PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:28 AM ET

Sponsor Check › Sponsor group

A

Ajax

One sponsor team, 2 deal companies · New York, NY

Grouped because: 2 shared people, similar issuer names (2) (automatic match from the filings) · not the same sponsor?

2deal companies
$4.04Mreported sold
47investors
4Form D filings
2016–2017active
0new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Sep 6, 2017 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Ajax is a sponsor group of 2 issuers that PartnerFacts links to one sponsor (shared people, similar issuer names; automatic match from the filings), filing 4 Form D filings between Mar 2016 and Sep 2017.

What this means One team, 2 deal companies, about 1 year of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $4.04M to 47 investors (latest filing per issuer). Industries as reported: Commercial (2). Issuers are based in NY (2).

What this means $4.04M raised across the group, about $86K per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Ian Blatt (2 issuers, promoter), Stuart Silberberg (2 issuers, executive officer and promoter), David Boucher (1 issuer, promoter) and Joseph Fitzpatrick (1 issuer, promoter).

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Sep 6, 2017.

What this means No new raise filed in the past year.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA), property records (NYC, FL, IL and TX counties) — 3 court cases matching the name, 1 bankruptcy case matching the name listed in Key records below.

What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 4 public filings for Ajax and found 7 differences: Form D filed 23 days after the first sale; Offering amount changed between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Ajax has not run yet — it is joining a line of 16,848 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

3 cases: 1 judgment, 2 dismissed

Albany Insurance Co v. Ajax Inc judgment matched at sponsor-group level (Ajax)
District Court, E.D. California · No. 2:90-cv-01466 · Filed Nov 28, 1990 · Closed Oct 17, 1991 · Nature of suit: 450 Interstate commerce
Role of Ajax Inc: Defendant · Outcome: Terminated 1991-10-17 — FJC Integrated Database disposition: Judgment on consent; judgment for plaintiff Docket on CourtListener ↗
exact company name; name has one distinctive word; court in CA (not the issuer's state); filed 1990, issuer incorporated 2014
VERO BEACH, CITY OF v. AJAX, LTD. dismissed matched at sponsor-group level (Ajax)
District Court, S.D. Florida · No. 2:90-cv-14024 · Filed Feb 20, 1990 · Closed Sep 28, 1990 · Nature of suit: 290 Other real property actions
Role of AJAX, LTD.: Defendant · Outcome: Terminated 1990-09-28 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
exact company name; name has one distinctive word; court in FL (not the issuer's state); filed 1990, issuer incorporated 2014
VERO BEACH, CITY OF v. AJAX, LTD. dismissed matched at sponsor-group level (Ajax)
District Court, S.D. Florida · No. 2:90-cv-14020 · Filed Feb 16, 1990 · Closed Jun 21, 1991 · Nature of suit: 230 Rent, lease, ejectment
Role of AJAX, LTD.: Defendant · Outcome: Terminated 1991-06-21 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
exact company name; name has one distinctive word; court in FL (not the issuer's state); filed 1990, issuer incorporated 2014
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Ajax..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

Ajax, Inc. v. Ragland closed matched at sponsor-group level (Ajax)
United States Bankruptcy Court, S.D. California · No. 04-90276 · Filed Jun 7, 2004 · Closed Aug 31, 2005
Role of Ajax, Inc.: Plaintiff · Outcome: Case closed 2005-08-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in CA (not the issuer's state); filed 2004, issuer incorporated 2014
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

7 differences found between the filings for Ajax (compared 4 filings on Oct 24, 2026)

Note · Aug 14, 2017 – Sep 6, 2017

Form D filed 23 days after the first sale — Ajax United Drive Investors, LLC

The filing says the first sale was Aug 14, 2017. The Form D was filed Sep 6, 2017 — 23 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 8 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Sep 6, 2017 ↗Ajax United Drive Investors, LLC — PartnerFacts page ↗
Sources
Note · Mar 14, 2016 – Sep 16, 2016

Offering amount changed between filings — Ajax 5Cap NESV, LLC

The Mar 14, 2016 filing says $7,000,000 offered; the Sep 16, 2016 Form D/A says $8,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Mar 14, 2016 ↗Form D/A (later) · Sep 16, 2016 ↗Ajax 5Cap NESV, LLC — PartnerFacts page ↗
Sources
Note · May 10, 2017 – May 23, 2017

No amendment in the last 12 months on an offering that may still be open — Ajax 5Cap NESV, LLC (latest filing May 23, 2017)

The latest filing for this offering is dated May 23, 2017 (first sale May 10, 2017). It reports $500,000 sold of $4,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · May 23, 2017 ↗Ajax 5Cap NESV, LLC — PartnerFacts page ↗
Sources
Note · Feb 29, 2016 – Sep 16, 2016

No amendment in the last 12 months on an offering that may still be open — Ajax 5Cap NESV, LLC (latest filing Sep 16, 2016)

The latest filing for this offering is dated Sep 16, 2016 (first sale Feb 29, 2016). It reports $6,525,000 sold of $8,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Sep 16, 2016 ↗Ajax 5Cap NESV, LLC — PartnerFacts page ↗
Sources
Note · Sep 6, 2017

Address on file is a registered agent / shared office — Ajax United Drive Investors, LLC

The latest filing lists C/O Ajax Advisors Llc, 1460 Broadway, New York, NY. That address is used by 31 issuers in our index (31 issuers in 26 unrelated clusters).

What this means Many small companies use a registered agent's address — it is legal and common. It means the Form D address is not where the team works. Ask where the business operates and who runs it day to day.

Form D · Sep 6, 2017 ↗Ajax United Drive Investors, LLC — PartnerFacts page ↗
Sources
Note · May 23, 2017

Address on file is a registered agent / shared office — Ajax 5Cap NESV, LLC

The latest filing lists C/O Ajax Advisors Llc, 1460 Broadway, New York, NY. That address is used by 31 issuers in our index (31 issuers in 26 unrelated clusters).

What this means Many small companies use a registered agent's address — it is legal and common. It means the Form D address is not where the team works. Ask where the business operates and who runs it day to day.

Form D · May 23, 2017 ↗Ajax 5Cap NESV, LLC — PartnerFacts page ↗
Sources
Note · Sep 6, 2017

Issuer used a different name before — Ajax United Drive Investors, LLC

SEC records list prior names for this filer: Ajax United Drive Invesotrs, LLC. The current name on file is "Ajax United Drive Investors, LLC".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

EDGAR filer page ↗Ajax United Drive Investors, LLC — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 3 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 6, 2017 D
Ajax United Drive Investors, LLC
File 021-294104
$0$0$0None listed on this filingEDGAR ↗
May 23, 2017 D
Ajax 5Cap NESV, LLC
File 021-287263
$0$0$0None listed on this filingEDGAR ↗
Sep 16, 2016 D/A
Ajax 5Cap NESV, LLC
File 021-259212
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 2 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 23, 2026, 8:59 PM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Ajax in the sources searched.

Not found in sources searched as of Oct 23, 2026, 8:59 PM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Florida DOR NAL roll (Hillsborough 39) roll year 2026 — loaded Oct 23, 2026, 8:54 PM ET; Florida DOR NAL roll (Dade 23) roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Hillsborough County FL (recorded documents from Oct 14, 2026 forward; ownership from FL DOR roll 2026); Cook County IL (assessor ownership and deed/sale records, looked up per issuer when its page is viewed); Harris County TX and Dallas County TX (assessor ownership rolls only, 2026 roll; no deed, mortgage or sale records); Miami-Dade County FL (ownership from FL DOR roll only; Clerk recorded documents not covered). Recorder indexes for TX, AZ, IL and WA counties, mortgages and liens outside NYC and FL, lis pendens and foreclosure notices everywhere, Miami-Dade County FL recorded documents, Maricopa County AZ, King County WA, Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Dade 23) Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Hillsborough 39) Oct 23, 2026, 8:54 PM ET. NYC and Cook County are looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗A5 Ajax 5Cap NESV, LLCshared people, similar issuer namesNEW YORK, NYCommercial3$6,525,000
offering $4,000,000 · similar: $1,815,000–$10,000,000
35
similar: 7–33
$50,000
similar: $20,000–$50,000
2016–2017
EDGAR ↗AU Ajax United Drive Investors, LLCshared people, similar issuer namesNEW YORK, NYCommercial1$3,537,268
offering $3,537,268 · similar: $1,815,000–$10,000,000
12
similar: 7–33
No minimum reported
similar: $20,000–$50,000
2017–2017

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Sep 6, 2017Ajax United Drive Investors, LLCDCommercial$3,537,268$3,537,268
EDGAR ↗May 23, 2017Ajax 5Cap NESV, LLCDCommercial$4,000,000$500,000
EDGAR ↗Sep 16, 2016Ajax 5Cap NESV, LLCD/ACommercial$8,000,000$6,525,000
EDGAR ↗Mar 14, 2016Ajax 5Cap NESV, LLCDCommercial$7,000,000$1,400,000

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Sep 6, 2017. Industry history, as reported on each offering's latest filing: All 3 offerings reported: Commercial (2016–2017).

People across the group

NameRolesIssuers hereFirst → last listed
SS Stuart SilberbergExecutive Officer, Promoter2Mar 14, 2016 → Sep 6, 2017
IB Ian BlattPromoter2Mar 14, 2016 → Sep 6, 2017
JF Joseph FitzpatrickPromoter1Mar 14, 2016 → May 23, 2017
DB David BoucherPromoter1Mar 14, 2016 → May 23, 2017

Adviser registration (Form ADV)

Searched SEC Form ADV bulk data (registered + exempt reporting advisers) (24,962 records as of Oct 2, 2026, 8:00 AM ET) — nothing matched Ajax.

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Ajax as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Ajax's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #272,119 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

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Change history

No corrections have been requested for this page.

Request a correction

Free. Covers the grouping itself or any record shown here. Logged with status: received → under review → fixed / confirmed with source.

Sponsor response

Add a sourced explanation next to any fact. Reviewed before publishing.

Grouping is PartnerFacts' inference from public filings (shared related persons, management entities, business address). Everything else on this page is drawn from the filings themselves. Not the same sponsor? Request a correction.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (outside the US (as filed: NEW YORK), NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn companies ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗