PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:25 AM ET

Sponsor Check › Sponsor group

1H

137 Holdings Alpha

One sponsor team, 61 deal companies · San Francisco, CA

Grouped because: 3 shared people, 4 shared management entities, same business address (47 issuers), similar issuer names (9) (automatic match from the filings) · not the same sponsor?

61deal companies
$371.6Mreported sold
310investors
64Form D filings
2011–2026active
15new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Sep 10, 2026 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

137 Holdings Alpha is a sponsor group of 61 issuers that PartnerFacts links to one sponsor (shared people, same business address, shared management entity, similar issuer names; automatic match from the filings), filing 64 Form D filings between Jun 2011 and Sep 2026.

What this means One team, 61 deal companies, about 15 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $371.6M to 310 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (61). Issuers are based in CA (61).

What this means $371.6M raised across the group, about $1.2M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: 137 Ventures Management, LLC (39 issuers, promoter, entity), 137 Holdings Alpha, LLC (37 issuers, promoter, entity), Andrew D. Hansen (32 issuers, promoter), Justin Fishner-Wolfson (22 issuers, executive officer, director, and promoter), S. Alexander Jacobson (4 issuers, director and promoter) and 8 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 15 new offerings in the last 12 months; latest filing Sep 10, 2026.

What this means Busy — still raising money this year.

Adviser registration (Form ADV) on record: 137 VENTURES MANAGEMENT, LLC.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 1 state regulator order listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 64 public filings for 137 Holdings Alpha and found 6 differences, 2 worth asking the sponsor about: 137 Holdings Alpha includes 3 deals that stopped filing before reaching their target; 2 separate companies in this group use the same name: "137 Holdings III, LLC"; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for 137 Holdings Alpha has not run yet — it is joining a line of 32,540 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 state regulator order

Order Imposing a Civil Penalty and Consent to Order AK · Alaska Division of Banking and Securities (Department of Commerce, Community, and Economic Development)
Order date Apr 6, 2015 · Regulator: Alaska Division of Banking and Securities (Department of Commerce, Community, and Economic Development) · 15-304-s · Parties (regulator's caption): 137 Holdings VII, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
exact company name in the order; regulator in AK, issuer in CA
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched 137 Holdings Alpha..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

6 differences found between the filings for 137 Holdings Alpha — 2 worth asking about (compared the newest 50 of 64 filings on Oct 24, 2026; older filings not covered)

Worth asking · Jun 23, 2015 – Apr 11, 2016

137 Holdings Alpha includes 3 deals that stopped filing before reaching their target

137 Affiliates III, LP (last filing Apr 11, 2016; $0 sold of $1,500,000); 137 Holdings III, LP (last filing Jun 25, 2015; $0 sold of $200,000,000); 137 Holdings C, LLC (last filing Jun 23, 2015; $0 sold of $20,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

137 Affiliates III, LP — PartnerFacts page ↗137 Holdings III, LP — PartnerFacts page ↗137 Holdings C, LLC — PartnerFacts page ↗
Sources
Note · Jan 13, 2016 – Dec 23, 2022

14 other issuers file from the same address — 14 member issuers (137 Affiliates III, LP; 137 Holdings SOC, LLC; 137 HOLDINGS SXII, LLC; …)

The address on file, 49 Geary Street, Suite 500, San Francisco, CA, is used by 28 issuers in our index across 2 sponsor groups; 14 are outside this group. It is on our registered-agent / shared-office list (28 issuers in 21 unrelated clusters).

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

137 Affiliates III, LP — PartnerFacts page ↗137 Holdings SOC, LLC — PartnerFacts page ↗137 HOLDINGS SXII, LLC — PartnerFacts page ↗EDGAR filer page · 137 Affiliates III, LP ↗
Sources
Note · May 26, 2020 – May 28, 2020

No amendment in the last 12 months on an offering that may still be open — ASTRONAVE HOLDINGS II, LLC (latest filing May 28, 2020)

The latest filing for this offering is dated May 28, 2020 (first sale May 26, 2020). It reports $46,354,463 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · May 28, 2020 ↗ASTRONAVE HOLDINGS II, LLC — PartnerFacts page ↗
Sources
Note · Mar 11, 2015 – May 18, 2015

Offering amount changed between filings — Fishner-Wolfson Investments, LLC

The Mar 11, 2015 filing says $925,000 offered; the May 18, 2015 Form D/A says $1,588,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Mar 11, 2015 ↗Form D/A (later) · May 18, 2015 ↗Fishner-Wolfson Investments, LLC — PartnerFacts page ↗
Sources
Worth asking · Dec 4, 2012 – Jun 25, 2015

2 separate companies in this group use the same name: "137 Holdings III, LLC"

CIK 1563308 (first filed Dec 4, 2012, San Francisco, CA); CIK 1646335 (first filed Jun 25, 2015, San Francisco, CA).

What this means Two legal entities with one name can make it unclear which one you invested in. Match the CIK and the SEC file number on your documents, not just the name.

137 Holdings III, LLC — PartnerFacts page ↗137 Holdings III, LP — PartnerFacts page ↗EDGAR filer page · CIK 1563308 ↗EDGAR filer page · CIK 1646335 ↗
Sources
Note · Jan 13, 2016 – Dec 23, 2022

14 issuers use a registered-agent or shared-office address

Address on file is a registered agent / shared office — 137 HOLDINGS SXIX, LLC · Address on file is a registered agent / shared office — 137 HOLDINGS AI, LLC · Address on file is a registered agent / shared office — 137 HOLDINGS SXVIII, LLC · Address on file is a registered agent / shared office — 137 HOLDINGS SXVII, LLC · Address on file is a registered agent / shared office — 137 HOLDINGS SXVI, LLC · and 9 more

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business operates.

Form D · Dec 23, 2022 ↗137 HOLDINGS SXIX, LLC — PartnerFacts page ↗Form D · Aug 22, 2022 ↗137 HOLDINGS AI, LLC — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 64 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

1 of 61 offerings reports sales commissions totalling $1,000,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 10, 2026 D
137 Holdings CAI, LLC
File 021-597080
$0$0$0
The Issuer's Managing Members, or an Affiliate of the Issuer's Managing Members, may be entitled to receive a Management Fee in accordance with the Issuer's governing documentation, as amended from time to time.
None listed on this filingEDGAR ↗
Aug 21, 2026 D
137 Holdings ISII, LLC
File 021-594984
$0$0$0 (est.)
The Issuer's Managing Members, or an Affiliate of the Issuer's Managing Members, may be entitled to receive a Management Fee in accordance with the Issuer's governing documentation, as amended from time to time.
None listed on this filingEDGAR ↗
Jul 7, 2026 D
137 Holdings HAI, LLC
File 021-589708
$0$0$0
The Issuer's Managing Members, or an Affiliate of the Issuer's Managing Members, may be entitled to receive a Management Fee in accordance with the Issuer's governing documentation, as amended from time to time.
None listed on this filingEDGAR ↗
Jun 8, 2026 D
137 Holdings Access Fund II, LLC
File 021-586577
$0$0$0 (est.)
THE ISSUER'S MANAGING MEMBER, OR AN AFFILIATE OF THE ISSUER'S MANAGING MEMBER, MAY BE ENTITLED TO RECEIVE A MANAGEMENT FEE IN ACCORDANCE WITH THE ISSUER'S GOVERNING DOCUMENTATION, AS AMENDED FROM TIME TO TIME.
None listed on this filingEDGAR ↗
Jun 4, 2026 D
137 Holdings SXXIV, LLC
File 021-586225
$0$0$0 (est.)
THE ISSUER'S MANAGING MEMBER, OR AN AFFILIATE OF THE ISSUER'S MANAGING MEMBER, MAY BE ENTITLED TO RECEIVE A MANAGEMENT FEE IN ACCORDANCE WITH THE ISSUER'S GOVERNING DOCUMENTATION, AS AMENDED FROM TIME TO TIME.
None listed on this filingEDGAR ↗
May 18, 2026 D
137 Holdings PHI, LLC
File 021-584324
$0$0$0None listed on this filingEDGAR ↗
May 11, 2026 D
137 Holdings ABI, LLC
File 021-583448
$0$0$0
The Issuer's Managing Members, or an Affiliate of the Issuer's Managing Members, may be entitled to receive a Management Fee in accordance with the Issuer's governing documentation, as amended from time to time.
None listed on this filingEDGAR ↗
May 6, 2026 D
137 X Fund, LP
File 021-583086
$0$0$0 (est.)
THE ISSUER'S GENERAL PARTNER, OR AN AFFILIATE OF THE ISSUER'S GENERAL PARTNER, MAY BE ENTITLED TO RECEIVE A MANAGEMENT FEE IN ACCORDANCE WITH THE ISSUER'S GOVERNING DOCUMENTATION, AS AMENDED FROM TIME TO TIME.
None listed on this filingEDGAR ↗
May 5, 2026 D
137 Holdings SXXII, LLC
File 021-582981
$0$0$0
The Issuer's Managing Members, or an Affiliate of the Issuer's Managing Members, may be entitled to receive a Management Fee in accordance with the Issuer's governing documentation, as amended from time to time.
None listed on this filingEDGAR ↗
Mar 27, 2026 D
137 Holdings ISI, LLC
File 021-578121
$0$0$0 (est.)
The Issuer's Managing Members, or an Affiliate of the Issuer's Managing Members, may be entitled to receive a Management Fee in accordance with the Issuer's governing documentation, as amended from time to time.
None listed on this filingEDGAR ↗
Mar 18, 2026 D
137 Affiliates VII, LP
File 021-576954
$0$0$0None listed on this filingEDGAR ↗
Mar 13, 2026 D
137 Holdings MS, LLC - Series 2025-4
File 021-576406
$0$0$0 (est.)
THE ISSUER'S MANAGING MEMBER, OR AN AFFILIATE OF THE ISSUER'S MANAGING MEMBER, MAY BE ENTITLED TO RECEIVE A MANAGEMENT FEE IN ACCORDANCE WITH THE ISSUER'S GOVERNING DOCUMENTATION, AS AMENDED FROM TIME TO TIME.
None listed on this filingEDGAR ↗
Feb 9, 2026 D
137 Holdings MS, LLC - Series 2025-3
File 021-573005
$0$0$0 (est.)
THE ISSUER'S MANAGING MEMBER, OR AN AFFILIATE OF THE ISSUER'S MANAGING MEMBER, MAY BE ENTITLED TO RECEIVE A MANAGEMENT FEE IN ACCORDANCE WITH THE ISSUER'S GOVERNING DOCUMENTATION, AS AMENDED FROM TIME TO TIME.
None listed on this filingEDGAR ↗
Jan 15, 2026 D
137 Holdings MS, LLC - Series 2025-2
File 021-570053
$0$0$0 (est.)
THE ISSUER'S MANAGING MEMBER, OR AN AFFILIATE OF THE ISSUER'S MANAGING MEMBER, MAY BE ENTITLED TO RECEIVE A MANAGEMENT FEE IN ACCORDANCE WITH THE ISSUER'S GOVERNING DOCUMENTATION, AS AMENDED FROM TIME TO TIME.
None listed on this filingEDGAR ↗
Dec 11, 2025 D
137 Holdings GI, LLC
File 021-566543
$0$0$0 (est.)
The Issuer's Managing Members, or an Affiliate of the Issuer's Managing Members, may be entitled to receive a Management Fee in accordance with the Issuer's governing documentation, as amended from time to time.
None listed on this filingEDGAR ↗
Aug 4, 2025 D
137 Holdings AP, LLC
File 021-553590
$0$0$0 (est.)
THE ISSUER'S MANAGING MEMBER, OR AN AFFILIATE OF THE ISSUER'S MANAGING MEMBER, MAY BE ENTITLED TO RECEIVE A MANAGEMENT FEE IN ACCORDANCE WITH THE ISSUER'S GOVERNING DOCUMENTATION, AS AMENDED FROM TIME TO TIME.
None listed on this filingEDGAR ↗
Aug 4, 2025 D
137 Holdings MS, LLC - Series 2025-1
File 021-553602
$0$0$0 (est.)
THE ISSUER'S MANAGING MEMBER, OR AN AFFILIATE OF THE ISSUER'S MANAGING MEMBER, MAY BE ENTITLED TO RECEIVE A MANAGEMENT FEE IN ACCORDANCE WITH THE ISSUER'S GOVERNING DOCUMENTATION, AS AMENDED FROM TIME TO TIME.
None listed on this filingEDGAR ↗
Jul 8, 2025 D
137 Holdings Co-Investment Fund, LLC
File 021-550970
$0$0$0 (est.)
THE ISSUER'S MANAGING MEMBER, OR AN AFFILIATE OF THE ISSUER'S MANAGING MEMBER, MAY BE ENTITLED TO RECEIVE A MANAGEMENT FEE IN ACCORDANCE WITH THE ISSUER'S GOVERNING DOCUMENTATION, AS AMENDED FROM TIME TO TIME.
None listed on this filingEDGAR ↗
Jun 26, 2025 D
137 Holdings MA, LLC - Series 2025-1
File 021-550035
$0$0$0 (est.)
THE ISSUER'S MANAGING MEMBER, OR AN AFFILIATE OF THE ISSUER'S MANAGING MEMBER, MAY BE ENTITLED TO RECEIVE A MANAGEMENT FEE IN ACCORDANCE WITH THE ISSUER'S GOVERNING DOCUMENTATION, AS AMENDED FROM TIME TO TIME.
None listed on this filingEDGAR ↗
Jun 3, 2025 D
137 HOLDINGS RBC II, LLC
File 021-547917
$0$0$0 (est.)
The Issuer's Managing Members, or an Affiliate of the Issuer's Managing Members, may be entitled to receive a Management Fee in accordance with the Issuer's governing documentation, as amended from time to time.
None listed on this filingEDGAR ↗
May 5, 2025 D
137 VENTURES VII, LP
File 021-545221
$0$0$0 (est.)
THE ISSUER'S GENERAL PARTNER, OR AN AFFILIATE OF THE ISSUER'S GENERAL PARTNER, MAY BE ENTITLED TO RECEIVE A MANAGEMENT FEE IN ACCORDANCE WITH THE ISSUER'S GOVERNING DOCUMENTATION, AS AMENDED FROM TIME TO TIME.
None listed on this filingEDGAR ↗
Mar 31, 2025 D
137 DIRECT FUND, LP
File 021-542574
$0$0$0 (est.)
THE ISSUER'S GENERAL PARTNER, OR AN AFFILIATE OF THE ISSUER'S GENERAL PARTNER, MAY BE ENTITLED TO RECEIVE A MANAGEMENT FEE IN ACCORDANCE WITH THE ISSUER'S GOVERNING DOCUMENTATION, AS AMENDED FROM TIME TO TIME.
None listed on this filingEDGAR ↗
Dec 27, 2024 D
137 Holdings MS, LLC - Series 2024-2
File 021-533502
$0$0$0 (est.)
THE ISSUER'S MANAGING MEMBER, OR AN AFFILIATE OF THE ISSUER'S MANAGING MEMBER, MAY BE ENTITLED TO RECEIVE A MANAGEMENT FEE IN ACCORDANCE WITH THE ISSUER'S GOVERNING DOCUMENTATION, AS AMENDED FROM TIME TO TIME.
None listed on this filingEDGAR ↗
Oct 21, 2024 D
137 Holdings MA, LLC - Series 2024-1
File 021-527332
$0$0$0 (est.)
The Issuer's Managing Members, or an Affiliate of the Issuer's Managing Members, may be entitled to receive a Management Fee in accordance with the Issuer's governing documentation, as amended from time to time.
None listed on this filingEDGAR ↗
Sep 26, 2024 D
137 AFFILIATES VI, LP
File 021-525130
$0$0$0None listed on this filingEDGAR ↗
Jul 30, 2024 D
137 Holdings MS, LLC - Series 2024-1
File 021-520100
$0$0$0 (est.)
THE ISSUER'S MANAGING MEMBERS, OR AN AFFILIATE OF THE ISSUER'S MANAGING MEMBERS, MAY BE ENTITLED TO RECEIVE A MANAGEMENT FEE IN ACCORDANCE WITH THE ISSUER'S GOVERNING DOCUMENTATION, AS AMENDED FROM TIME TO TIME.
None listed on this filingEDGAR ↗
Apr 23, 2024 D
137 HOLDINGS RBC, LLC
File 021-511273
$0$0$0 (est.)
The Issuer's Managing Members, or an Affiliate of the Issuer's Managing Members, may be entitled to receive a Management Fee in accordance with the Issuer's governing documentation, as amended from time to time.
None listed on this filingEDGAR ↗
Dec 28, 2023 D
137 HOLDINGS SXXI, LLC
File 021-501023
$0$0$0 (est.)
The Issuer's Managing Members, or an Affiliate of the Issuer's Managing Members, may be entitled to receive a Management Fee in accordance with the Issuer's governing documentation, as amended from time to time.
None listed on this filingEDGAR ↗
Nov 28, 2023 D
137 HOLDINGS AI II, LLC
File 021-498203
$0$0$0 (est.)
The Issuer's Managing Members, or an Affiliate of the Issuer's Managing Members, may be entitled to receive a Management Fee in accordance with the Issuer's governing documentation, as amended from time to time.
None listed on this filingEDGAR ↗
Oct 12, 2023 D
137 HOLDINGS SXA, LLC
File 021-494576
$0 (est.)$0 (est.)$0 (est.)
The Issuer's Managing Members, or an Affiliate of the Issuer's Managing Members, may be entitled to receive a Management Fee in accordance with the Issuer's governing documentation, as amended from time to time.
TERRANOVA CAPITAL EQUITIES, INC. BrokerCheck CRD 45097 ↗EDGAR ↗
Jul 18, 2023 D
137 HOLDINGS SXX, LLC
File 021-487265
$0$0$0 (est.)
The Issuer's Managing Members, or an Affiliate of the Issuer's Managing Members, may be entitled to receive a Management Fee in accordance with the Issuer's governing documentation, as amended from time to time.
None listed on this filingEDGAR ↗
Dec 23, 2022 D
137 HOLDINGS SXIX, LLC
File 021-468663
$0$0$0 (est.)
The Issuer's Managing Members, or an Affiliate of the Issuer's Managing Members, may be entitled to receive a Management Fee in accordance with the Issuer's governing documentation, as amended from time to time.
None listed on this filingEDGAR ↗
Aug 22, 2022 D
137 HOLDINGS AI, LLC
File 021-456549
$0$0$0 (est.)
The Issuer's Managing Members, or an Affiliate of the Issuer's Managing Members, may be entitled to receive a Management Fee in accordance with the Issuer's governing documentation, as amended from time to time.
None listed on this filingEDGAR ↗
Aug 1, 2022 D
137 HOLDINGS SXVIII, LLC
File 021-454392
$0$0$0 (est.)
The Issuer's Managing Members, or an Affiliate of the Issuer's Managing Members, may be entitled to receive a Management Fee in accordance with the Issuer's governing documentation, as amended from time to time.
None listed on this filingEDGAR ↗
May 26, 2022 D
137 HOLDINGS SXVII, LLC
File 021-447168
$0$0$0 (est.)
The Issuer's Managing Members, or an Affiliate of the Issuer's Managing Members, may be entitled to receive a Management Fee in accordance with the Issuer's governing documentation, as amended from time to time.
None listed on this filingEDGAR ↗
Nov 4, 2021 D
137 HOLDINGS SXVI, LLC
File 021-419945
$0$0$0 (est.)
The Issuer's Managing Members, or an Affiliate of the Issuer's Managing Members, may be entitled to receive a Management Fee in accordance with the Issuer's governing documentation, as amended from time to time.
None listed on this filingEDGAR ↗
Jul 28, 2021 D
137 AFFILIATES V, LP
File 021-408069
$0$0$0 (est.)
THE ISSUER'S GENERAL PARTNER, OR AN AFFILIATE OF THE ISSUER'S GENERAL PARTNER, MAY BE ENTITLED TO RECEIVE A MANAGEMENT FEE IN ACCORDANCE WITH THE ISSUER'S GOVERNING DOCUMENTATION, AS AMENDED FROM TIME TO TIME.
None listed on this filingEDGAR ↗
Mar 11, 2021 D
137 HOLDINGS SXV, LLC
File 021-391964
$0$0$0None listed on this filingEDGAR ↗
Aug 19, 2020 D
137 HOLDINGS XXV, LLC
File 021-373566
$0$0$0None listed on this filingEDGAR ↗
Aug 10, 2020 D
137 HOLDINGS SXIII, LLC
File 021-372868
$0$0$0None listed on this filingEDGAR ↗
May 28, 2020 D
ASTRONAVE HOLDINGS II, LLC
File 021-367854
$1,000,000 (est.)$0$0 (est.)
THE ISSUER'S SENIOR MANAGING MEMBER, OR AN AFFILIATE OF THE ISSUER'S SENIOR MANAGING MEMBER, MAY BE ENTITLED TO RECEIVE A MANAGEMENT FEE IN ACCORDANCE WITH THE ISSUER'S GOVERNING DOCUMENTATION, AS AMENDED FROM TIME TO TIME.
J.P. MORGAN SECURITIES LLC BrokerCheck CRD 79 ↗EDGAR ↗
May 18, 2020 D
ASTRONAVE HOLDINGS, LLC
File 021-367186
$0$0$0 (est.)
THE ISSUER'S SENIOR MANAGING MEMBER, OR AN AFFILIATE OF THE ISSUER'S SENIOR MANAGING MEMBER, MAY BE ENTITLED TO RECEIVE A MANAGEMENT FEE IN ACCORDANCE WITH THE ISSUER'S GOVERNING DOCUMENTATION, AS AMENDED FROM TIME TO TIME.
None listed on this filingEDGAR ↗
Apr 16, 2019 D
137 HOLDINGS SXII, LLC
File 021-337373
$0$0$0 (est.)
The Issuer's General Partner, or an affiliate of the Issuer's General Partner, may be entitled to receive a management fee in accordance with the Issuer's governing documentation, as amended from time to time.
None listed on this filingEDGAR ↗
Apr 11, 2016 D
137 Affiliates III, LP
File 021-261034
$0$0$0None listed on this filingEDGAR ↗
Jan 13, 2016 D
137 Holdings SOC, LLC
File 021-255026
$0$0$0None listed on this filingEDGAR ↗
Jul 24, 2015 D
137 Holdings M, LLC
File 021-244445
$0$0$0None listed on this filingEDGAR ↗
Jun 25, 2015 D/A
137 Holdings III, LP
File 021-242521
$0$0$0
The Issuer's General Partner (or its designee) is entitled to a management fee payable by the Issuer.
None listed on this filingEDGAR ↗
Jun 23, 2015 D
137 Holdings C, LLC
File 021-242294
$0$0$0None listed on this filingEDGAR ↗
May 18, 2015 D/A
Fishner-Wolfson Investments, LLC
File 021-235661
$0$0$0None listed on this filingEDGAR ↗
Mar 12, 2015 D
137 Holdings AC, LLC
File 021-235767
$0$0$0None listed on this filingEDGAR ↗
Sep 29, 2014 D
137 Holdings VII, LLC
File 021-225421
$0$0$0None listed on this filingEDGAR ↗
Aug 26, 2014 D
137 Holdings AB, LLC
File 021-223632
$0$0$0None listed on this filingEDGAR ↗
Aug 26, 2014 D
137 Holdings VI, LLC
File 021-223636
$0$0$0None listed on this filingEDGAR ↗
Jul 9, 2014 D
137 Ventures II, LP
File 021-220601
$0$0$0
The Issuer's General Partner (or its designee) is entitled to a management fee payable by the Issuer.
None listed on this filingEDGAR ↗
Apr 16, 2014 D
137 Holdings CAPX, LLC
File 021-215706
$0$0$0None listed on this filingEDGAR ↗
Apr 1, 2014 D/A
137 Holdings V, LLC
File 021-212329
$0$0$0None listed on this filingEDGAR ↗
Sep 3, 2013 D
137 Holdings IV, LLC
File 021-202232
$0$0$0None listed on this filingEDGAR ↗
Dec 4, 2012 D
137 Holdings III, LLC
File 021-187809
$0$0$0None listed on this filingEDGAR ↗
Aug 10, 2012 D
137 Affiliates, LP
File 021-182543
$0$0$0None listed on this filingEDGAR ↗
May 29, 2012 D
137 Holdings II, LLC
File 021-178926
$0$0$0None listed on this filingEDGAR ↗
Jun 20, 2011 D
137 Ventures, LP
File 021-161483
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 61 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 9:24 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to 137 Holdings Alpha in the sources searched.

Not found in sources searched as of Oct 24, 2026, 9:24 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026) — 1,031,843 records, loaded Oct 24, 2026, 9:05 AM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:05 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗1V 137 Ventures, LPshared people, same business addressSAN FRANCISCO, CAPooled Investment Fund1$34,625,0009$1,000,0002011–2011
EDGAR ↗1H 137 Holdings II, LLCshared people, same business addressSAN FRANCISCO, CAPooled Investment Fund1$400,0003$125,0002012–2012
EDGAR ↗1A 137 Affiliates, LPshared people, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$650,0004$25,0002012–2012
EDGAR ↗1H 137 Holdings III, LLCshared people, same business addressSAN FRANCISCO, CAPooled Investment Fund1$3,090,00012$40,0002012–2012
EDGAR ↗1H 137 Holdings IV, LLCshared people, same business addressSAN FRANCISCO, CAPooled Investment Fund1$7,237,15242No minimum reported2013–2013
EDGAR ↗1H 137 Holdings V, LLCshared people, same business addressSAN FRANCISCO, CAPooled Investment Fund2$15,915,500
offering $15,915,500 · similar: $155,000–$5,250,000
43
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2014–2014
EDGAR ↗1H 137 Holdings CAPX, LLCshared people, same business addressSAN FRANCISCO, CAPooled Investment Fund1$20,000,000
offering $20,000,000 · similar: $155,000–$5,250,000
5
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2014–2014
EDGAR ↗1V 137 Ventures II, LPshared people, same business addressSAN FRANCISCO, CAPooled Investment Fund1$137,951,530
offering $137,951,530 · similar: $155,000–$5,250,000
107
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2014–2014
EDGAR ↗1H 137 Holdings AB, LLCshared people, shared management entity, same business addressSAN FRANCISCO, CAPooled Investment Fund1$25,000,041
offering $25,000,041 · similar: $155,000–$5,250,000
2
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2014–2014
EDGAR ↗1H 137 Holdings VI, LLCshared people, same business addressSAN FRANCISCO, CAPooled Investment Fund1$21,000,000
offering $21,000,000 · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2014–2014
EDGAR ↗1H 137 Holdings VII, LLCshared people, same business addressSAN FRANCISCO, CAPooled Investment Fund1$50,874,000
offering $50,874,000 · similar: $155,000–$5,250,000
37
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2014–2014
EDGAR ↗FW Fishner-Wolfson Investments, LLCshared people, same business addressSAN FRANCISCO, CAPooled Investment Fund2$1,588,000
offering $1,588,000 · similar: $155,000–$5,250,000
11
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2015–2015
EDGAR ↗1H 137 Holdings AC, LLCshared people, same business addressSAN FRANCISCO, CAPooled Investment Fund1$1,000,000
offering $1,000,000 · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2015–2015
EDGAR ↗1H 137 Holdings C, LLCshared people, same business addressSAN FRANCISCO, CAPooled Investment Fund1$0
offering $20,000,000 · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2015–2015
EDGAR ↗1H 137 Holdings III, LPshared people, shared management entity, same business addressSAN FRANCISCO, CAPooled Investment Fund2$0
offering $200,000,000 · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2015–2015
EDGAR ↗1H 137 Holdings M, LLCshared people, same business addressSAN FRANCISCO, CAPooled Investment Fund1$3,875,000
offering $3,875,000 · similar: $155,000–$5,250,000
31
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2015–2015
EDGAR ↗1H 137 Holdings SOC, LLCshared people, shared management entitySAN FRANCISCO, CAPooled Investment Fund1$2,000,000
offering $2,000,000 · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2016–2016
EDGAR ↗1A 137 Affiliates III, LPshared people, shared management entity, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$0
offering $1,500,000 · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2016–2016
EDGAR ↗1H 137 HOLDINGS SXII, LLCshared management entitySAN FRANCISCO, CAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2019
EDGAR ↗AH ASTRONAVE HOLDINGS, LLCshared management entity, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2020
EDGAR ↗AH ASTRONAVE HOLDINGS II, LLCshared management entity, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$46,354,463
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2020
EDGAR ↗1H 137 HOLDINGS SXIII, LLCshared management entitySAN FRANCISCO, CAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2020
EDGAR ↗1H 137 HOLDINGS XXV, LLCshared management entitySAN FRANCISCO, CAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2020
EDGAR ↗1H 137 HOLDINGS SXV, LLCshared management entitySAN FRANCISCO, CAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗1A 137 AFFILIATES V, LPshared people, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗1H 137 HOLDINGS SXVI, LLCshared people, shared management entitySAN FRANCISCO, CAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗1H 137 HOLDINGS SXVII, LLCshared people, shared management entitySAN FRANCISCO, CAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2022
EDGAR ↗1H 137 HOLDINGS SXVIII, LLCshared people, shared management entitySAN FRANCISCO, CAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2022
EDGAR ↗1H 137 HOLDINGS AI, LLCshared people, shared management entitySAN FRANCISCO, CAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2022
EDGAR ↗1H 137 HOLDINGS SXIX, LLCshared people, shared management entitySAN FRANCISCO, CAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2022
EDGAR ↗1H 137 HOLDINGS SXX, LLCshared people, shared management entity, same business addressSAN FRANCISCO, CAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2023
EDGAR ↗1H 137 HOLDINGS SXA, LLCshared people, shared management entity, same business addressSAN FRANCISCO, CAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2023
EDGAR ↗1H 137 HOLDINGS AI II, LLCshared people, shared management entity, same business addressSAN FRANCISCO, CAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2023
EDGAR ↗1H 137 HOLDINGS SXXI, LLCshared people, shared management entity, same business addressSAN FRANCISCO, CAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2023
EDGAR ↗1H 137 HOLDINGS RBC, LLCshared people, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2024
EDGAR ↗1H 137 Holdings MS, LLC - Series 2024-1shared people, shared management entity, same business addressSAN FRANCISCO, CAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2024
EDGAR ↗1A 137 AFFILIATES VI, LPshared people, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2024
EDGAR ↗1H 137 Holdings MA, LLC - Series 2024-1shared people, shared management entity, same business addressSAN FRANCISCO, CAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2024
EDGAR ↗1H 137 Holdings MS, LLC - Series 2024-2shared people, shared management entity, same business addressSAN FRANCISCO, CAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2024
EDGAR ↗1D 137 DIRECT FUND, LPshared people, same business addressSAN FRANCISCO, CAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗1V 137 VENTURES VII, LPshared people, shared management entity, same business addressSAN FRANCISCO, CAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗1H 137 HOLDINGS RBC II, LLCshared people, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗1H 137 Holdings MA, LLC - Series 2025-1shared people, shared management entity, same business addressSAN FRANCISCO, CAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗1H 137 Holdings Co-Investment Fund, LLCshared people, shared management entity, same business addressSAN FRANCISCO, CAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗1H 137 Holdings AP, LLCshared people, shared management entity, same business addressSAN FRANCISCO, CAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗1H 137 Holdings MS, LLC - Series 2025-1shared people, shared management entity, same business addressSAN FRANCISCO, CAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗1H 137 Holdings GI, LLCshared people, shared management entity, same business addressSAN FRANCISCO, CAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗1H 137 Holdings MS, LLC - Series 2025-2shared people, shared management entity, same business addressSAN FRANCISCO, CAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗1H 137 Holdings MS, LLC - Series 2025-3shared people, shared management entity, same business addressSAN FRANCISCO, CAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗1H 137 Holdings MS, LLC - Series 2025-4shared people, shared management entity, same business addressSAN FRANCISCO, CAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗1A 137 Affiliates VII, LPshared people, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗1H 137 Holdings ISI, LLCshared people, shared management entity, same business addressSAN FRANCISCO, CAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗1H 137 Holdings SXXII, LLCshared people, shared management entity, same business addressSAN FRANCISCO, CAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗1X 137 X Fund, LPshared people, same business addressSAN FRANCISCO, CAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗1H 137 Holdings ABI, LLCshared people, shared management entity, same business addressSAN FRANCISCO, CAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗1H 137 Holdings PHI, LLCshared people, shared management entity, same business addressSAN FRANCISCO, CAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗1H 137 Holdings SXXIV, LLCshared people, shared management entity, same business addressSAN FRANCISCO, CAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗1H 137 Holdings Access Fund II, LLCshared people, shared management entity, same business addressSAN FRANCISCO, CAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗1H 137 Holdings HAI, LLCshared people, shared management entity, same business addressSAN FRANCISCO, CAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗1H 137 Holdings ISII, LLCshared people, shared management entity, same business addressSAN FRANCISCO, CAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗1H 137 Holdings CAI, LLCshared people, shared management entity, same business addressSAN FRANCISCO, CAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Sep 10, 2026137 Holdings CAI, LLCDPooled Investment FundIndefinite$0
EDGAR ↗Aug 21, 2026137 Holdings ISII, LLCDPooled Investment FundIndefinite$0
EDGAR ↗Jul 7, 2026137 Holdings HAI, LLCDPooled Investment FundIndefinite$0
EDGAR ↗Jun 8, 2026137 Holdings Access Fund II, LLCDPooled Investment FundIndefinite$0
EDGAR ↗Jun 4, 2026137 Holdings SXXIV, LLCDPooled Investment FundIndefinite$0
EDGAR ↗May 18, 2026137 Holdings PHI, LLCDPooled Investment FundIndefinite$0
EDGAR ↗May 11, 2026137 Holdings ABI, LLCDPooled Investment FundIndefinite$0
EDGAR ↗May 6, 2026137 X Fund, LPDPooled Investment FundIndefinite$0
EDGAR ↗May 5, 2026137 Holdings SXXII, LLCDPooled Investment FundIndefinite$0
EDGAR ↗Mar 27, 2026137 Holdings ISI, LLCDPooled Investment FundIndefinite$0
EDGAR ↗Mar 18, 2026137 Affiliates VII, LPDPooled Investment FundIndefinite$0
EDGAR ↗Mar 13, 2026137 Holdings MS, LLC - Series 2025-4DPooled Investment FundIndefinite$0
EDGAR ↗Feb 9, 2026137 Holdings MS, LLC - Series 2025-3DPooled Investment FundIndefinite$0
EDGAR ↗Jan 15, 2026137 Holdings MS, LLC - Series 2025-2DPooled Investment FundIndefinite$0
EDGAR ↗Dec 11, 2025137 Holdings GI, LLCDPooled Investment FundIndefinite$0
EDGAR ↗Aug 4, 2025137 Holdings MS, LLC - Series 2025-1DPooled Investment FundIndefinite$0
EDGAR ↗Aug 4, 2025137 Holdings AP, LLCDPooled Investment FundIndefinite$0
EDGAR ↗Jul 8, 2025137 Holdings Co-Investment Fund, LLCDPooled Investment FundIndefinite$0
EDGAR ↗Jun 26, 2025137 Holdings MA, LLC - Series 2025-1DPooled Investment FundIndefinite$0
EDGAR ↗Jun 3, 2025137 HOLDINGS RBC II, LLCDPooled Investment FundIndefinite$0
EDGAR ↗May 5, 2025137 VENTURES VII, LPDPooled Investment FundIndefinite$0
EDGAR ↗Mar 31, 2025137 DIRECT FUND, LPDPooled Investment FundIndefinite$0
EDGAR ↗Dec 27, 2024137 Holdings MS, LLC - Series 2024-2DPooled Investment FundIndefinite$0
EDGAR ↗Oct 21, 2024137 Holdings MA, LLC - Series 2024-1DPooled Investment FundIndefinite$0
EDGAR ↗Sep 26, 2024137 AFFILIATES VI, LPDPooled Investment FundIndefinite$0
EDGAR ↗Jul 30, 2024137 Holdings MS, LLC - Series 2024-1DPooled Investment FundIndefinite$0
EDGAR ↗Apr 23, 2024137 HOLDINGS RBC, LLCDPooled Investment FundIndefinite$0
EDGAR ↗Dec 28, 2023137 HOLDINGS SXXI, LLCDPooled Investment FundIndefinite$0
EDGAR ↗Nov 28, 2023137 HOLDINGS AI II, LLCDPooled Investment FundIndefinite$0
EDGAR ↗Oct 12, 2023137 HOLDINGS SXA, LLCDPooled Investment FundIndefinite$0
EDGAR ↗Jul 18, 2023137 HOLDINGS SXX, LLCDPooled Investment FundIndefinite$0
EDGAR ↗Dec 23, 2022137 HOLDINGS SXIX, LLCDPooled Investment FundIndefinite$0
EDGAR ↗Aug 22, 2022137 HOLDINGS AI, LLCDPooled Investment FundIndefinite$0
EDGAR ↗Aug 1, 2022137 HOLDINGS SXVIII, LLCDPooled Investment FundIndefinite$0
EDGAR ↗May 26, 2022137 HOLDINGS SXVII, LLCDPooled Investment FundIndefinite$0
EDGAR ↗Nov 4, 2021137 HOLDINGS SXVI, LLCDPooled Investment FundIndefinite$0
EDGAR ↗Jul 28, 2021137 AFFILIATES V, LPDPooled Investment FundIndefinite$0
EDGAR ↗Mar 11, 2021137 HOLDINGS SXV, LLCDPooled Investment FundIndefinite$0
EDGAR ↗Aug 19, 2020137 HOLDINGS XXV, LLCDPooled Investment FundIndefinite$0
EDGAR ↗Aug 10, 2020137 HOLDINGS SXIII, LLCDPooled Investment FundIndefinite$0
EDGAR ↗May 28, 2020ASTRONAVE HOLDINGS II, LLCDPooled Investment FundIndefinite$46,354,463
EDGAR ↗May 18, 2020ASTRONAVE HOLDINGS, LLCDPooled Investment FundIndefinite$0
EDGAR ↗Apr 16, 2019137 HOLDINGS SXII, LLCDPooled Investment FundIndefinite$0
EDGAR ↗Apr 11, 2016137 Affiliates III, LPDPooled Investment Fund$1,500,000$0
EDGAR ↗Jan 13, 2016137 Holdings SOC, LLCDPooled Investment Fund$2,000,000$2,000,000
EDGAR ↗Jul 24, 2015137 Holdings M, LLCDPooled Investment Fund$3,875,000$3,875,000
EDGAR ↗Jun 25, 2015137 Holdings III, LPD/APooled Investment Fund$200,000,000$0
EDGAR ↗Jun 25, 2015137 Holdings III, LPDPooled Investment Fund$200,000,000$0
EDGAR ↗Jun 23, 2015137 Holdings C, LLCDPooled Investment Fund$20,000,000$0
EDGAR ↗May 18, 2015Fishner-Wolfson Investments, LLCD/APooled Investment Fund$1,588,000$1,588,000
EDGAR ↗Mar 12, 2015137 Holdings AC, LLCDPooled Investment Fund$1,000,000$1,000,000
EDGAR ↗Mar 11, 2015Fishner-Wolfson Investments, LLCDPooled Investment Fund$925,000$925,000
EDGAR ↗Sep 29, 2014137 Holdings VII, LLCDPooled Investment Fund$50,874,000$50,874,000
EDGAR ↗Aug 26, 2014137 Holdings VI, LLCDPooled Investment Fund$21,000,000$21,000,000
EDGAR ↗Aug 26, 2014137 Holdings AB, LLCDPooled Investment Fund$25,000,041$25,000,041
EDGAR ↗Jul 9, 2014137 Ventures II, LPDPooled Investment Fund$137,951,530$137,951,530
EDGAR ↗Apr 16, 2014137 Holdings CAPX, LLCDPooled Investment Fund$20,000,000$20,000,000
EDGAR ↗Apr 1, 2014137 Holdings V, LLCD/APooled Investment Fund$15,915,500$15,915,500
EDGAR ↗Feb 21, 2014137 Holdings V, LLCDPooled Investment Fund$610,000$610,000
EDGAR ↗Sep 3, 2013137 Holdings IV, LLCDPooled Investment Fund$7,237,152$7,237,152
EDGAR ↗Dec 4, 2012137 Holdings III, LLCDPooled Investment Fund$3,090,000$3,090,000
EDGAR ↗Aug 10, 2012137 Affiliates, LPDPooled Investment Fund$650,000$650,000
EDGAR ↗May 29, 2012137 Holdings II, LLCDPooled Investment Fund$400,000$400,000
EDGAR ↗Jun 20, 2011137 Ventures, LPDPooled Investment FundIndefinite$34,625,000

Activity: 15 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Sep 10, 2026. Industry history, as reported on each offering's latest filing: All 61 offerings reported: Pooled Investment Fund (2011–2026).

People across the group

NameRolesIssuers hereFirst → last listed
1V 137 Ventures Management, LLC entityPromoter39Aug 26, 2014 → Sep 10, 2026
1H 137 Holdings Alpha, LLC entityPromoter37Apr 16, 2019 → Sep 10, 2026
AH Andrew D. HansenPromoter32Dec 23, 2022 → Sep 10, 2026
JW Justin Fishner-WolfsonExecutive Officer, Promoter, Director22Jun 20, 2011 → Aug 22, 2022
SJ S. Alexander JacobsonDirector, Promoter4Jul 9, 2014 → Apr 11, 2016
GP GENERAL PARTNER 137 VENTURES VII, LLC entityPromoter2May 5, 2025 → Mar 18, 2026
1V 137 Ventures III, LLC entityPromoter2Jun 25, 2015 → Apr 11, 2016
GP GENERAL PARTNER 137 X FUND, LLC entityPromoter1May 6, 2026 → May 6, 2026
GP GENERAL PARTNER 137 DIRECT FUND, LLC entityPromoter1Mar 31, 2025 → Mar 31, 2025
GP GENERAL PARTNER 137 VENTURES VI, LLC entityPromoter1Sep 26, 2024 → Sep 26, 2024
GP GENERAL PARTNER 137 VENTURES V, LLC entityPromoter1Jul 28, 2021 → Jul 28, 2021
1V 137 Ventures II, LLC entityPromoter1Jul 9, 2014 → Jul 9, 2014
JW Justin S. Fishner-WolfsonDirector1Jul 9, 2014 → Jul 9, 2014

Business registration (state registry / Secretary of State)

None of the 30 issuers (first 30 of 61 issuers checked; each issuer page has its own record) has a record in the registries searched.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

137 VENTURES MANAGEMENT, LLC — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Jun 30, 2015 · SEC file 801-100403 · Main office: SAN FRANCISCO, CA · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $11,805,284,922 as reported on Form ADV filed Apr 15, 2026 (Item 5.F(2)(c)) · 50 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): WWW.LINKEDIN.COM/COMPANY/137-VENTURES ↗

Item 11 disclosure questions as answered on Form ADV filed Apr 15, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, same state (CA) · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for 137 Holdings Alpha as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in 137 Holdings Alpha's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #315,188 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

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Business registries

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