at sponsor-group level (Acia)
District Court, N.D. New York · No. 1:17-cv-00388 · Filed Apr 6, 2017 · Closed Dec 9, 2019 · Nature of suit: Other Fraud · Cause: 28:1332 Diversity-Fraud
Role of ACIA, LLC: Defendant · Outcome: Terminated 2019-12-09 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the group's state (NY)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Acia..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

19 differences found between the filings for Acia — 5 worth asking about (compared 33 filings on Oct 24, 2026)

Worth asking · Oct 8, 2013 – Oct 8, 2014

Amount sold went down between filings — Allen Global Partners Offshore

The Oct 8, 2013 filing says $486,599,800 sold; the Oct 8, 2014 Form D/A says $416,966,028 sold — $69,633,772 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Oct 8, 2013 ↗Form D/A (later) · Oct 8, 2014 ↗Allen Global Partners Offshore — PartnerFacts page ↗
Sources
Worth asking · Oct 8, 2013 – Oct 8, 2014

Amount sold went down between filings — Allen Global Partners L.P.

The Oct 8, 2013 filing says $875,878,458 sold; the Oct 8, 2014 Form D/A says $351,568,495 sold — $524,309,963 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Oct 8, 2013 ↗Form D/A (later) · Oct 8, 2014 ↗Allen Global Partners L.P. — PartnerFacts page ↗
Sources
Worth asking · Oct 8, 2013 – Oct 8, 2014

Investor count went down between filings — Allen Global Partners Offshore

The Oct 8, 2013 filing reports 37 investors; the Oct 8, 2014 Form D/A reports 9 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Oct 8, 2013 ↗Form D/A (later) · Oct 8, 2014 ↗Allen Global Partners Offshore — PartnerFacts page ↗
Sources
Worth asking · Oct 8, 2013 – Oct 8, 2014

Investor count went down between filings — Allen Global Partners L.P.

The Oct 8, 2013 filing reports 223 investors; the Oct 8, 2014 Form D/A reports 82 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Oct 8, 2013 ↗Form D/A (later) · Oct 8, 2014 ↗Allen Global Partners L.P. — PartnerFacts page ↗
Sources
Note · Oct 8, 2014

Acia includes 2 deals that stopped filing before reaching their target

Allen Global Partners Offshore (last filing Oct 8, 2014; $486,599,800 sold of $2,000,000,000); Allen Global Partners L.P. (last filing Oct 8, 2014; $875,878,458 sold of $2,000,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Allen Global Partners Offshore — PartnerFacts page ↗Allen Global Partners L.P. — PartnerFacts page ↗
Sources
Note · Jun 2, 1995 – Oct 8, 2021

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — ACIA Asset Allocation Fund LP (latest filing Oct 8, 2021) · No amendment in the last 12 months on an offering that may still be open — ACIA Equity Fund LP (latest filing Feb 13, 2017) · No amendment in the last 12 months on an offering that may still be open — Allen Global Partners Offshore (latest filing Oct 8, 2014) · No amendment in the last 12 months on an offering that may still be open — Allen Global Partners L.P. (latest filing Oct 8, 2014)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Oct 8, 2021 ↗ACIA Asset Allocation Fund LP — PartnerFacts page ↗Form D/A · Feb 13, 2017 ↗ACIA Equity Fund LP — PartnerFacts page ↗
Sources
Worth asking · Sep 23, 2009 – Oct 8, 2014

25 people are no longer listed on a later amendment

Robert Dean is no longer listed on the Oct 8, 2014 amendment — Allen Global Partners Offshore · Robert Dean is no longer listed on the Oct 8, 2014 amendment — Allen Global Partners L.P. · Peter DiIorio is no longer listed on the Oct 8, 2014 amendment — Allen Global Partners Offshore · Peter DiIorio is no longer listed on the Oct 8, 2014 amendment — Allen Global Partners L.P. · Kim M. Wieland is no longer listed on the Oct 8, 2014 amendment — Allen Global Partners Offshore · and 20 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Oct 8, 2013 ↗Form D/A · Oct 8, 2014 ↗Robert Dean — PartnerFacts page ↗Allen Global Partners Offshore — PartnerFacts page ↗
Sources
Note · Oct 6, 2010 – Feb 13, 2017

12 role changes for the same people across filings

Allen Operations LLC's role changed at ACIA Equity Fund LP: promoter → executive officer · ACIA Asset Allocation GP LLC's role changed at ACIA Asset Allocation Fund LP: promoter → executive officer · Allen Operations LLC's role changed at ACIA Equity Fund LP: executive officer → promoter · ACIA Asset Allocation GP LLC's role changed at ACIA Asset Allocation Fund LP: executive officer, promoter → promoter · ACIA Asset Allocation GP LLC's role changed at ACIA Asset Allocation Fund LP: executive officer → executive officer, promoter · and 7 more

What this means Roles on Form D are self-reported. Ask who runs the company today.

Form D/A · Feb 11, 2016 ↗Form D/A · Feb 13, 2017 ↗Allen Operations LLC — PartnerFacts page ↗ACIA Equity Fund LP — PartnerFacts page ↗
Sources
Note · Oct 8, 2013 – Oct 8, 2014

Offering amount changed between filings — Allen Global Partners Offshore

The Oct 8, 2013 filing says $2,000,000,000 offered; the Oct 8, 2014 Form D/A says an indefinite amount.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Oct 8, 2013 ↗Form D/A (later) · Oct 8, 2014 ↗Allen Global Partners Offshore — PartnerFacts page ↗
Sources
Note · Oct 8, 2013 – Oct 8, 2014

Offering amount changed between filings — Allen Global Partners L.P.

The Oct 8, 2013 filing says $2,000,000,000 offered; the Oct 8, 2014 Form D/A says an indefinite amount.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Oct 8, 2013 ↗Form D/A (later) · Oct 8, 2014 ↗Allen Global Partners L.P. — PartnerFacts page ↗
Sources
Note · Oct 8, 2013 – Oct 8, 2014

Minimum investment changed between filings — Allen Global Partners Offshore

The Oct 8, 2013 filing lists a minimum of $1; the Oct 8, 2014 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Oct 8, 2013 ↗Form D/A (later) · Oct 8, 2014 ↗Allen Global Partners Offshore — PartnerFacts page ↗
Sources
Note · Oct 8, 2013 – Oct 8, 2014

Minimum investment changed between filings — Allen Global Partners L.P.

The Oct 8, 2013 filing lists a minimum of $1; the Oct 8, 2014 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Oct 8, 2013 ↗Form D/A (later) · Oct 8, 2014 ↗Allen Global Partners L.P. — PartnerFacts page ↗
Sources
Note · Sep 23, 2009 – Oct 6, 2011

4 people are written more than one way across the filings

Kim M. Wieland is written 2 different ways on the filings · Tal Gurion is written 2 different ways on the filings · HERBERT ALLEN III is written 2 different ways on the filings · Paul Gould is written 2 different ways on the filings

What this means Middle names and suffixes come and go on these forms. Check full legal names against your documents.

Form D/A · Sep 23, 2009 ↗Form D/A · Oct 6, 2011 ↗Kim M. Wieland — PartnerFacts page ↗Tal Gurion — PartnerFacts page ↗
Sources
Note · Oct 8, 2013 – Oct 8, 2014

Address moved from New York, NY to Grand Cayman, Cayman Islands (as filed: E9) — Allen Global Partners Offshore

The people listed on the Oct 8, 2013 filing give New York, NY; on the Oct 8, 2014 filing they give Grand Cayman, Cayman Islands (as filed: E9). The address now on file (C/O Caledonian Trust (Cayman) Limited, Caledonian House, 69 Dr. Roy'S Drive, George Town, Grand Cayman, Cayman Islands (as filed: E9)) is a registered-agent or shared-office address used by 5 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D/A · Oct 8, 2013 ↗Form D/A · Oct 8, 2014 ↗Allen Global Partners Offshore — PartnerFacts page ↗
Sources
Note · Oct 8, 2014

Address on file is a registered agent / shared office — Allen Global Partners Offshore

The latest filing lists C/O Caledonian Trust (Cayman) Limited, Caledonian House, 69 Dr. Roy'S Drive, George Town, Grand Cayman, Cayman Islands (as filed: E9). That address is used by 5 issuers in our index (3 of 5 issuers filed c/o a registered agent / fund administrator).

What this means Many small companies use a registered agent's address — it is legal and common. It means the Form D address is not where the team works. Ask where the business operates and who runs it day to day.

Form D/A · Oct 8, 2014 ↗Allen Global Partners Offshore — PartnerFacts page ↗
Sources
Note · Oct 8, 2014 – Oct 8, 2021

Member companies were formed in 2 different states

Delaware (3), Cayman Islands (1) — out of 4 member issuers. The odd ones out: Allen Global Partners Offshore (Cayman Islands).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Acia — sponsor group page ↗Allen Global Partners Offshore — PartnerFacts page ↗
Sources
Note · Oct 8, 2014 – Oct 8, 2021

Member companies list addresses in 2 different states

NY (3), Cayman Islands (as filed: E9) (1). 1 member uses a registered-agent or shared-office address: Allen Global Partners Offshore (C/O Caledonian Trust (Cayman) Limited, Caledonian House, 69 Dr. Roy'S Drive, George Town, Grand Cayman, Cayman Islands (as filed: E9)).

What this means A registered agent's address is a mailbox, not where the team works. The other address is more likely the real office — ask which one is.

Acia — sponsor group page ↗Allen Global Partners Offshore — PartnerFacts page ↗
Sources
Note · Sep 23, 2009 – Oct 8, 2014

Issuer used a different name before — Allen Global Partners Offshore

SEC records list prior names for this filer: ALLEN GLOBAL PARTNERS OFFSHORE; Allen Arbitrage Offshore. The current name on file is "Allen Global Partners Offshore".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

EDGAR filer page ↗Allen Global Partners Offshore — PartnerFacts page ↗
Sources
Note · Sep 23, 2009 – Oct 8, 2014

Issuer used a different name before — Allen Global Partners L.P.

SEC records list prior names for this filer: Allen Arbitrage LP; Allen Arbitrage L.P.; ALLEN GLOBAL PARTNERS L.P.; ALLEN ARBITRAGE LP. The current name on file is "Allen Global Partners L.P.".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

EDGAR filer page ↗Allen Global Partners L.P. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

3 of 4 offerings report sales commissions totalling $2,649,617; 0 report finder's fees; 1 reports proceeds to related persons totalling $50,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 8, 2021 D/A
ACIA Asset Allocation Fund LP
File 021-162767
$97,428 (est.)$0$0
The fund charges a management fee that is described in the fund's offering documents.
Allen & Company LLC BrokerCheck CRD 1042 ↗EDGAR ↗
Feb 13, 2017 D/A
ACIA Equity Fund LP
File 021-155208
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Oct 8, 2014 D/A
Allen Global Partners Offshore
File 021-65477
$1,179,108 (est.)$0$50,000
The fund charges a management fee that is described in the fund's offering documents.
Allen & Company LLC BrokerCheck CRD 1042 ↗EDGAR ↗
Oct 8, 2014 D/A
Allen Global Partners L.P.
File 021-114770
$1,373,081 (est.)$0$0
The fund charges a management fee that is described in the fund's offering documents.
Allen & Company LLC BrokerCheck CRD 1042 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 4 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 9:34 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Acia in the sources searched.

Not found in sources searched as of Oct 24, 2026, 9:34 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026) — 1,031,843 records, loaded Oct 24, 2026, 9:05 AM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:05 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗AG Allen Global Partners L.P.shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund7$875,878,458
offering Indefinite · similar: $155,000–$5,250,000
223
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2009–2014
EDGAR ↗AG Allen Global Partners Offshoreshared management entity, similar issuer namesGEORGE TOWN, GRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund7$486,599,800
offering Indefinite · similar: $155,000–$5,250,000
37
similar: 4–27
$100,000
similar: $1,000–$100,000
2009–2014
EDGAR ↗AE ACIA Equity Fund LPshared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund7$10,500,000
offering Indefinite · similar: $155,000–$5,250,000
3
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2011–2017
EDGAR ↗AA ACIA Asset Allocation Fund LPshared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund12$129,903,800
offering Indefinite · similar: $155,000–$5,250,000
34
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2011–2021

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Oct 8, 2021ACIA Asset Allocation Fund LPD/APooled Investment FundIndefinite$129,903,800
EDGAR ↗Oct 9, 2020ACIA Asset Allocation Fund LPD/APooled Investment FundIndefinite$129,903,800
EDGAR ↗Oct 11, 2019ACIA Asset Allocation Fund LPD/APooled Investment FundIndefinite$129,903,800
EDGAR ↗Oct 11, 2018ACIA Asset Allocation Fund LPD/APooled Investment FundIndefinite$128,903,800
EDGAR ↗Oct 11, 2017ACIA Asset Allocation Fund LPD/APooled Investment FundIndefinite$128,528,800
EDGAR ↗Feb 13, 2017ACIA Equity Fund LPD/APooled Investment FundIndefinite$10,500,000
EDGAR ↗Oct 11, 2016ACIA Asset Allocation Fund LPD/APooled Investment FundIndefinite$128,528,800
EDGAR ↗Feb 11, 2016ACIA Equity Fund LPD/APooled Investment FundIndefinite$10,500,000
EDGAR ↗Oct 8, 2015ACIA Asset Allocation Fund LPD/APooled Investment FundIndefinite$122,928,800
EDGAR ↗Feb 11, 2015ACIA Equity Fund LPD/APooled Investment FundIndefinite$10,500,000
EDGAR ↗Oct 8, 2014ACIA Asset Allocation Fund LPD/APooled Investment FundIndefinite$103,600,772
EDGAR ↗Oct 8, 2014Allen Global Partners OffshoreD/APooled Investment FundIndefinite$416,966,028
EDGAR ↗Oct 8, 2014Allen Global Partners L.P.D/APooled Investment FundIndefinite$351,568,495
EDGAR ↗Jul 3, 2014ACIA Asset Allocation Fund LPD/APooled Investment FundIndefinite$103,600,772
EDGAR ↗Feb 11, 2014ACIA Equity Fund LPD/APooled Investment FundIndefinite$10,500,000
EDGAR ↗Oct 8, 2013Allen Global Partners OffshoreD/APooled Investment Fund$2,000,000,000$486,599,800
EDGAR ↗Oct 8, 2013Allen Global Partners L.P.D/APooled Investment Fund$2,000,000,000$875,878,458
EDGAR ↗Jul 3, 2013ACIA Asset Allocation Fund LPD/APooled Investment FundIndefinite$63,903,065
EDGAR ↗Feb 11, 2013ACIA Equity Fund LPD/APooled Investment FundIndefinite$10,500,000
EDGAR ↗Oct 9, 2012Allen Global Partners OffshoreD/APooled Investment Fund$2,000,000,000$450,373,700
EDGAR ↗Oct 9, 2012Allen Global Partners L.P.D/APooled Investment Fund$2,000,000,000$856,430,102
EDGAR ↗Jul 3, 2012ACIA Asset Allocation Fund LPD/APooled Investment FundIndefinite$40,000,000
EDGAR ↗Feb 10, 2012ACIA Equity Fund LPD/APooled Investment FundIndefinite$9,917,126
EDGAR ↗Oct 6, 2011Allen Global Partners OffshoreD/APooled Investment Fund$2,000,000,000$432,545,000
EDGAR ↗Oct 6, 2011Allen Global Partners L.P.D/APooled Investment Fund$2,000,000,000$845,705,102
EDGAR ↗Jul 13, 2011ACIA Asset Allocation Fund LPDPooled Investment FundIndefinite$40,000,000
EDGAR ↗Feb 11, 2011ACIA Equity Fund LPDPooled Investment FundIndefinite$9,500,000
EDGAR ↗Oct 6, 2010Allen Global Partners OffshoreD/APooled Investment Fund$2,000,000,000$388,445,000
EDGAR ↗Oct 6, 2010Allen Global Partners L.P.D/APooled Investment Fund$2,000,000,000$776,588,198
EDGAR ↗Sep 22, 2010Allen Global Partners OffshoreD/APooled Investment Fund$2,000,000,000$388,195,000
EDGAR ↗Sep 22, 2010Allen Global Partners L.P.D/APooled Investment Fund$2,000,000,000$773,978,198
EDGAR ↗Sep 23, 2009Allen Global Partners L.P.D/APooled Investment Fund$2,000,000,000$701,603,948
EDGAR ↗Sep 23, 2009Allen Global Partners OffshoreD/APooled Investment Fund$2,000,000,000$303,700,000

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Oct 8, 2021. Industry history, as reported on each offering's latest filing: All 4 offerings reported: Pooled Investment Fund (2009–2011).

People across the group

NameRolesIssuers hereFirst → last listed
AO Allen Operations LLC entityExecutive Officer3Feb 11, 2014 → Oct 8, 2021
AI Allen Investment Management, LLC entityPromoter3Oct 8, 2014 → Oct 8, 2021
RD Robert DeanDirector2Sep 23, 2009 → Oct 8, 2013
PD Peter DiIorioDirector2Sep 23, 2009 → Oct 8, 2013
HF Howard FelsonExecutive Officer2Sep 23, 2009 → Oct 8, 2013
KW Kim M. WielandExecutive Officer, Director2Sep 23, 2009 → Oct 8, 2013
TG Tal GurionDirector2Sep 23, 2009 → Oct 8, 2013
HA HERBERT ALLEN IIIExecutive Officer, Director2Sep 23, 2009 → Oct 8, 2013
KM Kevin MedinaExecutive Officer2Sep 22, 2010 → Oct 8, 2013
JC Joseph CerulloExecutive Officer2Oct 8, 2013 → Oct 8, 2013
PG Paul GouldExecutive Officer, Director2Sep 23, 2009 → Oct 8, 2013
CS CHRIS SHAKALExecutive Officer2Oct 6, 2011 → Oct 9, 2012
AN Amanda NguyenExecutive Officer2Sep 23, 2009 → Oct 6, 2011
AA ACIA Asset Allocation GP LLC entityExecutive Officer1Jul 3, 2014 → Oct 8, 2021
AE ACIA Equity GP LLC entityExecutive Officer1Feb 11, 2014 → Feb 13, 2017
CT Caledonian Trust (Cayman) Limited entityExecutive Officer1Oct 8, 2014 → Oct 8, 2014
AG Allen Global Partners LLC entityExecutive Officer, Promoter1Oct 8, 2014 → Oct 8, 2014
AA ACIA Asset Allocation GP LLC ACIA Asset Allocation GP LLC entityExecutive Officer1Jul 13, 2011 → Jul 3, 2013
EP Eugene ProtashExecutive Officer1Sep 23, 2009 → Oct 6, 2010
LF Linda FuExecutive Officer1Sep 23, 2009 → Sep 23, 2009

Business registration (state registry / Secretary of State)

2 of 4 issuers have a matched state registry record — records by status: inactive 1 · active 1.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

ALLEN INVESTMENT MANAGEMENT, LLC — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Apr 11, 2003 · SEC file 801-61985 · Main office: NEW YORK, NY · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $16,914,755,305 as reported on Form ADV filed Mar 30, 2026 (Item 5.F(2)(c)) · 840 accounts (Item 5.F(2)(f))

Item 11 disclosure questions as answered on Form ADV filed Mar 30, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, business address on Form ADV = address on Form D · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Acia as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Acia's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #311,868 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

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